Quarterly Checklist of Notices to Members
TO: All NASD Members and Other Interested Persons
Following is a list of NASD Notices to Members issued during the first quarter of 1984. Requests for copies of any notice should be accompanied by a self-addressed label and may be directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.
|
Notice Number |
Date |
Topic |
|
84-1 |
January 9, 1984 |
National Market System to Expand to 728 Issues January 17; and Year-End NASDAQ Market Highlights |
|
84-2 |
January 13, 1984 |
12 Securities Mandated Into NMS on February 17 |
|
84-3 |
January 24, 1984 |
Temporary Relief From Certain Provisions of Rules 15c-3-l and 15e3-3 Dealing With Registered Municipal Securities Is Extended Until March 31, 1984, By SEC Staff |
|
84-4 |
January 23, 1984 |
National Market System Grows to 789 Securities with 50 Additions on February 14 |
|
84-5 |
January 25, 1984 |
SIPC Trustee Appointed for Jay W. Kaufmann & Co., New York |
|
84-6 |
January 25, 1984 |
Temporary Regulations Under The Interest and Dividend Tax Compliance Act of 1983; Back-Up Withholding |
|
84-7 |
January 30, 1984 |
SEC Staff Interpretations of Rule 15c2-4 |
|
84-8 |
February 3, 1984 |
Temporary Receiver Appointed For Southeast Securities of Florida, Hoboken, New Jersey |
|
84-9 |
February 3, 1984 |
SIPC Trustee Appointed for California Municipal Investors, Inc., Los Angeles, California |
|
84-10 |
February 3, 1984 |
Holiday Settlement Schedule - February 1984 |
|
84-11 |
February 3, 1984 |
SIPC Trustee Appointed for Gattini & Co., New York, New York |
|
84-12 |
February 8, 1984 |
Quarterly Checklist of Notices to Members |
|
84-13 |
February 10, 1984 |
PLATO Learning Center ShutDown March 3-11; Extensions of Qualification Examination Expiration Dates |
|
84-14 |
February 15, 1984 |
SIPC Trustee Appointed for Southeast Securities of Florida, Inc., Hoboken, New Jersey |
|
84-15 |
February 28, 1984 |
National Market System Grows to 834 Securities with 50 Additions on March 20 |
|
84-16 |
March 1, 1984 |
Revised Rates for TARS |
|
84-17 |
March 13, 1984 |
Mail Vote - Amendment to Association's Rules of Fair Practice |
|
84-18 |
March 16, 1984 |
Holiday Settlement Schedule - April 1984 |
|
84-19 |
March 16, 1984 |
SIPC Trustee Appointed for MV Securities, Inc., New York, New York |
|
84-20 |
March 28, 1984 |
National Market System Grows to 881 Securities with 50 Additions on April 17 |
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