SOES Tier Levels to Change for 538 Issues on December 1, 1992
| SUGGESTED ROUTING:* |
Senior Management |
On June 30, 1988, the maximum Small Order Execution System (SOES) order size for all Nasdaq National Market securities was established as follows:
- A 1,000-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.
- A 500-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.
- A 200-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of less than 1,000 shares a day, a bid price that was less than or equal to $250, and less than two market makers.
These order-size tiers were set by the NASD after extensive research and polling of all Nasdaq National Market market makers. The purpose of establishing these tiers was to provide public investors with the most efficient means of handling their small orders while ensuring that market makers were not required to assume unrealistic risks under the new mandatory SOES participation rules.
At the time of their establishment, the NASD Trading Committee and Board of Governors decided that the tier levels applicable to each security would be reviewed periodically to determine if the trading characteristics of the issue had changed so as to warrant a SOES tier-level move. Such a review was conducted as of August 31, 1992, using the aforementioned formula and fourth-quarter trading data. The results of this review were analyzed by the SOES Subcommittee and the NASD Trading Committee, which recommended that changes in SOES tier levels should be implemented per the formula calculation with the exception that an issue would not be permitted to move more than one level.
To further explain, if an issue previously was categorized in the 200-share tier, it would not be permitted to move to the 1,000-share tier even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. Likewise, a security previously assigned to the 1,000-share tier could move only to 500 shares, regardless of the formula calculation. In adopting this policy, the Committee was attempting to minimize market-maker exposure on issues for which the tier level increased and maintain adequate public investor access on issues for which the tier level decreased.
The committee also recognized that the formula used to assign the tier levels cannot always accurately reflect the trading characteristics for each issue. As such, market makers are reminded that the SOES Subcommittee will review on a case-by-case basis suggested tier-level changes if a significant number of market makers in that issue believe such a change is warranted. For more information regarding this process, please contact Nasdaq Market Listing Qualifications at (202) 728-8039.
Following is a listing of the Nasdaq National Market issues that will require a SOES tier-level change on December 1, 1992.
NASDAQ NATIONAL MARKET SOES CHANGES
All Issues in Alphabetical Order by Name
|
Symbol |
Company Name |
Old Tier Level |
New Tier Level |
|
A |
|||
|
ELUXY |
A B ELECTRLX ADR SPD |
1000 |
500 |
|
ABSI |
A B S INDS |
500 |
1000 |
|
SKFRY |
A B SKF ADR |
200 |
500 |
|
AEPI |
A E P INDS INC |
500 |
1000 |
|
ALTI |
ALTAI INC |
200 |
500 |
|
APGI |
A P GREEN INDS |
1000 |
500 |
|
ADGE |
ADAGE INC |
500 |
1000 |
|
AVCR |
ADVACARE INC |
200 |
500 |
|
LAIS |
ADVAN INTERVENTIONAL |
200 |
500 |
|
AESM |
AERO SYS INC |
1000 |
500 |
|
ATNG |
ALATENN RESOURCES |
500 |
1000 |
|
AEOK |
ALEXANDER ENGY CORP |
500 |
1000 |
|
ALKS |
ALKERMES INC |
500 |
1000 |
|
AORGB |
ALLEN ORGAN CO CL B |
200 |
500 |
|
ABGA |
ALLIED BANKSHARES |
200 |
500 |
|
ALGR |
ALLIED GROUP INC |
500 |
1000 |
|
ALET |
ALOETTE COSMETICS |
500 |
1000 |
|
ARELW |
ALPHAREL INC WTS 94 |
1000 |
500 |
|
AMBC |
AMER BNCP OHIO |
200 |
500 |
|
AFIL |
AMER FILTRONA CORP |
500 |
200 |
|
RICE |
AMER RICE INC |
500 |
200 |
|
AMSC |
AMER SUPERCONDUCTOR |
200 |
500 |
|
AMGD |
AMER VANGUARD CORP |
200 |
500 |
|
AMWD |
AMER WOODMARK CORP |
1000 |
500 |
|
ASGR |
AMERICA SERVICE GROUP |
200 |
500 |
|
AWII |
AMERIWOOD INDS INT'L |
500 |
1000 |
|
AMOS |
AMOSKEAG CO |
1000 |
500 |
|
AMPI |
AMPLICON INC |
500 |
200 |
|
ANRG |
ANERGEN INC |
200 |
500 |
|
ARIB |
ASPEN IMAGING INT'L |
1000 |
500 |
|
ATKM |
ATEK METALS CENTER |
500 |
200 |
|
ATWD |
ATWOOD OCEANICS INC |
1000 |
500 |
|
ACAM |
AUTOCAM CORP |
1000 |
500 |
|
TOTAC |
AUTOTOTE INC CL A |
1000 |
500 |
|
AVTR |
AVATAR HLDGS INC |
1000 |
500 |
|
B |
|||
|
BFEN |
B F ENTERPRISES INC |
200 |
500 |
|
BFSI |
B F S BANKORP INC |
200 |
500 |
|
BHAGB |
B H A GROUP INC CL B |
500 |
200 |
|
BNHB |
B N H BNSH INC |
1000 |
500 |
|
BTRIC |
B T R REALTY INC |
500 |
1000 |
|
BPMI |
BADGER PAPER MILLS |
200 |
500 |
|
BWINB |
BALDWIN LYONS CL B |
500 |
200 |
|
BGII |
BALLY GAMING INT'L |
500 |
1000 |
|
BTEK |
BALTEK CORP |
500 |
200 |
|
BOMS |
BANCORP OF MISS INC |
200 |
500 |
|
BNHC |
BANK OF NEW HAMP CORP |
1000 |
500 |
|
BPILF |
BASIC PET INT'L LTD |
500 |
200 |
|
BSNX |
BASIN EXPLORATION |
500 |
1000 |
|
BFRS |
BEN FRANKLIN RETAIL |
500 |
1000 |
|
BTGCW |
BIO-TECH GEN WTS 95 |
1000 |
500 |
|
BTGCZ |
BIO-TECH GEN WTS 96 |
1000 |
500 |
|
BGENW |
BIOGEN INC WTS |
1000 |
500 |
|
BIOMF |
BIOMIRA INC |
500 |
1000 |
|
BLIS |
BLISS LAUGHLIN INDS |
500 |
200 |
|
BOON |
BOONTON ELECTRONICS |
500 |
200 |
|
BORAY |
BORALLTDADS |
500 |
200 |
|
BOSA |
BOSTON ACOUSTICS INC |
1000 |
500 |
|
BOST |
BOSTON DIGITAL CORP |
1000 |
500 |
|
BOXXA |
BOX ENERGY CP CL A |
1000 |
500 |
|
BRCOA |
BRADY W H CO CL A |
1000 |
500 |
|
BTSB |
BRAINTREE SAV BK THE |
500 |
1000 |
|
BRDN |
BRANDON SYSTEMS CORP |
200 |
500 |
|
BRDL |
BRENDLE'S INC |
1000 |
500 |
|
BMTC |
BRYN MAWR BK CORP |
1000 |
500 |
|
BTLR |
BUTLER MFG CO |
1000 |
500 |
|
C |
|||
|
CASH |
C A SHORT INT'L INC |
500 |
1000 |
|
CBLMW |
C B L MEDICAL WTS |
1000 |
500 |
|
CCBF |
C C B FIN CORP |
500 |
1000 |
|
CENF |
C E N F E D FIN CORP |
500 |
1000 |
|
CERB |
C E R B C O INC |
500 |
200 |
|
CIMC |
C I M C O INC |
1000 |
500 |
|
LAWR |
CMS/DATA CORP |
1000 |
500 |
|
CNBE |
C N B BANCSHARES INC |
500 |
1000 |
|
CORR |
COR THERAPEUTICS |
500 |
1000 |
|
CPBI |
C P B INC |
1000 |
500 |
|
CSFCB |
C S F HLDGS INC CL B |
500 |
1000 |
|
CSPI |
C S P INC |
1000 |
500 |
|
CAMDW |
CAL MICRO DEVICE WTS |
500 |
1000 |
|
CWTR |
CAL WATER SVC CO |
500 |
1000 |
|
CFHC |
CALIFORNIA FIN HLDG |
500 |
1000 |
|
CCLPZ |
CALLON CON LP UTS |
1000 |
500 |
|
WINEA |
CANANDAIGUA WINE A |
500 |
1000 |
|
CANX |
CANNON EXPRESS |
1000 |
500 |
|
HKYIF |
CANSTAR SPORTS INC |
500 |
200 |
|
CYNRW |
CANYON RES CP WTS |
500 |
1000 |
|
CCBT |
CAPE COD BK TR CO |
500 |
1000 |
|
CAII |
CAPITAL ASSOCIATES |
1000 |
500 |
|
CABK |
CAPITAL BANCORP |
1000 |
500 |
|
CBCL |
CAPITOL BANCORP LTD |
200 |
500 |
|
CAFS |
CARDINAL FIN GP |
500 |
200 |
|
CAVR |
CARVER CP |
1000 |
500 |
|
CATY |
CATHAY BANCORP INC |
500 |
1000 |
|
CELIW |
CEL SCI CP WTS 95 |
500 |
1000 |
|
CEBC |
CENTENNIAL BNCP |
500 |
1000 |
|
CEBK |
CENTRAL CO-OP BANK |
1000 |
500 |
|
KOKO |
CENTRAL INDIANA BNCP |
1000 |
500 |
|
CJFC |
CENTRAL JERSEY FIN |
200 |
500 |
|
CSBC |
CENTRAL SOUTHERN HLDG |
200 |
500 |
|
CSBI |
CENTURY SOUTH BKS |
200 |
500 |
|
CHLN |
CHALONE WINE GRP LTD |
500 |
1000 |
|
CFED |
CHARTER FSB BANCORP |
500 |
1000 |
|
CHEM |
CHEMPOWER INC |
1000 |
500 |
|
DOCKS |
CHICAGO DOCK SBI |
1000 |
500 |
|
CDCRA |
CHILDRENS DIS CTRS CL A |
500 |
200 |
|
CSFT |
CHIPSOFT INC CL A |
200 |
500 |
|
CHMD |
CHRONIMED INC |
500 |
1000 |
|
CINF |
CINCINNATI FINANCIAL |
500 |
1000 |
|
CFNE |
CIRCLE FINE ART CORP |
500 |
1000 |
|
CINS |
CIRCLE INCOME SHARES |
500 |
1000 |
|
CSYI |
CIRCUIT SYSTEMS INC |
500 |
1000 |
|
CHCO |
CITY HOLDING CO |
200 |
500 |
|
CIVC |
CIVIC BANCORP |
1000 |
500 |
|
CGAS |
CLINTON GAS SYS |
1000 |
500 |
|
COLL |
COLLINS INDS INC |
500 |
1000 |
|
CCOA |
COMCOA INC |
500 |
200 |
|
CBWV |
COMMERCE BANC CORP |
500 |
1000 |
|
COBAP |
COMMERCE BNCP PFD B |
200 |
500 |
|
CBNB |
COMMERCEBANCORP |
500 |
1000 |
|
CBOCA |
COMMERCIAL BNCP COLO CL |
A 500 |
1000 |
|
CBKS |
COMMNWLTH BCSHS |
1000 |
500 |
|
CECOA |
COMMUN ENTMT CL A |
1000 |
500 |
|
CBKI |
COMMUNITY BANKS INC |
200 |
500 |
|
CMTL |
COMTECH TELECOMM CORP |
1000 |
500 |
|
CFIB |
CONS FIBRES INC |
500 |
200 |
|
COPIC |
CONS PRODUCTS INC |
1000 |
500 |
|
CSOL |
CONVERGENT SOLUTION |
1000 |
500 |
|
COOL |
COOPER DEVELOPMENT |
500 |
200 |
|
ZAPS |
COOPER LIFE SCI INC |
500 |
200 |
|
COOP |
COOPERATIVE BK SAV |
200 |
500 |
|
CSTN |
CORNERSTONE FIN CORP |
500 |
200 |
|
CSTR |
COSTAR CORP |
500 |
1000 |
|
CRCC |
CRAFTMATIC CONTOUR |
500 |
200 |
|
CSCI |
CRYENCO SCIENCES INC |
500 |
1000 |
|
CULP |
CULP INC |
1000 |
500 |
|
CTII |
CYTOTHERAPEUTICS INC |
200 |
500 |
|
D |
|||
|
DARTA |
DART GROUP CP CL A |
500 |
200 |
|
DATX |
DATA TRANSLATION INC |
500 |
200 |
|
DKEY |
DATAKEY INC |
1000 |
500 |
|
DMAR |
DATAMARINE INT'L INC |
200 |
500 |
|
DSCC |
DATASOUTH COMPUTER |
1000 |
500 |
|
DWCH |
DATAWATCH CORP |
500 |
1000 |
|
DWCHW |
DATAWATCH CORP WTS |
500 |
1000 |
|
DATM |
DATUM INC |
1000 |
500 |
|
DAVX |
DAVOX CORP |
1000 |
500 |
|
DEER |
DEERBANK CORP |
200 |
500 |
|
DSSI |
DEFENSE SOFTWARE SYS |
200 |
500 |
|
DGAS |
DELTA NATURAL GAS |
1000 |
500 |
|
DIDIF |
DESTRON/I D I INC |
500 |
1000 |
|
DTRX |
DETREX CORP |
1000 |
500 |
|
DICN |
DICEON ELCTRONICS |
1000 |
500 |
|
DIPCW |
DIGITAL PRODS WTS A |
1000 |
500 |
|
DIPCZ |
DIGITAL PRODS WTS B |
1000 |
500 |
|
DVRS |
DIVERSCO INC |
1000 |
500 |
|
DVCR |
DIVERSICARE INC |
1000 |
500 |
|
DOUG |
DOUGLAS AND LOMASON |
500 |
1000 |
|
DRCO |
DYNAMICS RESEARCH CORF |
1000 |
500 |
|
E |
|||
|
ERLYE |
E R L Y INDUSTRIES |
1000 |
500 |
|
EROI |
E R O INC |
500 |
1000 |
|
EZEM |
E Z EM INC |
1000 |
500 |
|
EBSI |
EAGLE BANCSHARES |
500 |
1000 |
|
ELCN |
ELCO INDS INC |
1000 |
500 |
|
ETCIA |
ELECTRONIC TELECOMM CL A |
1000 |
500 |
|
EMBX |
EMBREX INC |
500 |
1000 |
|
EMBXW |
EMBREX INC WTS 96 |
500 |
1000 |
|
ENNI |
ENERGYNORTHINC |
1000 |
500 |
|
EASI |
ENGINEERED SUPPORT |
1000 |
500 |
|
ENZNW |
ENZON INC WTS 94 |
1000 |
500 |
|
ESCA |
ESCALADE INC |
1000 |
500 |
|
ECGC |
ESSEX COUNTY GAS CO |
200 |
500 |
|
EVGN |
EVERGREEN BANCORP |
500 |
1000 |
|
F |
|||
|
FMBN |
F & M BANCORP (MD) |
200 |
500 |
|
FMNT |
F AND M NATIONAL CORP |
500 |
1000 |
|
FFSB |
F F BANCORP INC |
500 |
1000 |
|
FFFG |
F F O FIN GRP INC |
500 |
1000 |
|
FLSHP |
F L S HLDGS A PFD |
200 |
500 |
|
FRPP |
F R P PROPERTIES INC |
200 |
500 |
|
F1CI |
FAIR ISAAC AND CO |
1000 |
500 |
|
FLCP |
FALCON PRODUCTS INC |
500 |
1000 |
|
FMLY |
FAMILY BANCORP |
500 |
1000 |
|
FSCR |
FEDERAL SCREW WORKS |
200 |
500 |
|
FITC |
FINANCIAL TRUST CORP |
200 |
500 |
|
FACT |
FIRST ALBANY COS INC |
500 |
1000 |
|
FAMA |
FIRST AMARILLO BNCP |
200 |
500 |
|
FAMF |
FIRST AMFED CORP |
500 |
1000 |
|
FBNC |
FIRST BNCP TROY, NC |
200 |
500 |
|
FCHT |
FIRST CHATTANOOGA |
200 |
500 |
|
FCIT |
FIRST CITIZENS FIN |
500 |
1000 |
|
FFMY |
FIRST FED S&L FT MYERS |
500 |
1000 |
|
FLAG |
FIRST FED SAV BK LAG |
200 |
500 |
|
FFPR |
FIRST FED SAV BK PR |
500 |
1000 |
|
FRCC |
FIRST FIN CARIB CORP |
1000 |
500 |
|
THFF |
FIRST FIN CP (IN) |
500 |
200 |
|
FFCH |
FIRST FIN HLDG |
500 |
1000 |
|
FFWM |
FIRST FIN MARYLAND |
500 |
1000 |
|
FGHC |
FIRST GEORG HLDGS |
200 |
500 |
|
FIBI |
FIRST INTER BANCORP |
500 |
1000 |
|
FMSB |
FIRST MUTUAL SAV BK |
500 |
200 |
|
FNGB |
FIRST NORTHERN SAV BK |
500 |
1000 |
|
FOBBA |
FIRST OAK BROOK CL A |
200 |
500 |
|
FWBI |
FIRST WESTERN BNCP |
500 |
1000 |
|
FLGLA |
FLAGLER BANK CP CL A |
200 |
500 |
|
FLGF |
FLAGSHIP FIN CP |
1000 |
500 |
|
FLXS |
FLEXSTEEL INDS |
1000 |
500 |
|
FFPC |
FLORIDA FIRST FED |
500 |
1000 |
|
FLBK |
FLORIDABANK FSB |
500 |
1000 |
|
FOILO |
FOREST OIL CORP PFD |
200 |
500 |
|
FOILW |
FOREST OIL CORP WTS 96 |
200 |
500 |
|
FRTHZ |
FOURTH FIN CORP DEP SH |
500 |
1000 |
|
FRAM |
FRAME TECH CORP |
500 |
1000 |
|
FSBX |
FRAMINGHAM SAV BK |
iooo |
500 |
|
FKFD |
FRANKFORD CORP THE |
500 |
200 |
|
FELE |
FRANKLIN ELECTRIC CO |
1000 |
500 |
|
G |
|||
|
GWCC |
G W C CORP |
1000 |
500 |
|
GANL |
GALEY & LORD INC |
500 |
1000 |
|
GBAN |
GATEWAY BANCORP INC |
500 |
200 |
|
GCOR |
GENCOR INDUSTRIES |
500 |
1000 |
|
GENBB |
GENESEE CORP CL B |
500 |
200 |
|
GENIP |
GENETICS INSTIT PFD |
500 |
200 |
|
GENIW |
GENETICS INSTIT WTS |
500 |
1000 |
|
GBFH |
GEORGIA BONDED FIBER |
200 |
500 |
|
GIGA |
GIGA TRONICS INC |
500 |
200 |
|
GILD |
GILEAD SCIENCES INC |
200 |
500 |
|
GNBC |
GLENDALE BNCP |
200 |
500 |
|
GOOD |
GOODY PRODUCTS INC |
500 |
1000 |
|
GBBS |
GREAT BAY BANKSHARES |
500 |
1000 |
|
GFGC |
GREAT FALLS GAS CO |
500 |
200 |
|
GSBC |
GREAT SOUTHERN BNCP |
1000 |
500 |
|
GFCT |
GREENWICH FIN CORP |
500 |
1000 |
|
GSOF |
GROUP I SOFTWARE INC |
1000 |
500 |
|
GMRK |
GULFMARK INT'L INC |
1000 |
500 |
|
GBSI |
GWINNETT BANCSHARES |
200 |
500 |
|
H |
|||
|
HFFC |
H F FINANCIAL CORP |
500 |
1000 |
|
HDVSW |
H. D. VEST WTS A 93 |
1000 |
500 |
|
HDVSZ |
H. D. VEST WTS B 94 |
1000 |
500 |
|
HWEC |
HALLWOOD ENGY COS |
500 |
200 |
|
HBHC |
HANCOCK HLDG CO |
500 |
1000 |
|
HATH |
HATHAWAY CORP |
500 |
1000 |
|
HVFD |
HAVERFIELD CORP |
200 |
500 |
|
HEALW |
HEALTHWATCH WTS A |
500 |
200 |
|
HEALZ |
HEALTHWATCH WTS B |
500 |
200 |
|
HECHB |
HECHINGER CO CL B |
1000 |
500 |
|
HELX |
HELIX TECHNOLOGY CORP |
1000 |
500 |
|
HERS |
HERITAGE FIN SVC IL |
500 |
1000 |
|
HOENW |
HOENIG GP WTS A |
1000 |
500 |
|
HOLO |
HOLOPAK TECHS INC |
1000 |
500 |
|
HBENB |
HOME BENEFICIAL CORP CL |
B 500 |
1000 |
|
HFMD |
HOME FED CORP |
500 |
200 |
|
HFSF |
HOME FED FIN CORP |
200 |
500 |
|
HPBC |
HOME PORT BNCP INC |
1000 |
500 |
|
HMCI |
HOMECORP INC |
200 |
500 |
|
HOME |
HOMEDCO GP INC |
500 |
1000 |
|
HMTB |
HOMETRUST BANK |
500 |
1000 |
|
HFIN |
HORIZON FIN SVC INC |
500 |
1000 |
|
HYBDW |
HYCOR BIOMEDICAL WTS |
1000 |
500 |
|
HYDE |
HYDE ATHLETIC INDS |
200 |
500 |
|
I |
|||
|
ICOC |
I C 0 INC |
1000 |
500 |
|
IIVI |
IIVI INC |
1000 |
500 |
|
INTK |
INOTEK TECH CORP |
1000 |
500 |
|
ILIOW |
ILIO INC WTS 93 |
1000 |
500 |
|
MPAC |
IMPACT SYSTEMS INC |
1000 |
500 |
|
INDB |
INDEP BK CORP MA |
200 |
500 |
|
IUBC |
INDIANA UNITED BNCP |
500 |
200 |
|
IACI |
INDUSTRIAL ACOUSTICS |
200 |
500 |
|
IFDCA |
INDUSTRIAL FUNDING CL A |
1000 |
500 |
|
IHIIW |
INDUSTRIAL HLDG WTS A |
200 |
500 |
|
IHIIZ |
INDUSTRIAL HLDG WTS B |
200 |
500 |
|
IHII |
INDUSTRIAL HLDGS INC |
200 |
500 |
|
ITCC |
INDUSTRIAL TRAINING |
200 |
500 |
|
IITCF |
INTERA INFO TECH A |
1000 |
500 |
|
ICAR |
INTERCARGO CORP |
500 |
1000 |
|
IPICZ |
INTERNEURON WTS B 95 |
1000 |
500 |
|
J |
|||
|
JACO |
JACO ELECTRONICS INC |
500 |
1000 |
|
JASN |
JASON INC |
500 |
1000 |
|
JBNK |
JEFFERSON BKSHS VA |
500 |
1000 |
|
JNBK |
JEFFERSON NAT'L BANK |
500 |
1000 |
|
PNUT |
JIMBO'S JUMBOS INC |
500 |
1000 |
|
WILLA |
JOHN WILEY SONS CL A |
1000 |
500 |
|
JSBK |
JOHNSTOWN SAV BK FSB |
500 |
200 |
|
SPLKA |
JONES SPACELINK CL A |
500 |
1000 |
|
K |
|||
|
KCSE |
K C S ENERGY INC |
500 |
1000 |
|
KLLM |
KLLM TRANSPORT SV |
200 |
500 |
|
KTII |
K TRON INT'L INC |
500 |
1000 |
|
KINN |
KINNARD INV INC |
1000 |
500 |
|
KOPN |
KOPIN CORP |
1000 |
500 |
|
KRUG |
KRUG INT'L CORP |
1000 |
500 |
|
L |
|||
|
LCSI |
L C S INDS INC |
200 |
500 |
|
LXBK |
LSB BANCSHARES NC |
200 |
500 |
|
LSNB |
LAKE SHORE BANCORP |
500 |
1000 |
|
LAKE |
LAKELAND INDS INC |
1000 |
500 |
|
LPAC |
LASER-PACIFIC MEDIA |
500 |
1000 |
|
LBTYA |
LIBERTY MEDIA CORP CL A |
500 |
1000 |
|
LBTYB |
LIBERTY MEDIA CORP CL B |
500 |
200 |
|
LUSA |
LIFE USA HLDG INC |
500 |
1000 |
|
LINN |
LINCOLN FOODSVC PROD |
1000 |
500 |
|
LNSB |
LINCOLN SAVINGS BANK |
200 |
500 |
|
LIQB |
LIQUI BOX CORP |
200 |
500 |
|
LAFCB |
LOAN AMER FIN CL B |
200 |
500 |
|
LONDY |
LONDON INT'L PLC ADR |
500 |
200 |
|
LEIX |
LOWRANCE ELECTRONICS |
500 |
1000 |
|
M |
|||
|
MMIM |
M M I MEDICAL INC |
500 |
200 |
|
MACD |
MACDERMID INC |
500 |
200 |
|
MKTAY |
MAKITA CP SPONS ADR |
200 |
500 |
|
MLIC |
MANHATTAN LIFE GUAR |
500 |
200 |
|
MRCS |
MARCUS CORP |
500 |
1000 |
|
MRCC |
MARK CONTROLS CORP NEW |
500 |
1000 |
|
MFAC |
MARKET FACTS INC |
200 |
500 |
|
MRTN |
MARTEN TRANSPORT LTD |
200 |
500 |
|
MASB |
MASSBANK CORP |
500 |
1000 |
|
MFLR |
MAYFLOWER CO-OP BK |
500 |
200 |
|
MTIX |
MECHANICAL TECH INC |
500 |
200 |
|
MDIN |
MEDALIST INDS |
1000 |
500 |
|
MDEV |
MEDICAL DEVICES |
1000 |
500 |
|
MDIX |
MEDICAL DIAGNOSTICS |
200 |
500 |
|
MSYS |
MEDICAL TECH SYS INC |
500 |
1000 |
|
MSYSZ |
MEDICAL TECH WTS 96 |
200 |
500 |
|
MECS |
MEDICUS SYS CORP |
1000 |
500 |
|
MEGX |
MEGACARDS INC |
200 |
500 |
|
MEMXY |
MEMOREX TELEX NV ADR |
500 |
1000 |
|
MPTBS |
MERIDIAN PT RLTY TR |
500 |
200 |
|
MERS |
MERIS LABS INC |
500 |
1000 |
|
METS |
MET COIL SYSTEMS CORP |
1000 |
500 |
|
MEOHF |
METHANEX CORP |
500 |
1000 |
|
MIDS |
MID SOUTH INS CO |
1000 |
500 |
|
MSSB |
MID STATE FED SAV BK |
500 |
1000 |
|
MIDC |
MIDCONN BANK |
1000 |
500 |
|
MFRI |
MIDWESCO FILTER |
1000 |
500 |
|
SHOZC |
MILLFELD TRD WT CL A |
500 |
200 |
|
MILT |
MILTOPE GROUP INC |
500 |
1000 |
|
MILW |
MILWAUKEE INS GROUP |
200 |
500 |
|
MYTK |
MITEK SURGICAL PRODS |
200 |
500 |
|
MTNR |
MOUNTAINEER BKSHS WV |
200 |
500 |
|
LABL |
MULTI COLOR CORP |
1000 |
500 |
|
N |
|||
|
NBTB |
N B T BANCORP INC |
200 |
500 |
|
BLDG |
N C I BLDG SYSTEM |
500 |
1000 |
|
NIPNY |
NEC CORP ADR |
500 |
1000 |
|
NFSF |
N F S FIN CORP |
500 |
1000 |
|
NHDI |
N H D STORES INC |
500 |
200 |
|
NWGI |
N W GROUP INC |
1000 |
500 |
|
POPS |
NAT'L BEVERAGE CORP |
500 |
1000 |
|
NCMC |
NAT'L CAP MGT CORP |
500 |
1000 |
|
NIRTS |
NAT'L INCOME RLT TRUST |
1000 |
500 |
|
NAIG |
NAT'L INSURANCE GRP |
200 |
500 |
|
MBLA |
NAT'L MERCANTILE BNCP |
1000 |
500 |
|
NPBC |
NATL PENN BSCHS INC |
200 |
500 |
|
NSBA |
NAT'L SAV BK ALBANY |
500 |
1000 |
|
NBTY |
NATURE'S BOUNTY INC |
500 |
1000 |
|
NAVG |
NAVIGATORS GRP INC |
1000 |
500 |
|
NHSL |
NEW HORIZONS S&L |
200 |
500 |
|
NDCOP |
NOBLE DRILLING PFD |
500 |
1000 |
|
NAMC |
NORTH AMER NAT'L CP |
1000 |
500 |
|
NTRSZ |
NORTHERN TR DEP SHRS |
1000 |
500 |
|
FERTP |
NU WEST INDS PFD A |
500 |
200 |
|
NUCM |
NUCLEAR METALS INC |
1000 |
500 |
|
O |
|||
|
OESI |
O E S I POWER CORP |
1000 |
500 |
|
OHSC |
OAK HILL SPORTSWEAR |
1000 |
500 |
|
OGLE |
OGLEBAY NORTON CO |
200 |
500 |
|
OHBC |
OHIO BNCP YOUNGSTOWN |
500 |
1000 |
|
OLDB |
OLD NAT'L BNCP |
500 |
1000 |
|
OSTNO |
OLD STONE PFB B 2.40 |
1000 |
500 |
|
OMEF |
OMEGA FIN CORP |
500 |
200 |
|
OSBN |
OSBORN COMM CP |
1000 |
500 |
|
OCOAC |
OUTLET COMM CL A |
1000 |
500 |
|
P |
|||
|
PBSF |
PACIFIC BANK N A |
500 |
1000 |
|
PDLPY |
PACIFIC DUNLOP ADR |
1000 |
500 |
|
PISC |
PACIFIC INT'L SVC CORP |
1000 |
500 |
|
PTMLY |
PALMER TUBE MILL ADR |
200 |
500 |
|
PBCI |
PAMRAPO BNCP INC |
1000 |
500 |
|
PARK |
PARK NAT'L CORP |
200 |
500 |
|
PKWY |
PARKWAY CO |
500 |
200 |
|
PATK |
PATRICK INDS INC |
500 |
200 |
|
PMFG |
PEERLESS MFG CO |
1000 |
500 |
|
PTAC |
PENN TREATY AMER CORP |
500 |
1000 |
|
PVIR |
PENN VIRGINIA CORP |
500 |
1000 |
|
PNTAP |
PENTAIR INC PFD 87 |
1000 |
500 |
|
PBNB |
PEOPLES SAV FIN CORP |
500 |
1000 |
|
PRFM |
PERFUMANIA INC |
500 |
1000 |
|
PHNI |
PHOENIX RESOURCE COS |
1000 |
500 |
|
PBGI |
PIEDMONT BKGP INC |
200 |
500 |
|
PSBN |
PIONEER BANCORP INC |
500 |
1000 |
|
PFBC |
PIONEER FED BNCP |
1000 |
500 |
|
PSFC |
PLAINS SPIRIT FIN |
500 |
1000 |
|
SIGN |
PLASTI LINE INC |
500 |
1000 |
|
PRAN |
PREMIER ANESTHESIA |
500 |
1000 |
|
PBKC |
PREMIER BKSHS |
200 |
500 |
|
PSSP |
PRICE STERN SLOAN |
1000 |
500 |
|
PENG |
PRIMA ENERGY CORP |
500 |
1000 |
|
PRGS |
PROGRESS SOFTWARE CORP |
500 |
1000 |
|
PSBK |
PROGRESSIVE BANK INC |
500 |
1000 |
|
PROS |
PROSPECT GP INC |
1000 |
500 |
|
PCOL |
PROTOCOL SYS INC |
200 |
500 |
|
PWRR |
PROVIDENCE WORCES RR |
200 |
500 |
|
PRBK |
PROVIDENT BNCP INC |
200 |
500 |
|
PECN |
PUBLISHERS EQUIP CORP |
1000 |
500 |
|
PLFC |
PULASKI FURNITURE CORP |
1000 |
500 |
|
PTNM |
PUTNAM TRUST CO |
500 |
200 |
|
Q |
|||
|
QDELW |
QU1DEL CORP WTS 2000 |
1000 |
500 |
|
QUIP |
QUIPP INC |
200 |
500 |
|
R |
|||
|
RDCR |
RADIATION CARE INC |
500 |
1000 |
|
RARB |
RARITAN BANCORP INC |
200 |
500 |
|
RDRT |
READ-RITE CORP |
500 |
1000 |
|
RECP |
RECEPTECH CP CALL |
500 |
200 |
|
REED |
REEDS JEWELERS INC |
500 |
200 |
|
RFTN |
REFLECTONE INC |
1000 |
500 |
|
RGEQ |
REGENCY EQUITIES CORP |
500 |
200 |
|
REGB |
REGIONAL BNCP INC |
500 |
1000 |
|
REAL |
RELIABILITY INC |
500 |
1000 |
|
ARBC |
REPUBLIC BANK CAL |
500 |
200 |
|
RSFC |
REPUBLIC SAV FIN CORP |
200 |
500 |
|
REXL |
REXHALL INDS INC |
1000 |
500 |
|
RHEM |
RHEOMETRICS INC |
1000 |
500 |
|
RING |
RINGER CORP |
500 |
1000 |
|
RFBC |
RIVER FOREST BNCP |
500 |
1000 |
|
RNRC |
RIVERSIDE NAT'L BANK |
200 |
500 |
|
ROBC |
ROBEC INC |
1000 |
500 |
|
RNIC |
ROBINSON NUGENT INC |
1000 |
500 |
|
RMHI |
ROCKY MOUNT HELICOPT |
1000 |
500 |
|
RMUC |
ROCKY MT UNDERGARMNT |
1000 |
500 |
|
RULE |
RULE INDS INC |
1000 |
500 |
|
RBCO |
RYAN BECK CO INC |
200 |
500 |
|
S |
|||
|
STBA |
S & T BANCORP INC |
200 |
500 |
|
SBRNW |
S A N B O R N WTS |
1000 |
500 |
|
SKFB |
S K FAMOUS BRANDS |
1000 |
500 |
|
SAFE |
SAFETYTEK CORP |
500 |
1000 |
|
SHRE |
SAHARA RESORTS |
500 |
200 |
|
SHEF |
SANDWICH CHEF INC |
500 |
1000 |
|
SWCB |
SANDWICH CO-OP BANK |
1000 |
500 |
|
STMI |
SATELLITE TECH MGMT |
200 |
500 |
|
SAYTW |
SAYETT GRP INC WTS |
500 |
1000 |
|
SAYT |
SAYETT GROUP INC |
500 |
1000 |
|
SCLN |
SCICLONE PHARMA INC |
500 |
1000 |
|
SCLNW |
SCICLONE PHARMA WTS |
500 |
1000 |
|
SCGN |
SCIGENICS INC CLLBLE |
500 |
1000 |
|
SCOT |
SCOTT AND STRINGFELLOW |
200 |
500 |
|
SHER |
SCOTTISH HERITABLE |
500 |
200 |
|
SECM |
SECOM GENERAL CORP |
500 |
1000 |
|
SECD |
SECOND BANCORP INC |
200 |
500 |
|
SCBC |
SECURITY CAP BNCP |
500 |
1000 |
|
SFSL |
SECURITY FED SAV CLEV |
200 |
500 |
|
SECF |
SECURITY FIN HLDG CO |
200 |
500 |
|
SNFCA |
SECURITY NAT'L FIN CL A |
500 |
200 |
|
SSVB |
SECURITY SAV FSB |
500 |
200 |
|
SSBC |
SHELTON BNCP INC |
500 |
200 |
|
SHOP |
SHOPSMITH INC |
1000 |
500 |
|
SETC |
SIERRA RL EST TR 84 |
500 |
200 |
|
SMTSZ |
SOMANETICS CORP WTS B |
500 |
1000 |
|
SOMR |
SOMERSET GRP INC THE |
500 |
200 |
|
SNSTA |
SONESTAINT'LCLA |
200 |
500 |
|
SSBB |
SOUTHINGTON SAV BK |
500 |
200 |
|
SPEK |
SPEC'S MUSIC INC |
1000 |
500 |
|
SPIR |
SPIRE CORP |
1000 |
500 |
|
SPLE |
SPORTS/LEISURE INC |
500 |
1000 |
|
STRS |
SPROUSE REITZ STR NV |
1000 |
500 |
|
SBLIW |
STAFF BLUILDERS WTS |
500 |
1000 |
|
SDYNW |
STAODYN INC WTS |
1000 |
500 |
|
S OTA |
STATE OF THE ART INC |
500 |
1000 |
|
SWVA |
STEEL WEST VIRGINIA |
500 |
1000 |
|
STRB |
STROBER ORGANIZATION |
500 |
200 |
|
SUBK |
SUFFOLK BNCP |
200 |
500 |
|
SUMI |
SUMITOMO BANK OF CA |
1000 |
500 |
|
SMMT |
SUMMIT BANCORP |
1000 |
500 |
|
SNRU |
SUNAIR ELECTRONICS |
200 |
500 |
|
SNLT |
SUNLITE INC |
500 |
200 |
|
SRBC |
SUNRISE BNCP CALIF |
200 |
500 |
|
SGTI |
SURGICAL TECH INC |
1000 |
500 |
|
SUSQ |
SUSQUEHANNA BCSHS |
500 |
1000 |
|
SYMK |
SYM TEK SYSTEMS INC |
200 |
500 |
|
SYNC |
SYNALLOY CORP |
200 |
500 |
|
SYQT |
SYQUEST TECH INC |
200 |
500 |
|
T |
|||
|
TCII |
T C I INT'L INC |
1000 |
500 |
|
TECN |
TECHNALYSIS CORP |
1000 |
500 |
|
TECUB |
TECUMSEH PRODS CL B |
500 |
1000 |
|
TANT |
TENNANT CO |
1000 |
500 |
|
WATR |
TETRA TECH INC |
200 |
500 |
|
FNOW |
THE FUTURE NOW INC |
500 |
1000 |
|
TMSTA |
THOMASTON MILLS CL A |
200 |
500 |
|
TMBS |
TIMBERLINE SOFTWARE |
1000 |
500 |
|
TOCRZ |
TOCOR II INC UTS 96 |
500 |
1000 |
|
TODDA |
TODD A O CP CL A |
200 |
500 |
|
TKIOY |
TOKIO MARINE ADR |
1000 |
500 |
|
TELU |
TOTAL-TEL USA COMM |
1000 |
500 |
|
TRFI |
TRANS FIN BNCP INC |
500 |
1000 |
|
TRNI |
TRANS INDS INC |
1000 |
500 |
|
TWBC |
TRANSWORLD BNCP |
500 |
200 |
|
TRCO |
TRICO PRODUCTS CORP |
200 |
500 |
|
TCBC |
TRUST CO BNCP THE |
1000 |
500 |
|
TRMK |
TRUSTMARK CORP |
500 |
1000 |
|
TUSC |
TUSCARORA INC |
500 |
1000 |
|
U |
|||
|
UFBI |
U F BANCORP INC |
500 |
1000 |
|
UNRIW |
U N R INDS INC WTS |
500 |
1000 |
|
USHO |
U S HOMECARE CORP |
500 |
1000 |
|
USRX |
U S ROBOTICS INC |
500 |
1000 |
|
UNFR |
UNIFORCE TEMP PERSNL |
1000 |
500 |
|
UPCPO |
UNION PLANTERS PFD E |
200 |
500 |
|
UNCF |
UNITED COS FINANCIAL |
1000 |
500 |
|
UNSA |
UNITED FIN CORP S C |
500 |
1000 |
|
UICI |
UNITED INS COS INC |
500 |
1000 |
|
UNEWY |
UNITED NEWSPAPER ADR |
500 |
200 |
|
UBMT |
UNITED SAV BK F A MT |
500 |
200 |
|
UHCO |
UNIV HOLDING CORP |
500 |
1000 |
|
USAC |
UNIVERSAL SEISMIC |
200 |
500 |
|
UPEN |
UPPER PENINSULA ERGY |
200 |
500 |
|
UBAN |
USBANCORP INC PA |
500 |
1000 |
|
V |
|||
|
VSBC |
V S B BNCP INC |
1000 |
500 |
|
VALN |
VALLEN CORP |
1000 |
500 |
|
VALY |
VALLICORP HLDGS INC |
1000 |
500 |
|
VCRE |
VARI CARE INC |
500 |
200 |
|
VRSY |
VARITRONIC SYS INC |
1000 |
500 |
|
VNTX |
VENTRITEX INC |
200 |
500 |
|
VICT |
VICTORIA BKSHS |
500 |
1000 |
|
VLGEA |
VILLAGE SUPER MKT A |
200 |
500 |
|
VTSS |
VITESSE SEMICONDUCTOR |
200 |
500 |
|
VOLVY |
VOLVO AB CL B ADR |
1000 |
500 |
|
W |
|||
|
WAIN |
WAINWRIGHT BK TR CO |
1000 |
500 |
|
WCLBW |
WAREHOUSE CLUB WTS |
1000 |
500 |
|
WFSB |
WASHINGTON FED SAV VA |
500 |
1000 |
|
WAMUP |
WASHINGTON MUT PFD A |
1000 |
500 |
|
WATFZ |
WATERFORD PLC ADR UT |
500 |
200 |
|
WTRS |
WATERS INSTRUMENTS |
500 |
200 |
|
WAVR |
WAVERLYINC |
1000 |
500 |
|
WEDC |
WEDCO TECHNOLOGY INC |
1000 |
500 |
|
WGNR |
WEGENER CORP |
1000 |
500 |
|
WLPI |
WELLINGTON LEISURE |
500 |
200 |
|
WSBC |
WESBANCO INC |
200 |
500 |
|
WCBC |
WEST COAST BNCP CA |
1000 |
500 |
|
WSBK |
WESTERN BANK OREGON |
500 |
1000 |
|
WFPR |
WESTERN FED SAV P R |
500 |
200 |
|
WTPR |
WETTERAU PROPERTIES |
200 |
500 |
|
WFRAF |
WHARF RESOURCES LTD |
500 |
200 |
|
WTNY |
WHITNEY HLDG CORP |
500 |
1000 |
|
WFMI |
WHOLE FOODS MARKET |
200 |
500 |
|
WMSI |
WILLIAMS INDS INC |
1000 |
500 |
|
WCHI |
WORKINGMENS CAP HLDG |
200 |
500 |
|
WFDS |
WORTHINGTON FOODS |
500 |
1000 |
|
X |
|||
|
XPLR |
XPLOR CORP |
500 |
200 |
|
Y |
|||
|
YSCO |
YES CLOTHING CO |
1000 |
500 |
|
Z |
|||
|
ZSEV |
Z SEVEN FUND INC THE |
500 |
200 |
|
ZEUS |
ZEUS COMPONENTS INC |
1000 |
500 |
|
ZIGO |
ZYGO CORP |
1000 |
500 |