Skip to main content
Notice To Members 90-49

SIPC Trustee Appointed for First Ohio Securities Company

Published Date:

SUGGESTED ROUTING*

Senior Management
Municipal
Operations
Systems

*These are suggested departments only. Others may be appropriate for your firm.

On June 22, 1990, the United States District Court for the Northern District of Ohio appointed a SIPC trustee for:

First Ohio Securities Company
Two Park Plaza
1111 Chester Avenue
Cleveland, OH 44114.

Members may use the "immediate close-out" procedures as provided in Section 59(i) of the NASD's Uniform Practice Code to close out open over-the-counter contracts. Also, Municipal Securities Rulemaking Board Rule G-12(h) provides that members may use the above procedures to close out transactions in municipal securities.

Questions regarding the firm should be directed to the SIPC trustee:

Joseph Patchan, Esquire
Baker & Hostetler
3200 National City Center
Cleveland, OH 44114
(216) 621-0200.