SR-NASD-2003-101
Amendment to Rule 10304 of the NASD Code of Arbitration Procedure Governing Time Limits for Submission of Claims in Arbitration
NASD has filed with the SEC a proposed rule change to amend Rule 10304 of the NASD Code of Arbitration Procedure relating to time limits on the submission of claims in arbitration.
| Title | Format - Size | Status |
|---|---|---|
| Text of proposed rule change | PDF - 28.49 KB | |
| Federal Register Notice | PDF - 39.41 KB | |
| Response to Comments and Amendment No. 1 | PDF - 16.77 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 12.39 KB | |
| Approval Order | PDF - 29.23 KB |