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SR-FINRA-2012-012

Proposed Rule Change to Amend FINRA's Customer and Industry Codes of Arbitration Procedure to Raise the Limit for Simplified Arbitration from $25,000 to $50,000

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA’s Customer and Industry Codes of Arbitration Procedure to raise the limit for simplified arbitration from $25,000 to $50,000.

Title Format - Size Status
Text of Proposed Rule Change PDF - 64.42 KB
Federal Register Notice PDF - 151.5 KB
Extension No. 1 PDF - 25.94 KB
Response to Comments PDF - 158.21 KB
Approval Order PDF - 176.55 KB