Notice To Members 86-2

Quarterly Checklist of Notices Interested Persons

Published Date:

January 13, 1986

TO: All NASD Members and Other Interested Persons

The following is a list of NASD Notices to Members issued during the fourth quarter of 1985. Requests for copies of any notice should be accompanied by a self-addressed mailing label and directed to: NASD Administrative Services, 1735 K Street, N.W., Washington, D. C. 20006.

Notice Number	Date	Topic
85-65	October 1, 1985	SIPC Trustee Appointed R. H. Stewart & Co., Inc. 1975 E. Sunrise Blvd., #817 Fort Lauderdale, Florida 33304
85-66	October 4, 1985	Quarterly Checklist of Notices to Members
85-67	October 7, 1985	SIPC Trustee Appointed TK Securities, Inc. 1450 North Dixie Highway Fort Lauderdale, Florida 33304
85-68	October 8, 1985	NASDAQ National Market System Grows to 2,149 Securities With 14 Voluntary Additions on October 15, 1985
85-69	October 21, 1985	Request for Comments on Proposed Amendment to Article III, Section 35 of the NASD's Rules of Fair Practice Concerning Advertising and Sales Literature for Direct Participation Programs
85-70	October 23, 1985	REVISED Trade Date-Settlement Date Schedule for Early November
85-71	October 28, 1985	NASDAQ National Market System Grows to 2,163 Securities With 19 Voluntary Additions on November 5, 1985, and 1 Mandatory Inclusion on November 12, 1985
85-72	October 30, 1985	Trade Reporting Rule Changes for NASDAQ Equity Audit Trail — Phase II
85-73	November 4, 1985	Temporary Receiver Appointed Norman W. Stevenson, Esquire Barnwell & Stevenson P.O. Box 1429 Charleston, South Carolina 29402
85-74	November 5, 1985	Thanksgiving Day: Trade Date-Settlement Date Schedule
85-75	November 11, 1985	Amendments to SEC Rule 15c3-3, Customer Protection Rule
85-76	November 12, 1985	NASDAQ National Market System Grows to 2,172 Securities With 18 Voluntary Additions on November 19, 1985
85-77	November 22, 1985	NASD Actions in the Area of Short Sale Regulation
85-78	November 25, 1985	NASDAQ National Market System Grows to 2,183 Securities With 23 Voluntary Additions on December 3, 1985
85-79	November 26, 1985	1986 Schedule of Holidays
85-80	December 2, 1985	Final Rules Regarding the Securities and Exchange Commission's Direct Shareholder Communication Program
85-81	December 2, 1985	Request for Comments on Proposed Exemption from Free-Riding Interpretation for Conversions of Savings and Loan Associations
85-82	December 3, 1985	Christmas Day - New Year's Day: Trade Date-Settlement Date Schedule
85-83	December 10, 1985	NASDAQ National Market System Grows to 2,194 Securities With 16 Voluntary Additions on December 17, 1985
85-84	December 18, 1985	New Rule of Fair Practice Relating to Private Securities Transactions
85-85	December 23, 1985	Martin Luther King, Jr.'s Day: Trade Date-Settlement Date Schedule
85-86	December 24, 1985	Request for Further Comments on a Proposed New Rule Governing the Prompt Payment for Investment Company Shares Sold to Customers by NASD Members
85-87	December 24, 1985	Request for Comments on Amendments Concerning Short Sales
85-88	December 31, 1985	NASDAQ National Market System Grows to 2,214 Securities With 29 Voluntary Additions on January 7, 1986
85-89	December 31, 1985	Adoption of New Rule of Fair Practice Relating to Permission for Members to Alter Their Methods of Operation Under SEC Rule 15c3-3 (the "Customer Protection Rule")