SR-NASD-2003-122
Proposal to Conduct Background Verification and Charge Application Fee for NASD Neutral Roster Applicants
NASD has filed a proposal to conduct background verification and charge an application fee for NASD neutral roster applicants. NASD is not proposing any textual changes to the By-Laws or Rules of NASD.
| Title | Format - Size | Status |
|---|---|---|
| Approval Order | PDF - 38.72 KB | |
| Text of proposed rule change | PDF - 29.66 KB | |
| Federal Register Notice | PDF - 39.63 KB |