Proposed Rule Change to Extend the Effective Date of SR-FINRA-2018-030
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to provide members with additional time to migrate their trade reporting processes to connect to TRACE through a permissible means other than Computer-to-Computer Interface (“CTCI”).
Title | Format - Size | Status |
---|---|---|
Text of the Proposed Rule Change | PDF - 86.58 KB | |
Notice of Filing and Immediate Effectiveness | PDF - 125.55 KB |