Arbitration Awards Online

Claimant(s): Dawne Ferland

Claimant Representative(s): Louis H. Miron

Respondent(s): Wells Fargo Advisors Financial Network

Claimant(s): Alfredo Serrano, Daniel Raupp, Gary Phelps, Henry Enno, Manfred Hegwer, Scott Weissman, Thomas Bruce

Claimant Representative(s): Alan L. Rosca

Respondent(s): Morgan Stanley

Claimant(s): William Ryan

Claimant Representative(s): Michael Bessette

Respondent(s): Wells Fargo Clearing Services, LLC

Claimant(s): Saimir Prapaniku

Claimant Representative(s): William Bean

Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments, Inc.

Claimant(s): Robert Crothers

Claimant Representative(s): Robert Moses

Respondent(s): American Portfolios Financial Srvs., Inc

Claimant(s): Goshgar Huseynov

Claimant Representative(s): Goshgar Huseynov

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Sarra He

Claimant Representative(s): Sarra He

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Michael Resch, Robert Galbreath, William Galbreath

Claimant Representative(s): Marc Seldin Rosen

Respondent(s): Anthony Stanley, Northwestern Mutual Investment Services

Claimant(s): Blake Schultz

Claimant Representative(s): L. Lars Hulsebus

Respondent(s): E*Trade Securities LLC

Claimant(s): Mark Beloyan

Claimant Representative(s): Steven D. Toskes

Respondent(s): Paul Feller, Cronus Equity Capital Investments, LLC, Cronus Equity, LLC

Claimant(s): Keith Singer

Claimant Representative(s): Adam D Palmer

Respondent(s): Kovack Securities Inc

Claimant(s): Xavier Aguayo Diaz

Claimant Representative(s): Russell Del Toro Parra

Respondent(s): UBS Financial Services Inc.

Claimant(s): Kwesi Buabeng

Claimant Representative(s): Robert Savage

Respondent(s): Morgan Stanley

Claimant(s): Trevor Fried

Claimant Representative(s): Randi P Spallina

Respondent(s): Morgan Stanley

Claimant(s): Ryan Nelson

Claimant Representative(s): Neil S. Binder

Respondent(s): Credit Suisse Securities (USA) LLC