For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable. NASD Rule 7020 has been superseded by FINRA Rule 7720. Please consult the appropriate FINRA Rule.
| Position Charge | $6.00/security/month |
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Amended and renumbered as Rule 7020 by SR-NASD-2007-018 eff. March 5, 2007. Amended and renumbered as Rule 7010(m) by SR-NASD-96-10 eff. March 13, 1996. Amended by SR-NASD-91-38 eff. Sept 30, 1991. Adopted by SR-NASD-88-19 eff. June 6, 1990. Selected Notice: 90-35. |