Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules
Financial Industry Regulatory Authority, Inc. ("FINRA") is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to update cross-references and make other non-substantive changes within FINRA rules, primarily as the result of approval of new consolidated FINRA rules.
Title | Format - Size | Status |
---|---|---|
Text of Proposed Rule Change | PDF - 84.6 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 195.24 KB |