Arbitration Awards Online

Claimant(s): Ralph Adamo

Claimant Representative(s): Alex Padla

Respondent(s): Lincoln Financial Distributors, Inc.

Claimant(s): Melissa Smitley, Pamela Rose

Claimant Representative(s): Melissa A. Smitley

Respondent(s): Eric Luckey

Claimant(s): Christopher Silvaggi

Claimant Representative(s): Otto K. Hilbert

Respondent(s): Philip Gazzo

Claimant(s): Joseph Barreca

Claimant Representative(s): Chelsea Bauer

Respondent(s): First Horizon Advisors, Inc.

Claimant(s): Aaron Stark

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Northwestern Mutual Investment Services

Claimant(s): Stephen Ferguson

Claimant Representative(s): Stephen Ferguson

Respondent(s): Interactive Brokers Corp., Interactive Brokers LLC

Claimant(s): Donald Ross

Claimant Representative(s): David Vermont

Respondent(s): Douglas Magnuson, Jeffrey Tooke, Michael Martino, Four Points Capital Partners LLC

Claimant(s): Elise Gray

Claimant Representative(s): Elise A. Gray

Respondent(s): Morgan Stanley, Mitchell Swayze

Claimant(s): Elise Gray

Claimant Representative(s): Elise A. Gray

Respondent(s): Morgan Stanley, Mitchell Swayze

Claimant(s): Jian Lin

Claimant Representative(s): Jian Lin

Respondent(s): Robinhood Securities, LLC

Claimant(s): Hemant Kathuria

Claimant Representative(s): Gregg J. Breitbart

Respondent(s): A.G.P. / Alliance Global Partners

Claimant(s): Nianzu Yan

Claimant Representative(s): Joseph Allgor

Respondent(s): J.P. Morgan Securities, LLC

Claimant(s): James Christopher

Claimant Representative(s): Jonathan M. Sterling

Respondent(s): LPL Financial LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Keith J. Barnett

Respondent(s): Eric Koter

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Keith J. Barnett

Respondent(s): Eric Koter