SOES Tier Levels Set to Change for 517 Issues On September 1, 1993
| SUGGESTED ROUTING |
Senior Management
Internal Audit
Operations
Trading
On June 30, 1988, the maximum Small Order Execution System (SOESSM) order size for all Nasdaq National Market® securities was established as follows:
- A 1,000-share maximum ordersize was applied to those Nasdaq National Market securities that had an average daily nonblock volume of 3,000 shares or more a day, a bid price that was less than or equal to $100, and three or more market makers.
- A 500-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of 1,000 shares or more a day, a bid price that was less than or equal to $150, and two or more market makers.
- A 200-share maximum order size was applied to those Nasdaq National Market securities that had an average daily nonblock volume of less than 1,000 shares a day, a bid price that was less than or equal to $250, and less than two market makers.
These order-size tiers were set by the NASD after extensive research and polling of all Nasdaq National Market market makers. The purpose of establishing these tiers was to provide public investors with the most efficient means of handling their small orders while ensuring that market makers were not required to assume unrealistic risks under the new mandatory SOES participation rules.
At the time tier levels were established, the NASD Trading Committee and Board of Governors decided that the tier levels applicable to each security would be reviewed periodically to determine if the trading characteristics of the issue had changed so as to warrant a SOES tier-level move. Such a review was conducted as of May 28, 1993, using the aforementioned formula. The results of this review were analyzed by the SOES Subcommittee and the NASD Trading Committee, which recommended that changes in SOES tier levels should be implemented per the formula calculation with the exception that an issue would not be permitted to move more than one level.
To further explain, if an issue previously was categorized in the 200share tier, it would not be permitted to move to the 1,000-share tier even if the formula calculated that such a move was warranted. The issue could move only one level to the 500-share tier as a result of any single review. Likewise, a security previously assigned to the 1,000-share tier could move only to 500 shares, regardless of the formula calculation. In adopting this policy, the Committee was attempting to minimize market-maker exposure on issues for which the tier level increased and maintain adequate public investor access on issues for which the tier level decreased.
The committee also recognized that the formula used to assign the tier levels cannot always accurately reflect the trading characteristics for each issue. As such, market makers are reminded that the SOES Subcommittee will review on a case-by-case basis suggested tier-level changes if a significant number of market makers in that issue believe such a change is warranted. For more information regarding this process, please contact Nasdaq Market Listing Qualifications at (202) 728-8039.
Following is a listing of the Nasdaq National Market issues that will require a SOES tier-level change on September 1, 1993.
Nasdaq National Market SOES Changes
(Effective September 1, 1993)
All Issues in Alphabetical Order by Name
|
Symbol |
Company Name |
Old Tier Level |
New Tier Level |
|
SRCE |
1ST SOURCE CORP |
500 |
1000 |
|
A |
|||
|
SKFRY |
A B SKF ADR |
500 |
1000 |
|
AELNA |
A E L INDS CL A |
1000 |
500 |
|
ALTI |
A L T A I INC |
500 |
200 |
|
AMCRY |
A M C O R LTD ADR |
1000 |
500 |
|
ARIS |
A R I NETWORK SVCS |
1000 |
500 |
|
ARONB |
AARON RENTS INC CL B |
1000 |
500 |
|
ABBK |
ABINGTON SAVINGS BK |
500 |
1000 |
|
ACLE |
ACCEL INT'L CORP |
1000 |
500 |
|
ACET |
ACETO CORP |
1000 |
500 |
|
ADLAC |
ADELPHIA COMM CP CL A |
500 |
1000 |
|
AVCR |
ADVACARE INC |
500 |
1000 |
|
LAIS |
ADVAN INTERVENTIONAL |
500 |
1000 |
|
AHLDY |
AHOLD LTD ADR |
500 |
1000 |
|
ARSN |
AIRSENSORS INC |
500 |
1000 |
|
ATNG |
ALATENN RESOURCES |
1000 |
500 |
|
SEMIW |
ALL AMER SEMI WTS A |
500 |
1000 |
|
SEMIZ |
ALL AMER SEMI WTS B |
500 |
1000 |
|
AORGB |
ALLEN ORGAN CO CL B |
500 |
200 |
|
ABCI |
ALLIED BANK CAPITAL |
200 |
500 |
|
ARELW |
ALPHAREL INC WTS 94 |
500 |
1000 |
|
PDRR |
ALPINE MEADOWS TAHOE |
1000 |
500 |
|
AMBC |
AMER BNCP OHIO |
500 |
200 |
|
ACOL |
AMER COLLOID CO |
500 |
1000 |
|
ACPI |
AMER CONSUMER PROD |
500 |
200 |
|
AMFB |
AMER FED BK FSB |
500 |
1000 |
|
AIFC |
AMER INDEMNITY FIN |
500 |
1000 |
|
ANUC |
AMER NUCLEAR CORP |
500 |
1000 |
|
AMSC |
AMER SUPERCONDUCTOR |
500 |
1000 |
|
AMGD |
AMER VANGUARD CORP |
500 |
1000 |
|
AMWD |
AMER WOODMARK CORP |
500 |
1000 |
|
ATAXZ |
AMERICA FRST TX 2 LP |
1000 |
500 |
|
ASGR |
AMERICA SERVICE GP |
500 |
1000 |
|
AMOS |
AMOSKEAG CO |
500 |
1000 |
|
ANRG |
ANERGEN INC |
500 |
1000 |
|
ARGY |
ARGOSY GAMING CO |
500 |
1000 |
|
ATKM |
ATEK METALS CENTER |
200 |
500 |
|
AGLF |
ATLANTIC GULF COMM |
500 |
1000 |
|
AUFN |
AUTOFINANCE GP INC |
200 |
500 |
|
AIMM |
AUTOIMMUNE INC |
500 |
1000 |
|
TOTE |
AUTOTOTE CORP CL A |
500 |
1000 |
|
AUTR |
AUTOTROL CORP |
500 |
200 |
|
AVTR |
AVATAR HLDGS INC |
500 |
1000 |
|
B |
|||
|
BARZ |
B A R R A INC |
1000 |
500 |
|
BFEN |
B F ENTERPRISES INC |
500 |
200 |
|
BFSI |
B F S BANKORP INC |
500 |
1000 |
|
BIIEF |
B I I ENTERPRISES |
1000 |
500 |
|
BKCS |
B K C SEMICONDUCTORS |
500 |
200 |
|
BKLA |
B K L A BNCP |
200 |
500 |
|
BMRG |
B M R FIN GP INC |
500 |
200 |
|
BNHB |
B N H BNSH INC |
500 |
1000 |
|
BPMI |
BADGER PAPER MILLS |
500 |
200 |
|
BLCC |
BALCHEM CORP |
500 |
200 |
|
BTEK |
BALTEK CORP |
200 |
500 |
|
BOMS |
BANCORPSOUTH INC |
500 |
1000 |
|
BNHC |
BANK OF NEW HAMP CORP |
500 |
1000 |
|
ASAL |
BANKATLANTIC FSB |
500 |
1000 |
|
BNYN |
BANYAN SYSTEMS INC |
200 |
500 |
|
BPILF |
BASIC PET INT'L LTD |
200 |
500 |
|
BELD |
BELDEN BLAKE CORP |
500 |
1000 |
|
BNHN |
BENIHANA NAT'L CORP |
1000 |
500 |
|
BIGO |
BIG O TIRES INC |
500 |
1000 |
|
BLSC |
BIO LOGIC SYS CORP |
1000 |
500 |
|
BTGCZ |
BIO-TECH GEN WTS 96 |
500 |
200 |
|
BINC |
BIOSPHERICS INC |
1000 |
500 |
|
BORAY |
BORAL LTD ADS |
200 |
500 |
|
BOSA |
BOSTON ACOUSTICS INC |
500 |
1000 |
|
BOXXA |
BOX ENERGY CORP CL A |
500 |
200 |
|
BSBC |
BRANFORD SAVINGS BK |
500 |
1000 |
|
BBIOY |
BRITISH BIO-TECH ADR |
500 |
200 |
|
BSIS |
BROADWAY & SEYMOUR |
200 |
500 |
|
BTLR |
BUTLER MFG CO |
500 |
1000 |
|
C |
|||
|
LAWR |
C M S/D A T A CORP |
500 |
1000 |
|
CPAK |
C P A C INC |
500 |
1000 |
|
CSPI |
C S P INC |
500 |
1000 |
|
CRBI |
CAL REP BANCORP INC |
200 |
500 |
|
CABI |
CALIFORNIA BANCSHARE |
500 |
1000 |
|
CCLPZ |
CALLON CON LP UTS |
500 |
1000 |
|
CLZRW |
CANDELA LASER CP WTS |
500 |
200 |
|
CANO |
CANONIE ENVIR SVC |
1000 |
500 |
|
CNTBY |
CANTAB PHARM PLC ADR |
1000 |
500 |
|
CAII |
CAPITAL ASSOCIATES |
500 |
1000 |
|
CSWC |
CAPITAL SOUTHWEST CP |
500 |
200 |
|
CAVR |
CARVER CORP |
500 |
1000 |
|
CATY |
CATHAY BANCORP INC |
1000 |
500 |
|
CEGE |
CELL GENESYS INC |
500 |
1000 |
|
CEBC |
CENTENNIAL BNCP |
1000 |
500 |
|
CEBK |
CENTRAL CO-OP BANK |
500 |
1000 |
|
CJER |
CENTRAL JERSEY BNCP |
1000 |
500 |
|
CMBI |
CENTRAL MTGE BCSHS |
500 |
1000 |
|
CPSA |
CENTRAL PENN FIN CORP |
500 |
1000 |
|
CSBC |
CENTRAL SOUTHERN HLD |
500 |
200 |
|
CRDN |
CERADYNE INC |
1000 |
500 |
|
CJGPF |
CHAI-NA-TA GINS LTD |
500 |
1000 |
|
CHLN |
CHALONE WINE GP LTD |
1000 |
500 |
|
CHANF |
CHANDLER INS CO LTD |
1000 |
500 |
|
CFED |
CHARTER FSB BANCORP |
1000 |
500 |
|
CHBC |
CHATTAHOOCHEE BNCP |
1000 |
500 |
|
CHEM |
CHEMPOWER INC |
500 |
1000 |
|
DOCKS |
CHICAGO DOCK SBI |
500 |
1000 |
|
CDCRA |
CHILDRENS DIS CTRS CL A |
200 |
500 |
|
CSFT |
CHIPSOFT INC CL A |
500 |
1000 |
|
DOSEW |
CHOICE DRUG SYS WTS |
1000 |
500 |
|
CINS |
CIRCLE INCOME SHARES |
1000 |
500 |
|
CNCN |
CITIZENS NAT'L CORP FL |
200 |
500 |
|
CHCO |
CITY HOLDING CO |
500 |
200 |
|
CLDRP |
CLIFFS DRILLING PFD |
500 |
200 |
|
CHTB |
COHASSET SAVINGS BK |
200 |
500 |
|
COLB |
COLUMBIA BKNG SYS |
200 |
500 |
|
CCOA |
COMCOA INC |
200 |
500 |
|
CBVA |
COMMERCE BANK (VA) |
1000 |
500 |
|
CBNB |
COMMERCEBANCORP |
1000 |
500 |
|
CBOR |
COMMERCIAL BNCP ORE |
200 |
500 |
|
CBKS |
COMMNWLTH BCSHS |
500 |
1000 |
|
CABL |
COMM CABLE INC |
500 |
1000 |
|
CBKI |
COMMUNITY BANKS INC |
500 |
200 |
|
CBNH |
COMMUNITY BKSHS |
500 |
1000 |
|
CBSI |
COMMUNITY BK SYSTEM |
500 |
1000 |
|
CLRI |
COMPUTER LANGUAGE |
500 |
1000 |
|
COSI |
COMPUTER OUTSOURCING |
500 |
1000 |
|
CMTL |
COMTECH TELECOMM CP |
500 |
1000 |
|
COND |
CONDOR SVCS INC |
500 |
1000 |
|
CTWS |
CONN WATER SVCS INC |
1000 |
500 |
|
CONS |
CONSERVATIVE SAV CORP |
200 |
500 |
|
COPI |
CONSOLIDATED PRODS |
500 |
1000 |
|
CSTN |
CORNERSTONE FIN CORP |
200 |
500 |
|
COSCB |
COSMETIC CENTER CL B |
1000 |
500 |
|
CSLH |
COTTON STATES LIFE |
200 |
500 |
|
CRRC |
COURIER CORP |
500 |
200 |
|
CRCC |
CRAFTMATIC CONTOUR |
200 |
500 |
|
CACC |
CREDIT ACCEPTANCE CP |
500 |
1000 |
|
CREE |
CREE RESEARCH INC |
500 |
1000 |
|
XCOM |
CROSSCOMM CORP |
500 |
1000 |
|
CRWN |
CROWN BOOKS CORP |
500 |
1000 |
|
CULP |
CULP INC |
500 |
1000 |
|
CUNB |
CUPERTINO NAT'L BNCP |
500 |
200 |
|
CTII |
CYTOTHERAPEUTICS INC |
500 |
1000 |
|
D |
|||
|
DSPT |
D S P TECH INC |
500 |
1000 |
|
DMCVA |
DAIRY MART STORES CL A |
1000 |
500 |
|
DANKY |
DANKA BUSINESS ADR |
500 |
1000 |
|
DARTA |
DART GROUP CORP CL A |
200 |
500 |
|
DATX |
DATA TRANSLATION INC |
200 |
500 |
|
DKEY |
DATAKEY INC |
500 |
1000 |
|
DMAR |
DATAMARINE INT'L INC |
500 |
200 |
|
DWCHWDATAWATCH |
CORP WTS |
1000 |
500 |
|
DATM |
DATUM INC |
500 |
1000 |
|
DWSN |
DAWSON GEOPHYSICAL |
500 |
1000 |
|
DSSI |
DEFENSE SOFTWARE SYS |
500 |
1000 |
|
DLFI |
DELPHI FIN GP CL A |
500 |
1000 |
|
DIDIF |
DESTRON/I D I INC |
500 |
1000 |
|
DTRX |
DETREX CORP |
1000 |
500 |
|
DPGE |
DIAL PAGE INC |
500 |
1000 |
|
DICN |
DICEON ELCTRONICS |
500 |
1000 |
|
DIPCZ |
DIGITAL PRODS WTS B |
500 |
200 |
|
DVCR |
DIVERSICARE INC |
500 |
1000 |
|
DRCO |
DYNAMICS RES CORP |
500 |
1000 |
|
E |
|||
|
EMCI |
E M C INSURANCE GP |
500 |
1000 |
|
EROQ |
E N V I R O Q CORP |
500 |
1000 |
|
EZEMA |
E Z EM INC CL A |
500 |
200 |
|
EZEMB |
E Z EM INC CL B |
1000 |
500 |
|
EDCO |
EDISON CONTROL CORP |
200 |
500 |
|
ELCN |
ELCO INDS INC |
500 |
1000 |
|
EFII |
ELEC IMAGING INC |
200 |
500 |
|
ELRC |
ELECTRO RENT CORP |
500 |
200 |
|
EFSB |
ELMWOOD BANCORP |
500 |
1000 |
|
ENNI |
ENERGYNORTH INC |
500 |
1000 |
|
ENEX |
ENEX RESOURCE CORP |
500 |
1000 |
|
EVTC |
ENVIR TECHS INC |
200 |
500 |
|
EVTCW |
ENVIR TECHS INC WTS |
200 |
500 |
|
ENVG |
ENVIROGEN INC |
500 |
1000 |
|
ENZNW |
ENZON INC WTS 94 |
500 |
200 |
|
ENZY |
ENZYMATICS INC |
1000 |
500 |
|
ECGC |
ESSEX COUNTY GAS CO |
500 |
200 |
|
ESEX |
ESSEX CORP |
1000 |
500 |
|
EVAN |
EVANS INC |
500 |
1000 |
|
XLTCP |
EXCEL TECH CONV PFD |
500 |
1000 |
|
XLTC |
EXCEL TECH INC |
500 |
1000 |
|
EZCOF |
EZCONY INTERAMERICA |
500 |
1000 |
|
F |
|||
|
FMBN |
F & M BANCORP (MD) |
500 |
200 |
|
FFFG |
F F O FIN GP INC |
1000 |
500 |
|
FICI |
FAIR ISAAC AND CO |
500 |
1000 |
|
FARL |
FARREL CORP |
1000 |
500 |
|
TFSB |
FEDERAL SAV BK THE |
200 |
500 |
|
FFRV |
FIDELITY FED SAV VA |
200 |
500 |
|
FIRE |
FIN INST INS GP LTD |
200 |
500 |
|
FACT |
FIRST ALBANY COS INC |
1000 |
500 |
|
FAMA |
FIRST AMARILLO BNCP |
500 |
1000 |
|
FBII |
FIRST BANCP INDIANA |
500 |
1000 |
|
FBNKP |
FIRST BKS CUM PFD C |
500 |
200 |
|
FCNCA |
FIRST CITIZENS CL A |
500 |
1000 |
|
FCOLZ |
FIRST COL BKSHS DEP |
500 |
200 |
|
FFBA |
FIRST FED SAV BK CO |
200 |
500 |
|
FFWV |
FIRST FIDELTIY BNCP |
200 |
500 |
|
FRCC |
FIRST FIN CARIB CORP |
500 |
1000 |
|
FFHS |
FIRST FRANKLIN CORP |
200 |
500 |
|
FGHC |
FIRST GEORG HLDGS |
1000 |
500 |
|
FIBI |
FIRST INTER BANCORP |
500 |
1000 |
|
FMSB |
FIRST MUTUAL SAV BK |
200 |
500 |
|
MTCL |
FIRST NAT'L BANK CORP |
200 |
500 |
|
FOBBA |
FIRST OAK BROOK CL A |
500 |
200 |
|
FSOU |
FIRST SOUTHERN BNCP |
500 |
1000 |
|
FSFI |
FIRST STATE FIN SVC |
500 |
1000 |
|
FFSW |
FIRSTFEDERAL FIN |
200 |
500 |
|
FLSTP |
FLAGSTAR COS INC PFD |
200 |
500 |
|
FLXS |
FLEXSTEEL INDS |
500 |
1000 |
|
FFPC |
FLORIDA FIRST FED |
1000 |
500 |
|
FLBK |
FLORIDABANK FSB |
1000 |
500 |
|
FOOT |
FOOTHILL INDEPENDENT |
500 |
1000 |
|
FOILO |
FOREST OIL CORP PFD |
500 |
1000 |
|
FSBX |
FRAMINGHAM SAV BK |
500 |
1000 |
|
FSVB |
FRANKLIN BK NAT ASSN |
500 |
1000 |
|
FSVBP |
FRANKLIN BK NAT PFD A |
500 |
1000 |
|
FRML |
FREYMILLER TRUCKING |
500 |
1000 |
|
G |
|||
|
GBCB |
G B C BANCORP |
1000 |
500 |
|
GWCC |
G W C CORP |
500 |
1000 |
|
GZEA |
G Z A GEOENVIRONMENT |
1000 |
500 |
|
GBND |
GEN BINDING CORP |
500 |
1000 |
|
GCOR |
GENCOR INDS INC |
1000 |
500 |
|
GENBB |
GENESEE CORP CL B |
200 |
500 |
|
GENIW |
GENETICS INSTIT WTS |
1000 |
500 |
|
GBFH |
GEORGIA BONDED FIBER |
500 |
200 |
|
GILD |
GILEAD SCIENCES INC |
500 |
1000 |
|
GBCI |
GLACIER BANCORP |
500 |
1000 |
|
GEMS |
GLENAYRE TECHS INC |
500 |
1000 |
|
CHIK |
GOLDEN POULTRY CO |
1000 |
500 |
|
GBTVK |
GRANITE BRDCS NV |
1000 |
500 |
|
GSBI |
GRANITE STATE BKSHS |
500 |
1000 |
|
GLBCP |
GREAT LAKES PFD A |
500 |
1000 |
|
GFCT |
GREENWICH FIN CORP |
1000 |
500 |
|
GSOF |
GROUP I SOFTWARE INC |
500 |
200 |
|
GMRK |
GULFMARK INTL INC |
500 |
1000 |
|
H |
|||
|
HDRP |
H D R POWER SYS INC |
500 |
200 |
|
HHOT |
H H OIL TOOL CO INC |
200 |
500 |
|
HYALF |
H Y A L PHARM CORP |
500 |
1000 |
|
HACH |
HACH CO |
200 |
500 |
|
HVFD |
HAVERFIELD CORP |
500 |
200 |
|
HAVTA |
HAVERTY FURNITURE CL A |
200 |
500 |
|
HWKN |
HAWKINS CHEMICAL INC |
1000 |
500 |
|
HECHB |
HECHINGER CO CL B |
500 |
1000 |
|
HFBS |
HERITAGE FED BNCSHS |
500 |
200 |
|
HSBK |
HIBERNIA SAV BK THE |
200 |
500 |
|
HIFS |
HINGHAM INSTI SAV |
500 |
1000 |
|
HOENW |
HOENIG GP WTS A |
500 |
200 |
|
HFMD |
HOME FED CORP |
200 |
500 |
|
HFMO |
HOME FEDERAL BNCP MO |
500 |
1000 |
|
HPBC |
HOME PORT BNCP INC |
500 |
1000 |
|
HOFL |
HOME SAV BANK F S B |
500 |
1000 |
|
HTWN |
HOMETOWN BNCP INC |
500 |
200 |
|
HRZB |
HORIZON BANK (WA) |
500 |
1000 |
|
HOSP |
HOSPOSABLE PROD INC |
500 |
1000 |
|
HUFK |
HUFFMAN KOOS INC |
500 |
1000 |
|
I |
|||
|
ICOC |
I C O INC NEW |
500 |
1000 |
|
MPAC |
IMPACT SYSTEMS INC |
500 |
1000 |
|
INDB |
INDEP BK CORP MA |
500 |
1000 |
|
INDE |
INDEPENDENT ENTMT GP |
200 |
500 |
|
IFDCA |
INDUSTRIAL FUNDING CL A |
500 |
200 |
|
IHIIZ |
INDUSTRIAL HLDG WTS B |
500 |
200 |
|
IHII |
INDUSTRIAL HLDGS INC |
500 |
1000 |
|
IITCF |
INTERA INFO TECH A |
500 |
200 |
|
ICBK |
INTERCONTINENTAL BK |
500 |
1000 |
|
INFB |
INTERFIRST BNCP INC |
200 |
500 |
|
INTP |
INTERPOINT CORP |
500 |
1000 |
|
IPPIF |
INTERPROVIN PIPE SYS |
200 |
500 |
|
ISLH |
INTL HOLDING CAP CORP |
200 |
500 |
|
IJIN |
INTL JENSEN INC |
1000 |
500 |
|
IROQ |
IROQUOIS BNCP |
200 |
500 |
|
ITHB |
ITHACA BANCORP INC |
500 |
1000 |
|
J |
|||
|
JGIN |
J G INDUSTRIES INC |
500 |
1000 |
|
MAYS |
J W MAYS INC |
200 |
500 |
|
JCFSP |
JACKSON CNTY BK PFD A |
200 |
500 |
|
JCFS |
JACKSON CNTY FED FSB |
200 |
500 |
|
JAYJ |
JAY JACOBS INC |
1000 |
500 |
|
JSBK |
JOHNSTOWN SAV BK |
200 |
500 |
|
K |
|||
|
KLLM |
K L L M TRANSPORT SV |
500 |
1000 |
|
KINN |
KINNARD INV INC |
500 |
1000 |
|
KLRT |
KLEINERTS INC |
500 |
200 |
|
KOPN |
KOPIN CORP |
500 |
1000 |
|
KOSS |
KOSS CORP |
500 |
1000 |
|
KRUG |
KRUG INT'L CORP |
500 |
1000 |
|
L |
|||
|
LXBK |
L S B BANCSHARES NC |
500 |
200 |
|
LAKE |
LAKELAND INDS INC |
500 |
1000 |
|
LPAC |
LASER-PACIFIC MEDIA |
1000 |
500 |
|
LIBHA |
LIBERTY HOMES INC CL A |
200 |
500 |
|
LQMD |
LIFEQUEST MEDICAL |
500 |
1000 |
|
LCUT |
LIFETIME HOAN CORP |
1000 |
500 |
|
LIND |
LINDBERG CORP |
500 |
1000 |
|
LIPOZ |
LIPOSOME CO DEP SHRS |
500 |
1000 |
|
LIQB |
LIQUI BOX CORP |
500 |
1000 |
|
LFUS |
LITTELFUSE INC |
500 |
1000 |
|
LFUSW |
LITTELFUSE INC WTS |
500 |
1000 |
|
LAFCB |
LOAN AMER FIN CL B |
500 |
1000 |
|
LEIX |
LOWRANCE ELECTRONICS |
1000 |
500 |
|
LUFK |
LUFKIN INDS INC |
1000 |
500 |
|
M |
|||
|
MARC |
M A R C INC |
1000 |
500 |
|
MCBX |
M B COMM INC |
500 |
1000 |
|
MMIM |
M M I MEDICAL INC |
200 |
500 |
|
MLRC |
MALLON RESOURCES CORP |
500 |
1000 |
|
MAXC |
MAXCO INC |
1000 |
500 |
|
MAYF |
MAYFLOWER GROUP INC |
500 |
1000 |
|
MOIL |
MAYNARD OIL CO |
500 |
1000 |
|
MCCL |
MCCLAIN INDUSTRIES |
200 |
500 |
|
MDIN |
MEDALIST INDS |
500 |
1000 |
|
MDEV |
MEDICAL DEVICES |
500 |
1000 |
|
MDIX |
MEDICAL DIAGNOSTICS |
500 |
1000 |
|
MSYSZ |
MEDICAL TECH WTS 96 |
500 |
1000 |
|
MDRXZ |
MEDICIS PHARM WTS C |
1000 |
500 |
|
MECS |
MEDICUS SYS CORP |
500 |
1000 |
|
MEDR |
MEDRAD INC |
500 |
1000 |
|
MEGX |
MEGACARDS INC |
500 |
1000 |
|
MMTCY |
MEMTEC LTD ADR NEW |
1000 |
500 |
|
MIGI |
MERIDIAN INS GP INC |
500 |
1000 |
|
MPTBS |
MERIDIAN PT RLTY TR |
200 |
500 |
|
METS |
MET COIL SYSTEMS CORP |
500 |
1000 |
|
MFCB |
MICHIGAN FINL CORP |
500 |
200 |
|
MTST |
MICROTEST INC |
500 |
1000 |
|
MIDS |
MID SOUTH INS CO |
500 |
1000 |
|
MIDC |
MIDCONN BANK |
500 |
1000 |
|
MFRI |
MIDWESCO FILTER |
500 |
1000 |
|
MILW |
MILWAUKEE INS GROUP |
500 |
200 |
|
MYTK |
MITEK SURGICAL PRODS |
500 |
1000 |
|
MODT |
MODTECH INC |
1000 |
500 |
|
MORP |
MOORE PRODUCTS CO |
200 |
500 |
|
MOTR |
MOTOR CLUB OF AMER |
500 |
1000 |
|
N |
|||
|
NABC |
N A B ASSET CORP |
500 |
1000 |
|
NSCB |
N B S C CORP |
500 |
1000 |
|
BLDG |
N C I BLDG SYSTEM |
500 |
1000 |
|
NATH |
NATHAN'S FAMOUS INC |
500 |
1000 |
|
POPS |
NAT'L BEVERAGE CORP |
1000 |
500 |
|
NCMC |
NAT'L CAP MGT CORP |
1000 |
500 |
|
NCBE |
NAT'L CITY BANCSHARES |
200 |
500 |
|
NCBM |
NAT'L CITY BNCP |
500 |
1000 |
|
NCBRP |
NAT'L COMM BK PFD B |
1000 |
500 |
|
NHHC |
NAT'L HOME HLTH CARE |
1000 |
500 |
|
NIRTS |
NAT'L INCOME RLT TRUST |
500 |
1000 |
|
NLBK |
NAT'L LOAN BK IN LIQ |
1000 |
500 |
|
MBLA |
NAT'L MERCANTILE BNCP |
500 |
1000 |
|
NAVG |
NAVIGATORS GP INC |
500 |
1000 |
|
NEOZ |
NEOZYME CP CALLABLE |
1000 |
500 |
|
NIIUF |
NEOZYME II UTS |
1000 |
500 |
|
NWTH |
NETWORTH INC |
200 |
500 |
|
NRND |
NORAND CORP |
500 |
1000 |
|
NAMC |
NORTH AMER NAT'L CORP |
500 |
1000 |
|
NUHC |
NU HORIZONS ELEC CORP |
500 |
1000 |
|
NUCM |
NUCLEAR METALS INC |
500 |
1000 |
|
NYCOP |
NYCOR INC PFD |
1000 |
500 |
|
O |
|||
|
OSBF |
O S B FIN CORP |
200 |
500 |
|
OHSC |
OAK HILL SPORTSWEAR |
500 |
1000 |
|
ODFL |
OLD DOMINION FREIGHT |
1000 |
500 |
|
OMEF |
OMEGA FIN CORP |
200 |
500 |
|
OPTO |
OPTO MECHANIK INC |
500 |
200 |
|
OSBN |
OSBORN COMM CORP |
500 |
200 |
|
GOSHB |
OSHKOSH B'GOSH CL B |
200 |
500 |
|
OSHM |
OSHMANS SPORTING |
500 |
1000 |
|
P |
|||
|
PDKLZ |
P D K LABS WTS B 97 |
1000 |
500 |
|
PDKLM |
P D K LABS WTS C 97 |
1000 |
500 |
|
PABC |
PACIFIC BNCP |
200 |
500 |
|
PDLPY |
PACIFIC DUNLOP ADR |
500 |
1000 |
|
PACO |
PACO PHARM SVCS INC |
500 |
1000 |
|
PTMLY |
PALMER TUBE MILL ADR |
500 |
200 |
|
PBCI |
PAMRAPO BNCP INC |
500 |
1000 |
|
PARC |
PARK COMM INC |
500 |
200 |
|
PARK |
PARK NAT'L CORP |
500 |
200 |
|
PVSA |
PARKVALE FIN CORP |
1000 |
500 |
|
PRLX |
PARLEX CORP |
200 |
500 |
|
PATK |
PATRICK INDS INC |
200 |
500 |
|
PMFG |
PEERLESS MFG CO |
500 |
1000 |
|
PWBC |
PENNFIRST BNCP INC |
200 |
500 |
|
PFDC |
PEOPLES BANCORP |
500 |
200 |
|
PBNB |
PEOPLES SAV FIN CORP |
1000 |
500 |
|
PCEP |
PERCEPTION TECH CORP |
500 |
1000 |
|
PLDIF |
PETERSBURG LONG DIST |
500 |
1000 |
|
PXREZ |
PHOENIX RE CORP DEP SH |
200 |
500 |
|
PHOC |
PHOTO CONTROL CORP |
500 |
1000 |
|
PICOA |
PHYSICIANS INS OH CL A |
1000 |
500 |
|
PMAN |
PIEDMONT MGMT CO INC |
500 |
1000 |
|
PKVL |
PIKEVILLE NAT'L CORP |
1000 |
500 |
|
PSBN |
PIONEER BANCORP INC |
1000 |
500 |
|
PFBC |
PIONEER FED BNCP |
500 |
1000 |
|
PSQL |
PLATINUM SOFTWARE CP |
500 |
1000 |
|
PBKC |
PREMIER BKSHS |
500 |
200 |
|
PREM |
PREMIER FIN SVCS |
200 |
500 |
|
PTRK |
PRESTON CORP |
1000 |
500 |
|
PFNC |
PROGRESS FIN CORP |
500 |
1000 |
|
PRGR |
PROGROUP INC |
500 |
1000 |
|
PCOL |
PROTOCOL SYS INC |
500 |
1000 |
|
PRBK |
PROVIDENT BNCP INC |
500 |
1000 |
|
PECN |
PUBLISHERS EQUIP CORP |
500 |
1000 |
|
PLFC |
PULASKI FURNITURE CP |
500 |
1000 |
|
PULS |
PULSE BANCORP INC |
200 |
500 |
|
PTNM |
PUTNAM TRUST CO |
200 |
500 |
|
Q |
|||
|
RCORF |
QUALITY DINO ENTMT |
1000 |
500 |
|
QRST |
QUANTUM RESTAURANT |
500 |
1000 |
|
QDELW |
QUIDEL CORP WTS 2000 |
500 |
1000 |
|
R |
|||
|
RRMN |
RAILROADMENS FED IND |
500 |
1000 |
|
RAVN |
RAVEN INDUSTRIES INC |
500 |
1000 |
|
RDGCA |
READING CO CL A |
500 |
1000 |
|
REED |
REEDS JEWELERS INC |
200 |
500 |
|
RFTN |
REFLECTONE INC |
500 |
1000 |
|
RGEQ |
REGENCY EQUITIES CORP |
200 |
500 |
|
RESB |
RELIABLE FIN CORP |
500 |
1000 |
|
REPOW |
REPOSSESSION AUCT WTS |
1000 |
500 |
|
ARBC |
REPUBLIC BANK CAL |
200 |
500 |
|
REXI |
RESOURCE AMERICA INC |
500 |
200 |
|
REXL |
REXHALL INDS INC |
500 |
1000 |
|
RSGI |
RIVERSIDE GP INC |
200 |
500 |
|
RNRC |
RIVERSIDE NAT'L BANK |
500 |
200 |
|
RNIC |
ROBINSON NUGENT INC |
500 |
1000 |
|
RBPAA |
ROYAL BANK PENN CL A |
500 |
1000 |
|
RBCO |
RYAN BECK CO INC |
500 |
1000 |
|
S |
|||
|
SCOM |
S C S COMPUTE INC |
1000 |
500 |
|
SIHS |
S I HANDLING SYS INC |
500 |
1000 |
|
SKFB |
S K FAMOUS BRANDS |
500 |
1000 |
|
SFTIF |
S O F T I M A G E |
500 |
1000 |
|
SFGD |
SAFEGUARD HEALTH ENT |
1000 |
500 |
|
SHRE |
SAHARA RESORTS |
200 |
500 |
|
SNDS |
SANDS REGENT THE |
500 |
1000 |
|
SWCB |
SANDWICH CO-OP BANK |
500 |
1000 |
|
STMI |
SATELLITE TECH MGMT |
500 |
1000 |
|
STIZ |
SCIENTIFIC TECH INC |
200 |
500 |
|
SCGN |
SCIGENICS INC CLLBLE |
1000 |
500 |
|
SCIOZ |
SCIOS NOVA INC WTS D |
1000 |
500 |
|
SHER |
SCOTTISH HERITABLE |
200 |
500 |
|
SFLD |
SEAFIELD CAPITAL CORP |
1000 |
500 |
|
FOTO |
SEATTLE FILMWORKS |
1000 |
500 |
|
SECDP |
SECOND BNCP PFD A |
500 |
200 |
|
SFBM |
SECURITY FED SAV BK |
500 |
1000 |
|
SFSL |
SECURITY FIRST CORP |
500 |
200 |
|
SNFCA |
SECURITY NAT'L FIN CL A |
200 |
500 |
|
SSVB |
SECURITY SAV FSB |
200 |
500 |
|
SENE |
SENECA FOODS CP |
500 |
200 |
|
SHMN |
SHAMAN PHARM INC |
500 |
1000 |
|
SSBC |
SHELTON BNCP INC |
200 |
500 |
|
SHOP |
SHOPSMITH INC |
500 |
1000 |
|
STBS |
SIERRA TAHOE BNCP |
500 |
1000 |
|
SFNCA |
SIMMONS 1ST NAT'L CL A |
200 |
500 |
|
FISH |
SMALL'S OILFIELD |
200 |
500 |
|
FISHW |
SMALL'S OILFIELD WTS |
200 |
500 |
|
HAMS |
SMITHFIELD CO INC |
500 |
200 |
|
SOMR |
SOMERSET GP INC THE |
200 |
500 |
|
SNSTA |
SONESTA INT'L CL A |
500 |
200 |
|
SSBB |
SOUTHINGTON SAV BK |
200 |
500 |
|
SWPA |
SOUTHWEST NAT'L CORP |
200 |
500 |
|
SWWC |
SOUTHWEST WATER CO |
1000 |
500 |
|
SPLE |
SPORTS/LEISURE INC |
500 |
1000 |
|
SBIB |
STERLING BCSHS TX |
500 |
1000 |
|
SWBC |
STERLING WEST BNCP |
500 |
200 |
|
STRB |
STROBER ORGANIZATION |
200 |
500 |
|
SUBBA |
SUBURBAN BANCP CL A |
500 |
1000 |
|
SUMI |
SUMITOMO BANK OF CA |
500 |
1000 |
|
SMMT |
SUMMIT BANCORP WA |
500 |
1000 |
|
SCSL |
SUNCOAST SAV LN FSA |
500 |
1000 |
|
SRBC |
SUNRISE BNCP CA |
500 |
1000 |
|
SYNC |
SYNALLOY CORP |
500 |
1000 |
|
SYQT |
SYQUEST TECH INC |
500 |
1000 |
|
SYRA |
SYRATECH CORP |
500 |
1000 |
|
T |
|||
|
TCII |
T C I INTL INC |
500 |
1000 |
|
TSINW |
T S I CP WTS 96 |
500 |
200 |
|
TSII |
T S I INC |
1000 |
500 |
|
TVXTF |
T V X GOLD INC |
500 |
1000 |
|
TAPI |
TAPISTRON INT'L INC |
500 |
1000 |
|
TAPIW |
TAPISTRON INT'L WTS |
500 |
1000 |
|
TECN |
TECHNALYSIS CORP |
500 |
1000 |
|
TCOMB |
TELE COMM INC CL B |
500 |
1000 |
|
TFLX |
TERMIFLEX CORP |
500 |
200 |
|
WATR |
TETRA TECH INC |
500 |
1000 |
|
PRET |
THE PRICE R E I T |
200 |
500 |
|
TMSTA |
THOMASTON MILLS CL A |
500 |
1000 |
|
TMBS |
TIMBERLINE SOFTWARE |
500 |
1000 |
|
TODDA |
TODD A O CORP CL A |
500 |
200 |
|
TKIOY |
TOKIO MARINE ADR |
500 |
1000 |
|
TOPS |
TOPS APPLIANCE CITY |
500 |
1000 |
|
TTRR |
TRACOR INC |
500 |
1000 |
|
TTRRW |
TRACOR INC WTS A |
500 |
200 |
|
TLII |
TRANS LEASING INT'L |
500 |
1000 |
|
WSTEW |
TRANSAMER WASTE WTS A |
200 |
500 |
|
WSTEZ |
TRANSAMER WASTE WTS B |
200 |
500 |
|
TRNS |
TRANSMATION INC |
500 |
1000 |
|
TRCO |
TRICO PRODUCTS CORP |
500 |
200 |
|
TRIB |
TRISTATE BANCORP THE |
200 |
500 |
|
U |
|||
|
UNSL |
U N S L FIN CORP |
200 |
500 |
|
USPC |
U S PAGING CORP |
1000 |
500 |
|
UPCPO |
UNION PLANTERS PFD E |
500 |
1000 |
|
UNSA |
UNITED FIN CORP S C |
1000 |
500 |
|
UMSB |
UNITED MISSOURI BCSH |
500 |
1000 |
|
UNBJ |
UNITED NATL BNCP |
200 |
500 |
|
UBMT |
UNITED SAV BK F A MT |
200 |
500 |
|
UTVI |
UNITED TELEVISION |
1000 |
500 |
|
USAC |
UNIVERSAL SEISMIC |
500 |
1000 |
|
V |
|||
|
VALN |
VALLEN CORP |
500 |
1000 |
|
VALY |
VALLICORP HLDGS INC |
500 |
1000 |
|
VCRE |
VARI CARE INC |
200 |
500 |
|
VRSY |
VARITRONIC SYS INC |
500 |
1000 |
|
VNTX |
VENTRITEX INC |
500 |
1000 |
|
VCNB |
VENTURA COUNTY NAT'L |
500 |
1000 |
|
VENT |
VENTURIAN CORP |
200 |
500 |
|
VIDE |
VIDEO DISPLAY CORP |
500 |
1000 |
|
VLGEA |
VILLAGE SUPER MKT CL A |
500 |
200 |
|
VTSS |
VITESSE SEMICOND |
500 |
1000 |
|
VOLT |
VOLT INFO SCIENCES |
500 |
1000 |
|
VOLVY |
VOLVO AB CL B ADR |
500 |
1000 |
|
W |
|||
|
WSMP |
W S M P INC |
500 |
200 |
|
WAIN |
WAINWRIGHT BK TR CO |
500 |
200 |
|
WALS |
WALSHIRE ASSURANCE |
500 |
1000 |
|
WAMUO |
WASHING NONCUM PFD C |
500 |
1000 |
|
WBNC |
WASHINGTON BNCP NJ |
500 |
1000 |
|
WAMUN |
WASHINGTON PFD D |
200 |
500 |
|
WATFZ |
WATERFORD PLC ADR UTS |
200 |
500 |
|
WTRS |
WATERS INSTRUMENTS |
200 |
500 |
|
WEDC |
WEDCO TECHNOLOGY INC |
500 |
1000 |
|
WCBC |
WEST COAST BNCP CA |
500 |
1000 |
|
WSBK |
WESTERN BANK OREGON |
1000 |
500 |
|
WFRAF |
WHARF RESOURCES LTD |
200 |
500 |
|
WFMI |
WHOLE FOODS MARKET |
500 |
1000 |
|
WMSI |
WILLIAMS INDS INC |
500 |
1000 |
|
WINR |
WINTHROP RESOURCE CORP |
500 |
1000 |
|
Z |
|||
|
ZEUS |
ZEUS COMPONENTS INC |
500 |
1000 |
|
ZIGO |
ZYGO CORP |
500 |
1000 |