Notice To Members 85-66

Quarterly Checklist of Notices to Members

Published Date:

October 04, 1985

TO: All NASD Members and Other Interested Persons

The following is a list of NASD Notices to Members issued during the second and third quarters of 1985. Requests for copies of any notice should be accompanied by a self-addressed mailing label and directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.

Notice Number	Date	Topic
85-22	April 8, 1985	NASDAQ National Market System Grows to 1,861 Securities With 100 Voluntary Additions on April 16, 1985
85-23	April 10, 1985	Quarterly Checklist of Notices to Members
85-24	April 12, 1985	NASDAQ Equity Audit Trail
85-25	April 11, 1985	Temporary Receiver Appointed Bevill, Bresler & Schulman, Incorporated Bevill, Bresler & Schulman Securities, Inc. Austin Investment Planning, Inc. 301 South Livingston Avenue Livingston, New Jersey
85-26	April 15, 1985	Adoption of an Amendment to the Interpretation of the Board of Governors on "Forwarding of Proxy and Other Materials"
85-27	April 15, 1985	Approval of Recodified By-Laws and New Code of Procedure
85-28	April 18, 1985	Temporary Receiver Appointed Collins Securities Corporation 400 Tower Building Fourth & Center Streets Little Rock, Arkansas
85-29	April 19, 1985	Compensation Received in Connection With Direct Participation Programs
85-30	April 22, 1985	Securities and Exchange Commission Release Announcing Shareholder Communication Proposals
85-31	April 29, 1985	NASDAQ National Market System Grows to 1,940 Securities With 82 Voluntary Additions on May 7, 1985, and Six Mandatory Inclusions on May 14, 1985
85-32	April 30, 1985	Payment for Order Flow
85-33	May 7, 1985	SIPC Trustee Appointed Coastal Securities Corporation 1888 Century Park E., Suite 1606 Los Angeles, California 90067
85-34	May 8, 1985	Memorial Day: Trade Date-Settlement Date Schedule
85-35	May 10, 1985	SIPC Trustee Appointed Bevill, Bresler & Schulman Incorporated 301 South Livingston Avenue Livingston, New Jersey 07039
85-36	May 10, 1985	NASDAQ National Market System Grows to 1,976 Securities With 42 Voluntary Additions on May 21, 1985
85-37	May 15, 1985	Temporary Receiver Appointed Parr Securities Corp. 68 William Street New York, New York 10005
85-38	May 20, 1985	SIPC Trustee Appointed Parr Securities Corp. 68 William Street New York, New York 10005
85-39	May 28, 1985	NASDAQ National Market System Grows to 1,998 Securities With 23 Voluntary Additions on June 4, 1985
85-40	June 3, 1985	Implementation of Revised Forms U-4 and U-5
85-41	June 10, 1985	Request for Comments on Amendment Concerning Associated Persons' Accounts With Investment Advisers, Banks, and Other Financial Institutions
85-42	June 10, 1985	Independence Day Trade Date-Settlement Date Schedule
85-43	June 12, 1985	Proposed New Rule of Fair Practice Relating to Permission for Members to Alter Their Methods of Operation Under SEC Rule 15c3-2j (the "Customer Protection Rule")
85-44	June 11, 1985	NASDAQ National Market System Grows to 2,012 Securities With 22 Voluntary Additions on June 18, 1985
85-45	June 24, 1985	NASDAQ National Market System Grows to 2,045 Securities With 40 Voluntary Additions on July 2, 1985
85-46	June 27, 1985	Offshore Shell Bank Licenses Registered in Majuro, Marshall Islands — Update
85-47	July 8, 1985	NASDAQ National Market System Grows to 2,057 Securities With 21 Voluntary Additions on July 16, 1985
85-48	July 17, 1985	Qualification and Registration Requirements of Schedule C
85-49	July 19, 1985	Request for Comment on Shareholder Voting Rights for NASDAQ National Market System Companies
85-50	July 29, 1985	NASDAQ National Market System Grows to 2,077 Securities With 32 Voluntary Additions on August 6, 1985
85-51	August 2, 1985	Temporary Receiver Appointed Donald E. Sheldon & Co., Inc. One Wall Street New York, New York 10005
85-52	August 5, 1985	SEC Request for Comment on Issues Relating to the Designation of NASDAQ/NMS Securities
85-53	August 12, 1985	NASDAQ National Market System Grows to 2,091 Securities With 22 Voluntary Additions on August 20, 1985
85-54	August 13, 1985	Proposed New Rule of Fair Practice Relating to Private Securities Transactions
85-55	August 16, 1985	Labor Day: Trade Date-Settle-ment Date Schedule
85-56	August 19, 1985	SIPC Trustee Appointed Donald E. Sheldon & Co.,Inc. One Wall Street New York, New York 10005
85-57	August 28, 1985	NASDAQ National Market System Grows to 2,111 Securities With 24 Voluntary Additions on September 3, 1985
85-58	August 30, 1985	Request for Comments on a Proposed New Rule Governing the Prompt Payment for Investment Company Shares Sold to Customers by NASD Members
85-59	September 4, 1985	Effectiveness of Amendment to the Uniform Practice Code to Require Prompt Settlement of Syndicate Accounts
85-60	September 9, 1985	SIPC Trustee Appointed Collins Securities Corporation 400 Tower Building Fourth & Center Streets Little Rock, Arkansas 72201
85-61	September 9, 1985	Cross-Lien Agreements With Clearing Entities
85-62	September 9, 1985	NASDAQ National Market System Grows to 2,118 Securities With 21 Voluntary Additions on September 17, 1985
85-63	September23, 1985	Trade Date - Settlement Date Schedule for October and Early November
85-64	September 24, 1985	NASDAQ National Market System Grows to 2,143 Securities With 31 Voluntary Additions on October 1, 1985