SR-NASD-2002-168
Proposed Rule 2130 Governing Expungement of Customer Dispute Information From the Central Registration Depository (CRD System)
NASD has filed with the SEC a proposed rule change to adopt Rule 2130 governing the expungement of customer dispute information from the Central Registration Depository (CRD® or CRD system) and various internal guidelines to be adopted by NASD regarding the handling of requests to expunge customer dispute information from the CRD system.
| Title | Format - Size | Status |
|---|---|---|
| Text of proposed rule change | PDF - 62.94 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 39.56 KB | |
| Federal Register Notice | PDF - 54.53 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 28.58 KB | |
| Approval Order | PDF - 65.46 KB |