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2023079735101 Elizabeth Bautista CRD 5245573 AWC gg.pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079735101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Elizabeth Bautista (Respondent) Former General Securities Principal CRD No. 5245573 Pursuant to FINRA Rule 9216, Respondent Elizabeth Bautista submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

Anonymous Comment On Regulatory Notice 22-08

Consumer and/or investor like me should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged people. FINRA shouldn't be playing game or politics here what and where should I invest my money. Please stay off the politics/game here. I want freedom of my investment. I am the one to choose what I eat for my lunch or dinner this is my freedom similarly I want to invest that are right for me and my family. Please don't bother ! what is your problem?