Amendment to Effective Date of Phase Three of Order Audit Trail System Rules
NASDR has filed with the SEC a proposed rule change to amend Rule 6957 to extend the effective date of the implementation of Phase Three of the Order Audit Trail System ("OATS") Rules to October 31, 2000.
Title | Format - Size | Status |
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Text of Proposed Rule Change | PDF - 31.84 KB | |
Approval Order | PDF - 121.28 KB |