Arbitration Awards Online

Claimant(s): Charles Schwab & Co., Inc.

Claimant Representative(s): Jonathan D. Berg

Respondent(s): Abraham Bichler

Claimant(s): Dorothy Harnish, Glenn Harnish

Claimant Representative(s): Michael S. Hill

Respondent(s): National Securities Corporation

Claimant(s): Dorothy Harnish, Glenn Harnish

Claimant Representative(s): Michael S. Hill

Respondent(s): National Securities Corporation

Claimant(s): Patrick McWalter

Claimant Representative(s): William Bean

Respondent(s): Morgan Stanley & Co., LLC

Claimant(s): Wells Fargo Clearing Services, LLC

Claimant Representative(s): Teresa J. Thong

Respondent(s): James Lee

Claimant(s): Shian-Chang Yu

Claimant Representative(s): Kamal Ghali

Respondent(s): Interactive Brokers LLC

Claimant(s): Charles Suarez-Murias

Claimant Representative(s): Peter Lindholm

Respondent(s): Auriga USA, LLC

Claimant(s): Marianne Kuhlow

Claimant Representative(s): Michael J. Betts

Respondent(s): Alexander Hall, Fidelity Brokerage Services LLC

Claimant(s): Scott Meyer

Claimant Representative(s): Dochtor Kennedy

Respondent(s): LPL Financial LLC

Claimant(s): Emma Ward

Claimant Representative(s): Scott L. Silver

Respondent(s): PHX Financial, Inc.

Claimant(s): Angel Canabal

Claimant Representative(s): Roberto C. Quinones

Respondent(s): UBS Financial Services Inc.

Claimant(s): Candida Bobonis Roig, Dario Ochoa Garcia, Franco Fullana, Lizzette Bobonis Roig

Claimant Representative(s): David I. Hantman

Respondent(s): Santander Securities LLC

Claimant(s): Matthew Larson

Claimant Representative(s): Craig A. Riha

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Hector Crespo

Claimant Representative(s): Thomas McEvoy

Respondent(s): NewBridge Securities Corp.

Claimant(s): Hector Crespo

Claimant Representative(s): Thomas McEvoy

Respondent(s): NewBridge Securities Corp.