Proposed Rule Change to Adopt New Requirements for Member Inter-Dealer Quotation Systems and to Delete the Rules Related to the OTC Bulletin Board Service
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to delete the rules related to the OTC Bulletin Board® Service (“OTCBB”) and cease its operation, and to enhance the regulation of quotations in OTC Equity Securities by adopting new requirements for member inter-dealer quotation systems.
Title | Format - Size | Status |
---|---|---|
Text of the Proposed Rule Change | PDF - 366.43 KB | |
Federal Register Notice | PDF - 278.94 KB | |
Notification of Designation of Longer Period for Commission Action | PDF - 112.91 KB | |
Response to Comments | PDF - 36.98 KB | |
Amendment No. 1 to Proposed Rule Change | PDF - 190.92 KB | |
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove | PDF - 408.68 KB | |
Rebuttal Comment Letter | PDF - 47.8 KB | |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 | PDF - 104.61 KB | |
Amendment No. 2 to Proposed Rule Change | PDF - 195.51 KB | |
Approval Order | PDF - 643.91 KB |