Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) to Require Members to Report Transactions in TRACE-Eligible Securities As Soon As Practicable
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to codify that members are required to report transactions in TRACE-Eligible Securities subject to dissemination as soon as practicable.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 84.59 KB | |
Federal Register Notice | PDF - 201.15 KB | |
Response to Comments | PDF - 212.44 KB | |
Approval Order | PDF - 199.17 KB |