SR-FINRA-2008-019
Proposed Rule Change to Amend Certain Provisions of Rule 2821
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend certain provisions of Rule 2821.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 92.87 KB | |
| Federal Register Notice | PDF - 74.97 KB | |
| Extension No. 1 | PDF - 19.38 KB | |
| Response to Comments | PDF - 457.86 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 167.48 KB | |
| Extension No. 2 | PDF - 23.51 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 163.32 KB | |
| Approval Order | PDF - 76.68 KB |