FINRA Announces Upcoming Vacancy on the National Adjudicatory Council

The purpose of this Election Notice is to announce an upcoming National Adjudicatory Council (NAC) election for a Small Firm NAC Member.

Eligible individuals may petition to have their name included on the Small Firm NAC Member ballot by following the procedure below.

Note: This Notice was distributed electronically to the executive representative of each FINRA member firm and it is posted on FINRA’s website at www.finra.org/notices/election/080312. Executive representatives should circulate this Notice to their firms’ branch managers.

Questions regarding this Election Notice may be directed to:

• Marcia E. Asquith, Senior Vice President and Corporate Secretary, at (202) 728-8949; or
• Jennifer Piorko Mitchell, Assistant Corporate Secretary, at (202) 728-8949