Proposed Rule Change to Amend Rule 7730 to Establish Fees for the New TRACE Security Activity Report and End-of-Day TRACE Transaction File
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend Rule 7730 to establish fees for the new TRACE Security Activity Report and End-of-Day TRACE Transaction File.
Title | Format - Size | Status |
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Text of the Proposed Rule Change | PDF - 86.85 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 211.6 KB |