SOES Tier Levels to Change for 450 Issues on October 15, 1990
|
SUGGESTED ROUTING* |
|
Senior Management |
*These are suggested departments only. Others may be appropriate for your firm.
On June 30, 1988, the maximum SOES order size for all NASDAQ National Market System (NASDAQ/NMS) securities was established as follows:
- A 1,000-share maximum order size was applied to those NASDAQ/NMS securities that had an average daily nonblock volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.
- A 500-share maximum order size was applied to those NASDAQ/NMS securities that had an average daily nonblock volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.
- A 200-share maximum order size was applied to those NASDAQ/NMS securities that had an average daily nonblock volume of less than 1,000 shares a day, a bid price that was less than or equal to $250, and less than two market makers.
These order-size tiers were set by the NASD after extensive research and polling of all NASDAQ/NMS market makers. The purpose of establishing these tiers was to provide public investors with the most efficient means of handling their small orders while ensuring that market makers were not required to assume unrealistic risks under the new mandatory SOES participation rules.
At the time of their establishment, the NASD Trading Committee and Board of Governors decided that the tier levels applicable to each security would be reviewed periodically to determine if the trading characteristics of the issue had changed so as to warrant a SOES tier-level move. Such a review was conducted as of June 29, 1990, using the aforementioned formula and second-quarter trading data. The results of this review were analyzed by the SOES Subcommittee and the NASD Trading Committee, which recommended that changes in SOES tier levels should be implemented per the formula calculation with the exception that an issue would not be permitted to move more than one level.
To further explain, if an issue previously was categorized in the 200-share tier, it would not be permitted to move to the 1,000-share tier even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. Likewise, a security previously assigned to the 1,000-share tier could move only to 500 shares, regardless of the formula calculation. Only 23 issues were affected by this change during the most recent review. In adopting this policy, the Committee was attempting to minimize market-maker exposure on issues for which the tier level increased and to maintain adequate public investor access on issues for which the tier level decreased.
The committee also recognized that the formula used to assign the tier levels cannot always accurately reflect the trading characteristics for each issue. As such, market makers are reminded that the SOES Subcommittee will review on a case-by-case basis suggested tier-level changes if a significant number of market makers in that issue believe such a change is warranted. For more information regarding this process, please contact NASDAQ Market Listing Qualifications at (202) 728-8039.
Following is a listing of the NASDAQ/NMS issue that will require a SOES tier-level change on October 15, 1990.
NASDAQ/NMS SOES CHANGES
All Issues in Alphabetical Order by Name
|
Symbol |
Company Name |
Old Tier Level |
New Tier Level |
|
A |
|||
|
ELUXY |
A B ELECTRLX ADR |
1000 |
500 |
|
SKFRY |
A B SKF ADR |
1000 |
500 |
|
ACMT |
A C MAT CORP |
500 |
200 |
|
ABBK |
ABINGTON BANCORP INC |
1000 |
500 |
|
ALFB |
ABRAHAM LINCOLN FSB |
1000 |
500 |
|
ACLE |
ACCEL INTL CORP |
1000 |
500 |
|
AROS |
ADVANCE ROSS CORP |
1000 |
500 |
|
ARVX |
AEROVOX INC |
500 |
1000 |
|
AMFI |
AMCORE FINANCIAL INC |
500 |
1000 |
|
AMJX |
AMER FSB DUVAL CNTY |
1000 |
500 |
|
AMPH |
AMER PHYSICIANS SVC |
1000 |
500 |
|
ARIG |
AMER RELIANCE GROUP INC |
1000 |
500 |
|
RICE |
AMER RICE INC |
1000 |
500 |
|
AMWD |
AMER WOODMARK CORP |
1000 |
500 |
|
FUND |
AMERICAS ALL SEAS FD |
500 |
1000 |
|
AMTA |
AMISTAR CORP |
200 |
500 |
|
AMOS |
AMOSKEAG CO |
500 |
200 |
|
AMPI |
AMPLICON INC |
1000 |
500 |
|
ANEN |
ANAREN MICROWAVE INC |
1000 |
500 |
|
ANDR |
ANDERSEN GROUP INC |
1000 |
500 |
|
ARDNA |
ARDEN GROUP CL A |
500 |
200 |
|
ALOT |
ASTRO MED INC |
1000 |
500 |
|
ATKM |
ATEK METALS CENTER |
1000 |
500 |
|
ATFC |
ATICO FINANCIAL CORP |
500 |
200 |
|
AFED |
ATLANFED BANCORP INC |
500 |
200 |
|
ATWD |
ATWOOD OCEANICS INC |
500 |
1000 |
|
ATTC |
AUTO-TROL TECH |
500 |
200 |
|
AUTR |
AUTOTROL CORP |
500 |
1000 |
|
B |
|||
|
BFEN |
B F ENTERPRISES INC |
500 |
200 |
|
BFSI |
B F S BANKORP INC |
1000 |
500 |
|
BGSS |
B G S SYSTEMS INC |
500 |
1000 |
|
BNHB |
B N H BNSH INC |
1000 |
500 |
|
BTRI |
B T R REALTYINC |
1000 |
500 |
|
BTBTY |
B T SHIP ADR |
200 |
500 |
|
BAIB |
BAILEY CORP |
1000 |
500 |
|
BLCC |
BALCHEM CORP |
500 |
200 |
|
BWINB |
BALDWIN LYONS CL B |
1000 |
500 |
|
BTEK |
BALTEK CORP |
1000 |
500 |
|
BCNJ |
BANCORP NEW JERSEY |
1000 |
500 |
|
BNHC |
BANK OF NEW HAMP CORP |
1000 |
500 |
|
ASAL |
BANKATLANTIC FSB |
500 |
200 |
|
BNKF |
BANKERS FIRST CORP |
1000 |
500 |
|
BOMA |
BANKS OF MID AMER |
1000 |
500 |
|
BARY |
BARRY S JEWELERS INC |
500 |
200 |
|
BLLW |
BELL W AND CO INC |
1000 |
500 |
|
BNHN |
BENIHANA NATL CORP |
1000 |
500 |
|
BLSC |
BIO LOGIC SYS CORP |
500 |
1000 |
|
BLAK |
BLACK INDS INC |
200 |
500 |
|
BLIS |
BLISS LAUGHLIN INDS |
500 |
200 |
|
BRCOA |
BRADY W H COCLA |
500 |
1000 |
|
BRJS |
BRAJDAS CORP |
500 |
200 |
|
BSBC |
BRANFORD SAVINGS BANK |
1000 |
500 |
|
BRDL |
BRENDLE'S INC |
1000 |
500 |
|
BRID |
BRIDGFORD FOODS CORP |
500 |
200 |
|
BCKY |
BUCKEYE FIN CORP |
1000 |
500 |
|
C |
|||
|
CERB |
C E R B C O INC |
500 |
200 |
|
CPST |
C P C REXCEL INC |
1000 |
500 |
|
CSPI |
C S P INC |
500 |
1000 |
|
CALGF |
CAL GRAPHITE CORP |
500 |
1000 |
|
CRBI |
CAL REP BANCORP INC |
200 |
500 |
|
CSTB |
CALIFORNIA STATE BANK |
500 |
1000 |
|
CBAM |
CAMBREX CORP |
1000 |
500 |
|
CCBT |
CAPE COD BANK TR CO |
500 |
1000 |
|
CAFS |
CARDINAL FINL GROUP |
500 |
200 |
|
CDRGW |
CEDAR GROUP WTS A |
1000 |
500 |
|
CELLW |
CELL TECH INC WTS 92 |
500 |
200 |
|
CJFC |
CENTRAL JERSEY FINL |
500 |
200 |
|
CPSA |
CENTRAL PENN FIN CORP |
500 |
200 |
|
CSBC |
CENTRAL SOUTHERN HLD |
200 |
500 |
|
CSBI |
CENTURY SOUTH BANKS |
200 |
500 |
|
CHCR |
CHANCELLOR CORP |
200 |
500 |
|
CHER |
CHERRY CORP |
1000 |
500 |
|
CHPK |
CHESAPEAKE UTIL CORP |
500 |
1000 |
|
CVAL |
CHESTER VALLEY BANCORP |
500 |
200 |
|
DOCKS |
CHICAGO DOCK SBI |
1000 |
500 |
|
CDCRA |
CHILDREN'S DISCOVR A |
500 |
200 |
|
CPCI |
CIPRICO INC |
1000 |
500 |
|
CINS |
CIRCLE INCOME SHARES |
1000 |
500 |
|
CIZCF |
CITY RESOURCE CANADA |
1000 |
500 |
|
CIVC |
CIVIC BANCORP |
200 |
500 |
|
CTRIS |
CLEVETRUST RLTY SBI |
1000 |
500 |
|
CLDRP |
CLIFFS DRILLING PFD |
500 |
200 |
|
COCAW |
COCA MINES INC WTS |
500 |
200 |
|
CODN |
CODENOLL TECH CORP |
1000 |
500 |
|
CHTB |
COHASSET SAVINGS BANK |
500 |
200 |
|
CBNB |
COMMERCEBANCORP |
1000 |
500 |
|
CBOCA |
COMMERCIAL BANCORP COLO |
500 |
200 |
|
CTIA |
COMMUN TRANSMISSION |
1000 |
500 |
|
CBNH |
COMMUNITY BANKSHARES |
1000 |
500 |
|
CBSI |
COMMUNITY BANK SYSTEM |
200 |
500 |
|
CIDN |
COMPUTER IDENTICS CORP |
500 |
1000 |
|
CLRI |
COMPUTER LANGUAGE |
500 |
1000 |
|
COND |
CONDOR SVCS INC |
1000 |
500 |
|
CSTP |
CONGRESS STREET PROP |
500 |
200 |
|
CFIB |
CONS FIBRES INC |
500 |
200 |
|
CBNE |
CONSTITUTION BANCORP NE |
500 |
200 |
|
CONH |
CONTL HOMES HOLDING |
1000 |
500 |
|
CORC |
CORCOM INC |
1000 |
500 |
|
CSTN |
CORNERSTONE FIN CORP |
1000 |
500 |
|
CSMO |
COSMO COMMUN CORP |
1000 |
500 |
|
CSTR |
COSTAR CORP |
200 |
500 |
|
CLFI |
COUNTRY LAKE FOODS |
1000 |
500 |
|
CRRC |
COURIER CORP |
500 |
200 |
|
FYBR |
CRITICAL INDS INC |
1000 |
500 |
|
CRAN |
CROWN ANDERSEN INC |
500 |
1000 |
|
COILP |
CRYSTAL OIL CO PFD A |
500 |
200 |
|
CUNB |
CUPERTINO NATL BANCORP |
200 |
500 |
|
D |
|||
|
DPHZ |
DATA PHAZ INC |
1000 |
500 |
|
DOCO |
DOC OPTICS CORP |
500 |
200 |
|
DMCVB |
DAIRY MART STORES B |
1000 |
500 |
|
DMCB |
DATA MEASUREMENT CORP |
500 |
200 |
|
DATM |
DATUM INC |
1000 |
500 |
|
DSH |
DECOM SYS INC |
500 |
200 |
|
DEVC |
DEVCON INTL CORP |
500 |
1000 |
|
DLOG |
DISTRIBUTED LOGIC CORP |
1000 |
500 |
|
DOUG |
DOUGLAS AND LOMASON |
500 |
200 |
|
DREW |
DREW INDS INC |
1000 |
500 |
|
E |
|||
|
EBMI |
E AND B MARINE INC |
1000 |
500 |
|
ECLAY |
E C C PLC ADR |
1000 |
500 |
|
EBSI |
EAGLE BANCSHARES |
1000 |
500 |
|
VFBK |
EASTERN BANCORP INC |
1000 |
500 |
|
EASTS |
EASTOVER CORP SBI |
500 |
200 |
|
EAVN |
EATON VANCE CORP |
500 |
1000 |
|
ELCN |
ELCO INDS INC |
1000 |
500 |
|
ELRC |
ELECTRO RENT CORP |
1000 |
500 |
|
ETCIA |
ELECTRONIC TELECOM A |
200 |
500 |
|
EFSB |
ELMWOOD FED SAV BANK |
1000 |
500 |
|
ENVI |
ENVIROSAFE SERVICES |
1000 |
500 |
|
EQICB |
EQUITABLE OF IOWA B |
1000 |
500 |
|
XCOL |
EXPLORATION CO LOUIS |
1000 |
500 |
|
F |
|||
|
FMFS |
F AND M FINL SVC CORP |
500 |
200 |
|
FLSHP |
FLS HLDGS A PFD |
200 |
500 |
|
FMCO |
F M S FINANCIAL CORP |
1000 |
500 |
|
FNBR |
F N B ROCHESTER CORP |
500 |
1000 |
|
FNWB |
FNW BANCORP INC |
1000 |
500 |
|
FICI |
FAIR ISAAC AND CO |
200 |
500 |
|
FCBK |
FAIRFIELD COUNTY BANCORP |
1000 |
500 |
|
FLCP |
FALCON PRODUCTS INC |
500 |
1000 |
|
FAHSP |
FARM AND HOME PFD A |
1000 |
500 |
|
FARC |
FARR CO |
500 |
1000 |
|
FSCR |
FEDERAL SCREW WORKS |
500 |
200 |
|
FIGI |
FIGGIE INTL INC |
200 |
500 |
|
FAMA |
FIRST AMARILLO BANCORP |
500 |
200 |
|
FAMRB |
FIRST AMER FIN CORP B |
1000 |
500 |
|
FAMRA |
FIRST AMER FINL CORP A |
1000 |
500 |
|
FBNC |
FIRST BANCORP TROY NC |
500 |
200 |
|
FCTR |
FIRST CHARTER CORP |
500 |
200 |
|
FCHT |
FIRST CHATTANOOGA |
500 |
1000 |
|
FRFD |
FIRST COMM BANCORP IL |
200 |
500 |
|
HCEN |
FIRST FAMILY GROUP |
500 |
200 |
|
FFAL |
FIRST FED ALABAMA |
500 |
200 |
|
FFSW |
FIRST FEDERAL FINL |
500 |
200 |
|
FFMY |
FIRST FED S L FT MYR |
500 |
1000 |
|
FFSD |
FIRST FED SAV BANK AL |
1000 |
500 |
|
FSBG |
FIRST FED SAV BANK GA |
500 |
200 |
|
FLAG |
FIRST FED SAV BANK LAG |
500 |
200 |
|
FFSM |
FIRST FED SAV BANK MT |
200 |
500 |
|
FFWP |
FIRST FED WESTERN PA |
1000 |
500 |
|
FGHC |
FIRST GEORG HLDGS |
200 |
500 |
|
FSEB |
FIRST HOME FED SAV LOAN |
200 |
500 |
|
FSPG |
FIRST HOME SAV BANK |
500 |
200 |
|
FLFC |
FIRST LIBERTY FIN |
1000 |
500 |
|
FMSB |
FIRST MUTUAL SAV BANK |
500 |
1000 |
|
FPNJ |
FIRST PEOPLES FIN CORP |
1000 |
500 |
|
FSFI |
FIRST STATE FINL SVC |
1000 |
500 |
|
WOBS |
FIRST WOBURN BANCORP |
1000 |
500 |
|
FLGLA |
FLAGLER BANK CORP CL A |
500 |
200 |
|
FFPC |
FLORIDA FIRST FED |
1000 |
500 |
|
FOILP |
FOREST OIL CORP PFD |
500 |
1000 |
|
FELE |
FRANKLIN ELECTRIC CO |
1000 |
500 |
|
G |
|||
|
GWCC |
G W C CORP |
500 |
1000 |
|
GATW |
GATEWAY FED CORP |
500 |
1000 |
|
GBLD |
GEN BLDG PRODS CORP |
500 |
200 |
|
GENIP |
GENETICS INSTIT PFD |
500 |
1000 |
|
GNBC |
GLENDALE BANCORP |
200 |
500 |
|
GLTX |
GOLDTEX INC |
500 |
200 |
|
GFGC |
GREAT FALLS GAS CO |
1000 |
500 |
|
GRIF |
GRIFFIN TECHNOLOGY |
1000 |
500 |
|
GROV |
GROVE BANK FOR SAV |
500 |
200 |
|
GULL |
GULL LABS INC |
1000 |
500 |
|
H |
|||
|
HEH |
HEI INC |
1000 |
500 |
|
HALL |
HALL FIN GROUP INC |
1000 |
500 |
|
HWEC |
HALLWOOD ENERGY CORP |
1000 |
500 |
|
THCO |
HAMMOND CO THE |
1000 |
500 |
|
HATH |
HATHAWAY CORP |
500 |
1000 |
|
HVFD |
HAVERFIELD CORP |
200 |
500 |
|
CHHC |
HEIST C H CORP |
200 |
500 |
|
HELX |
HELIX TECHNOLOGY INC |
500 |
1000 |
|
HERS |
HERITAGE FINL SVC IL |
1000 |
500 |
|
HSBK |
HIBERNIA SAV BANK THE |
1000 |
500 |
|
HIWDF |
HIGHWOOD RESOURCES |
500 |
200 |
|
HIFS |
HINGHAM INSTI SAVING |
1000 |
500 |
|
HFGA |
HOME FED SAV BANK GA |
500 |
200 |
|
HFSF |
HOME FED SAV LN SF |
1000 |
500 |
|
HOMF |
HOME FED SAV SEYMOUR |
1000 |
500 |
|
HFIN |
HORIZON FIN SVC INC |
1000 |
500 |
|
HOSP |
HOSPOSABLE PROD INC |
500 |
1000 |
|
HYDE |
HYDE ATHLETIC INDS |
1000 |
500 |
|
I |
|||
|
IIVI |
IIVI INC |
500 |
1000 |
|
INRD |
INRAD INC |
500 |
200 |
|
TIBI |
IMAGE BANK THE |
500 |
1000 |
|
IMATW |
IMATRON INC WTS 90 |
500 |
200 |
|
IMGN |
IMMUNOGEN INC |
500 |
1000 |
|
INDB |
INDEP BANK CORP MA |
500 |
1000 |
|
MFD |
INFODATA SYSTEMS INC |
1000 |
500 |
|
IGSI |
INSITUFORM GULF SO |
500 |
200 |
|
ISEC |
INSITUFORM SOUTHEAST |
1000 |
500 |
|
INTS |
INTEGRATED SYS INC |
500 |
1000 |
|
IFED |
INTER FED SAV BANK |
500 |
200 |
|
INTL |
INTER TEL INC |
1000 |
500 |
|
INPH |
INTERPHASE CORP |
500 |
000 |
|
INTP |
INTERPOINT CORP |
1000 |
500 |
|
ICEYF |
INTL CAP EQUIP LTD |
1000 |
500 |
|
ILFCW |
INTL LEASE FIN WTS |
500 |
1000 |
|
IRON |
IRONSTONE GROUP INC |
1000 |
500 |
|
IROQ |
IROQUOIS BANCORP |
500 |
200 |
|
ISKO |
ISCO INC |
1000 |
500 |
|
IYCOY |
ITO YOKADO CO ADR |
200 |
500 |
|
J |
|||
|
JGIN |
J G INDUSTRIES INC |
1000 |
500 |
|
JMLC |
JAMES MADISON LTD |
500 |
200 |
|
JASN |
JASON INC |
500 |
1000 |
|
JEFG |
JEFFERIES GROUP INC |
1000 |
500 |
|
JALC |
JOHN ADAMS LIFE CORP |
500 |
200 |
|
JOSL |
JOSLYN CORP |
1000 |
500 |
|
K |
|||
|
KCSG |
K C S GROUP INC |
1000 |
500 |
|
KMSI |
K M S INDS INC |
1000 |
500 |
|
KTH |
K TRON INTL INC |
1000 |
500 |
|
KMCI |
KEEGAN MGMT CO |
200 |
500 |
|
KTCO |
KENAN TRANSPORT CO |
500 |
200 |
|
KNAP |
KNAPE AND VOGT MFG |
1000 |
500 |
|
KRUG |
KRUG INTL CORP |
1000 |
500 |
|
L |
|||
|
LCSI |
L C S INDS INC |
500 |
200 |
|
LDBC |
L D B CORP |
500 |
200 |
|
LXBK |
L S B BANCS HARES NC |
200 |
500 |
|
LDMK |
LANDMARK BANK FOR SAV |
1000 |
500 |
|
LCBI |
LANDMARK COMM BANCORP |
1000 |
500 |
|
LSER |
LASER CORP |
500 |
1000 |
|
LFIN |
LINCOLN FINANCIAL CORP |
500 |
1000 |
|
LNSB |
LINCOLN SAVINGS BANK |
500 |
200 |
|
LNDL |
LINDAL CEDAR HOMES |
500 |
1000 |
|
LIND |
LINDBERG CORP |
1000 |
500 |
|
LEK |
LOWRANCE ELECTRONICS |
200 |
500 |
|
M |
|||
|
MMIM |
M M I MEDICALINC |
1000 |
500 |
|
MACD |
MACDERMID INC |
200 |
500 |
|
MLRC |
MALLON RESOURCES CORP |
1000 |
500 |
|
MANA |
MANATRON INC |
200 |
500 |
|
MFAC |
MARKET FACTS INC |
500 |
200 |
|
MFLR |
MAYFLOWER CO-OP BANK |
1000 |
500 |
|
MFFC |
MAYFLOWER FIN CORP |
1000 |
500 |
|
MOIL |
MAYNARD OIL CO |
1000 |
500 |
|
MCFE |
MCFARLAND ENERGY INC |
1000 |
500 |
|
MTK |
MECHANICAL TECH INC |
500 |
200 |
|
MDIN |
MEDALIST INDS |
1000 |
500 |
|
MDXR |
MEDAR INC |
1000 |
500 |
|
MGCC |
MEDICAL GRAPHICS CORP |
1000 |
500 |
|
MRET |
MERET INC |
500 |
200 |
|
KITS |
MERIDIAN DIAGNOSTICS |
1000 |
500 |
|
MRMK |
MERRIMACK BANCORP |
1000 |
500 |
|
METS |
MET-COIL SYSTEMS CORP |
500 |
1000 |
|
MTRO |
METRO TEL CORP |
500 |
200 |
|
MFGR |
METRO BANK FIN GROUP INC |
1000 |
500 |
|
MWAV |
MICROWAVE LABS INC |
1000 |
500 |
|
MMSB |
MID MAINE SAV BANK FSB |
1000 |
500 |
|
MIDS |
MID-SOUTH INS CO |
500 |
200 |
|
MS SB |
MID-STATE FED SAV BANK |
1000 |
500 |
|
MIDC |
MIDCONN BANK |
1000 |
500 |
|
MAHI |
MONARCH AVALON INC |
500 |
200 |
|
MHCO |
MOORE HANDLEY INC |
500 |
200 |
|
MORP |
MOORE PRODUCTS CO |
200 |
500 |
|
MORF |
MOR-FLO INDS INC |
500 |
200 |
|
MOTR |
MOTOR CLUB OF AMER |
1000 |
500 |
|
MTNR |
MOUNTAINEER BKSHS WV |
200 |
500 |
|
MRGC |
MR GASKET CO |
1000 |
500 |
|
MUEL |
MUELLER PAUL CO |
200 |
500 |
|
LABL |
MULTI-COLOR CORP |
500 |
1000 |
|
N |
|||
|
NIPNY |
N E C CORP ADR |
500 |
1000 |
|
NYCL |
N Y CAL CORP |
1000 |
500 |
|
NBCC |
NATL BANC COMMERCE |
500 |
1000 |
|
NBAK |
NATL BANCORP OF ALASKA |
500 |
200 |
|
NCMC |
NATL CAP MGT CORP |
1000 |
500 |
|
NCBM |
NATL CITY BANCORP |
500 |
200 |
|
NPBC |
NATL PENN BSCHS INC |
200 |
500 |
|
NTSC |
NATL TECH SYS INC |
1000 |
500 |
|
NWLIA |
NATL WESTERN LIFE A |
500 |
1000 |
|
NAVG |
NAVIGATORS GROUP INC |
1000 |
500 |
|
NGFCF |
NEVADA GOLDFIELDS CORP |
500 |
200 |
|
NHS |
NEW IMAGE INDS INC |
500 |
1000 |
|
NLON |
NEW LONDON INC |
500 |
1000 |
|
NEWE |
NEWPORT ELECTRONICS |
500 |
200 |
|
NNSL |
NEWPORT NEWS SAV BANK |
500 |
200 |
|
NIEX |
NIAGARAEXCHANGE CORP |
1000 |
500 |
|
NMDY |
NORMANDY OIL GAS CO |
500 |
1000 |
|
NCCB |
NORTHERN CA COMMUNTT |
200 |
500 |
|
NWIB |
NORTHWEST IL BNCORP |
500 |
200 |
|
NWTL |
NORTHWEST TELEPROD |
500 |
200 |
|
NOVXM |
NOVA PHARM CORP WTS C |
500 |
200 |
|
NYCOP |
NYCOR INC PFD |
500 |
1000 |
|
O |
|||
|
OHSC |
OAK HILL SPORTSWEAR |
1000 |
500 |
|
OHBC |
OHIO BANCORP YOUNGSTOWN |
500 |
200 |
|
OLDB |
OLD NATL BANCORP |
500 |
1000 |
|
OVWV |
ONE VALLEY BANCORP W VA |
500 |
1000 |
|
OPTO |
OPTO MECHANIK INC |
1000 |
500 |
|
OFSB |
ORIENTAL FED SAV BANK |
500 |
200 |
|
OSHM |
OSHMANS SPORTING |
1000 |
500 |
|
P |
|||
|
PTSI |
P A M TRANSPORT SVCS |
1000 |
500 |
|
PBSF |
PACIFIC BANK N A |
200 |
500 |
|
PISC |
PACIFIC INTL SVC CORP |
1000 |
500 |
|
PALM |
PALFED INC |
1000 |
500 |
|
PATL |
PAN ATLANTIC INC |
200 |
500 |
|
PATK |
PATRICK INDS INC |
1000 |
500 |
|
PMFG |
PEERLESS MFG CO |
200 |
500 |
|
PNTAP |
PENTAIR INC PFD 87 |
200 |
500 |
|
PFDC |
PEOPLES FED DEKALB |
200 |
500 |
|
PBNB |
PEOPLES SAV FINL CORP |
1000 |
500 |
|
PETD |
PETROLEUM DEV CORP |
1000 |
500 |
|
PETT |
PETTIBONE CORP |
200 |
500 |
|
PHOC |
PHOTO CONTROL CORP |
500 |
200 |
|
PICOA |
PHYSICIANS INS OH A |
1000 |
500 |
|
PBGI |
PIEDMONT BKGP INC |
500 |
200 |
|
PMAN |
PIEDMONT MGMT CO INC |
1000 |
500 |
|
PSBN |
PIONEER BNCORP INC NC |
1000 |
500 |
|
PLEN |
PLENUM PUBLISHING CORP |
500 |
1000 |
|
POLK |
POLK AUDIO INC |
1000 |
500 |
|
POOL |
POSEIDON POOLS AMER |
1000 |
500 |
|
PENG |
PRIMA ENERGY CORP |
500 |
1000 |
|
PSAB |
PRIME BANCORP INC |
500 |
1000 |
|
PMSI |
PRIME MEDICAL SYS |
1000 |
500 |
|
PRFT |
PROFFITT'S INC |
200 |
500 |
|
PFNC |
PROGRESS FIN CORP |
200 |
500 |
|
PSBK |
PROGRESSIVE BANK INC |
1000 |
500 |
|
PRGR |
PRO GROUP INC |
1000 |
500 |
|
PLFC |
PULASKI FURNITURE CORP |
500 |
1000 |
|
PULS |
PULSE BANCORP INC |
1000 |
500 |
|
PTNM |
PUTNAM TRUST CO |
200 |
500 |
|
Q |
|||
|
QTEC |
QUESTECH INC |
200 |
500 |
|
QUIP |
QUIPP INC |
500 |
200 |
|
R |
|||
|
RMPO |
RAMAPO FINANCIAL CORP |
500 |
200 |
|
RARB |
RARITAN BANCORP INC |
500 |
1000 |
|
RDGCA |
READING CO CL A |
1000 |
500 |
|
RFTN |
REFLECTONE INC |
1000 |
500 |
|
RGEQ |
REGENCY EQUITIES CORP |
1000 |
500 |
|
REAL |
RELIABILITY INC |
500 |
1000 |
|
RAUT |
REPUBLIC AUTO PARTS |
1000 |
500 |
|
RBNC |
REPUBLIC BANCORP INC |
1000 |
500 |
|
RSLA |
REPUBLIC CAP GROUP INC |
1000 |
500 |
|
RSFC |
REPUBLIC SAV FIN CORP |
200 |
500 |
|
RESR |
RESEARCH INC |
500 |
200 |
|
ROIL |
RESERVE INDS CORP |
200 |
500 |
|
REXW |
REXWORKS INC |
1000 |
500 |
|
RHEM |
RHEOMETRICS INC |
500 |
200 |
|
RMCI |
RIGHT MGMT CONSUL |
500 |
1000 |
|
ROBN |
ROBBINS AND MYERS |
500 |
1000 |
|
RPCX |
ROBERTS PHARM CORP |
500 |
1000 |
|
RONC |
RONSON CORP |
500 |
200 |
|
RPCH |
ROSPATCH CORP |
1000 |
500 |
|
RCDC |
ROSS COSMETICS DIST |
1000 |
500 |
|
ROTO |
ROTO-ROOTER INC |
1000 |
500 |
|
RBPAA |
ROYAL BANK PENN A |
500 |
1000 |
|
ROYLW |
ROYALPAR INDS WTS A |
500 |
200 |
|
RBCO |
RYAN BECK CO INC |
1000 |
500 |
|
S |
|||
|
SCOM |
S C S COMPUTE INC |
1000 |
500 |
|
SFEM |
S F E TECH MFG CO |
1000 |
500 |
|
SINE |
S J N B FINANCIAL CORP |
1000 |
500 |
|
SNLFA |
S N L FINANCIAL CORP A |
500 |
200 |
|
SUNF |
S U N F INC |
500 |
200 |
|
SNDS |
SANDS REGENT THE |
1000 |
500 |
|
SATI |
SATELLITE INFO SYS |
1000 |
500 |
|
SAVO |
SCHULTZ SAV-O STORES |
1000 |
500 |
|
STIZ |
SCIENTIFIC TECH INC |
200 |
500 |
|
SBCFA |
SEACOAST BKG CORP FL A |
500 |
1000 |
|
SSBA |
SEACOAST SAVINGS BANK |
1000 |
500 |
|
SLFX |
SELFEX INC |
1000 |
500 |
|
SLRV |
SELLERSVILLE SAV LOAN |
1000 |
500 |
|
SEQS |
SEQUOIA SYS INC |
500 |
1000 |
|
SHLB |
SHELBY FED SAVS BANK |
500 |
200 |
|
SSBC |
SHELTON BANCORP INC |
200 |
500 |
|
SHOP |
SHOPSMITH INC |
500 |
1000 |
|
SETC |
SIERRA RLESTTR 84 |
1000 |
500 |
|
SMET |
SIMETCO INC |
1000 |
500 |
|
HAMS |
SMITHFIELD CO INC |
500 |
200 |
|
SOMR |
SOMERSET GROUP INC THE |
500 |
200 |
|
SMGS |
SOUTHEASTERN MI GAS |
500 |
1000 |
|
SMIN |
SOUTHERN MINERAL CORP |
500 |
1000 |
|
SPIR |
SPIRE CORP |
1000 |
500 |
|
STRC |
STRATFORD AMER CORP |
500 |
1000 |
|
SLMAJ |
STUDENT LOAN MKT VOTG |
1000 |
500 |
|
SUBBA |
SUBURBAN BANCORP A |
1000 |
500 |
|
SNRU |
SUN AIR ELECTRONICS |
1000 |
500 |
|
SNLT |
SUNLITE INC |
500 |
200 |
|
SRBC |
SUNRISE BANCORP |
1000 |
500 |
|
SUPX |
SUPERTEX INC |
1000 |
500 |
|
SUSQ |
SUSQUEHANNA BCSHS |
1000 |
500 |
|
SYMB |
S Y MBION INC |
1000 |
500 |
|
SYNL |
SYNTELLECT INC |
500 |
1000 |
|
T |
|||
|
TTOI |
T E M P E S T TECH |
1000 |
500 |
|
tsh |
T S I INC |
500 |
1000 |
|
TDCX |
TECHNOLOGY DEV CORP |
500 |
200 |
|
TCOMB |
TELE COMMUN INC B |
500 |
200 |
|
TMTX |
TEMTEX INDS INC |
500 |
200 |
|
TANT |
TENNANT CO |
1000 |
500 |
|
TCSFY |
THOMSON C S F ADR |
500 |
200 |
|
TAVI |
THORN APPLE VALLEY |
500 |
200 |
|
TMBS |
TTMBERLINE SOFTWARE |
500 |
1000 |
|
TKIOY |
TOKIO MARINE ADR |
500 |
1000 |
|
TKOS |
TOKOS MED CORP DEL |
200 |
500 |
|
TLAM |
TONY LAMA CO INC |
1000 |
500 |
|
TGDGF |
TOTAL ENERGOLD CORP |
1000 |
500 |
|
TRNI |
TRANS INDS INC |
500 |
1000 |
|
TLII |
TRANS LEASING INTL |
1000 |
500 |
|
TRSL |
TRANSNATIONAL INDS |
500 |
1000 |
|
TRCR |
TRICARE INC |
500 |
1000 |
|
TMAS |
TRIMAS CORP |
500 |
1000 |
|
TRBK |
TRUSTBANK SAV FSB |
500 |
1000 |
|
TDRLF |
TUDOR CORP LTD |
500 |
200 |
|
TUES |
TUESDAY MORNING INC |
1000 |
500 |
|
U |
|||
|
UNRI |
U N R ENDS INC |
500 |
1000 |
|
UNRIW |
U N R INDS INC WTS |
500 |
1000 |
|
UNSL |
U N S L FIN CORP |
200 |
500 |
|
USAB |
U S A BANCORP INC |
1000 |
500 |
|
UBSI |
UNITED BKSHS INC |
1000 |
500 |
|
UNCF |
UNITED COS FINANCIAL |
500 |
1000 |
|
UNSA |
UNITED FIN CORP SC |
500 |
200 |
|
UICI |
UNITED INS COS INC |
1000 |
500 |
|
UMSB |
UNITED MISSOURI BCSH |
500 |
1000 |
|
UNEWY |
UNITED NEWSPAPER ADR |
1000 |
500 |
|
UBMT |
UNITED SAV BANK F A MT |
1000 |
500 |
|
CETH |
UNITED THERMAL CORP |
1000 |
500 |
|
UPEN |
UPPER PENINSULA ERGY |
200 |
500 |
|
UBAN |
USBANCORPINCPA |
1000 |
500 |
|
UBANP |
U S BANCORP INC PFD A |
200 |
500 |
|
V |
|||
|
VALN |
VALLEN CORP |
200 |
500 |
|
VALU |
VALUE LINE INC |
500 |
200 |
|
VANF |
VANFED BANCORP |
1000 |
500 |
|
VICT |
VICTORIA BKSHS |
1000 |
500 |
|
VLGEA |
VILLAGE SUPER MKT A |
1000 |
500 |
|
VIPTS |
VINLAND PROP TR SBI |
1000 |
500 |
|
W |
|||
|
WAIN |
WAINWRIGHT BANK TR CO |
500 |
200 |
|
WALB |
W A L BRO CORP |
1000 |
500 |
|
WALS |
WALSHIRE ASSURANCE |
200 |
500 |
|
WBNC |
WASHINGTON BANCORP NJ |
1000 |
500 |
|
WSBX |
WASHINGTON SAV BANK |
500 |
200 |
|
WHOO |
WATERHOUSE INVESTOR |
200 |
500 |
|
WTRS |
WATERS INSTRUMENTS |
500 |
200 |
|
WFPR |
WESTERN FED SAV P R |
500 |
200 |
|
WTPR |
WETTERAU PROPERTIES |
200 |
500 |
|
WMSI |
WILLIAMS INDS INC |
1000 |
500 |
|
Y |
|||
|
YFED |
YORK FINANCIAL CORP |
500 |
1000 |
|
Z |
|||
|
ZEUS |
ZEUS COMPONENTS INC |
500 |
200 |