Arbitration Awards Online

Claimant(s): Michael Mattison

Claimant Representative(s): Jennifer Cox

Respondent(s): Centaurus Financial, Inc.

Claimant(s): Dennis Askari

Claimant Representative(s): Younes Mohseni

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Adrienn Braun Mazzucatelli

Claimant Representative(s): Adrienn E. Braun

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Adam More, Adrienne Roth, Alan Gerali, Amanda Stephen, Annette Cox, Barbara Ficht, Barry Exum, Ben Court, Bradley Cofoid, Carol Niederpruem, Catherine Kaleta, Christine Roschelle, Connie Powe-Watts, Daniel Vondrasek, David Cribbs, David Dorrance, Deanna Manke, Dennis Kane, Dennis McGinley, Diane DiBartolomeo, Diane Matteson, Diane Roth, Edward Manke, Eileen Mathis, Gae More, Galia Meiri, Gary Niederpruem, George Cox, George Lindley, George Meyer, Jason More, Jeffrey Maxey, Jeffrey Silhan, Jennifer More, John Balanoff, John Fletcher, Joni Shulman, Joscelyn Cofoid, Joseph Miglio, Judith McGinley, June Dorrance, Kathleen Cox, Kenneth Cox, Kenneth Hammer, Kenneth Kaleta, Kevin Carney, Larry Kane, Linda Herskovic, Linda Hubright, Linda Silhan, Lisa Kane, Luann Busch, Lynn Caldarola, Marc Silhan, Marcella Perkunas, Marcia Kunstler, Marcie Kane, Marianne Jamrok, Mary Lou Jarvis, Maureen Fletcher, Melvin Roschelle, Michael Jamrok, Michael More, Nancy Pollak, Nancy Roth, Natalie Maxey, Paul Caldarola, Richard Phillips, Rik Holmes, Robert Ugel, Robert Watts, Ronald Weiss, Ross McGinley, Roy Reinart, Ruth Spiro, Sandra Vondrasek, Scott Busch, Sharon Meyer, Shelly Hammer, Sherri Larabie-Exum, Sorayda Carney, Warren Kunstler, William Ficht, William Matteson, William Vankat, Alan Gerali IRA, Barbara. Ficht IRA, Bradley Cofoid IRA, Catherine S. Kaleta IRA, Daniel T. Vondrasek IRA, David Dorrance IRA, Dennis Kane IRA, Diane DiBartolomeo IRA, Diane Roth IRA, Eileen Mathis IRA, Gae More IRA, George E. Lindley IRA, George R. Meyer IRA, John Fletcher IRA, Joni Shulman IRA, Kathleen Cox IRA, Kenneth Cox IRA, Kenneth Hammer IRA, Kenneth S. Kaleta IRA, Marc C. Silhan Roth IRA, Marcella Perkunas IRA, Maureen Fletcher IRA, Michael More IRA, Sharon L. Meyer IRA, Shelly Hammer Roth IRA, Spiro as POA for Anne Bernstein's IRA, William E. Matteson IRA, Arthur Gerali & Rose Gerali Special Need, Ben Court Rev. Liv. Trust DTD 9/13/2012, Bradley Cofoid Employees Trust, Carol J. Niederpruem Trust DTD 2/15/2000, Cox Family Trust U/A 1/17/05, D & S Vondrasek Liv. Trust DTD 1/30/2015, D & S Vondrasek Living Trust DTD 1/30/15, Dennis Kane Trust, Elmer & Irene Reinart Rev. Living Trust, Gary Niederpruem Trust DTD 2/15/2000, George Lindley 2012 Trust DTD 8/8/2012, Irene B. Crawford Trust DTD 5/30/02, Kathryn Craft Special Needs Trust, Kenneth S. Kaleta Trust DTD 8/20/96, Marc C. Silhan Trust DTD 10/7/2003, Marcie Kane Trust, Michael More Liv. Trust DTD 10/12/2000, Richard Phillips Trust, Robert M. Ugel Rev. Trust DTD 9/23/2020, Roschelle Fam. Living Trust U/A 09/27/13, Roschelle Family Liv, Trust U/A 9/27/13, Sharon L. Meyer Trust DTD 12/17/1992, Shelly E. Hammer Revocable Trust, The Cox Family Turst U/A 1/17/05, Watts/Powe-Watt Family Trust, Watts/Powe-Watts Family Trust, William J. Vankat, Jr. Trust, William Matteson & Diane Matteson Trust, William and Diane Matteson Rev Trust., Mr. Holmes- POA Chris Marx & Grace Marx, Ruth Spiro as POA for Anne Bernstein

Claimant Representative(s): D. Daxton White

Respondent(s): Triad Advisors LLC

Claimant(s): Mendelssohn Joseph

Claimant Representative(s): Mendelssohn Joseph

Respondent(s): Essex National Securities, LLC

Claimant(s): Janney Montgomery Scott LLC

Claimant Representative(s): Jill B. Clarke

Respondent(s): Patrick Sullivan

Claimant(s): John Lowry

Claimant Representative(s): Thomas P. McEvoy

Respondent(s): Spartan Capital Securities, LLC

Claimant(s): Daniel Hamlet

Claimant Representative(s): Dochtor Kennedy

Respondent(s): Edward Jones

Claimant(s): Anthony Craig

Claimant Representative(s): Anthony Markel Craig

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Teresa McAlpine

Claimant Representative(s): Teresa K. McAlpine

Respondent(s): LPL Financial LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Keith J. Barnett

Respondent(s): Matthew Weglarz

Claimant(s): Xinyu Zhang

Claimant Representative(s): Xinyu Zhang

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Jan-Harm Nieland

Claimant Representative(s): Jan-Harm Nieland

Respondent(s): Citigroup Global Markets, Inc., Oscar Hernandez, William Hornbeck

Claimant(s): Yifeng Zheng

Claimant Representative(s): Yifeng Zheng

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Nancy Moore, William Moore, William A. & Nancy S. Moore Joint Acct.

Claimant Representative(s): William A. Moore

Respondent(s): Ameriprise Financial Services, LLC