Proceeding Number		Date
2005001085001		1/10/08		Hearing Panel Decision in Department of Enforcement v. Warren K. Hansen
C10040052		12/19/07		Hearing Panel Decision in Department of Enforcement v. Scott Mathis
E8A2005014902		11/30/07		Hearing Panel Decision in Department of Enforcement v. North Woodward Financial Corp. and Douglas A. Troszak
EAF0400300001		11/28/07		Hearing Panel Decision in Department of Enforcement v. Kirlin Securities, Inc., Anthony J. Kirincic, David O. Lindner and Andrew J. Israel
E102004083703		11/16/07		Hearing Panel Decision in Department of Enforcement v. Harvey M. Schwartz
2006004494201		11/6/07		Hearing Panel Decision in Department of Enforcement v. Todd William Cowle
2006005936701		11/6/07		Hearing Panel Decision in Department of Enforcement v. William D. Mattes, Sr.
ELI2004026701		11/1/07		Hearing Panel Decision in Department of Enforcement v. Iftikhar Ul Haq
C11040006		10/15/07		Hearing Panel Decision in Department of Enforcement v. Justin F. Ficken
2005001305701		9/27/07		Hearing Panel Decision in Department of Enforcement v. Harvest Capital Investments, LLC and Dennis Cotto
2006004240301		9/7/07		Hearing Panel Decision in Department of Enforcement v. Trent A. Johnson
2005001819101		8/14/07		Hearing Panel Decision in Department of Enforcement v. Domestic Securities, Inc.
E8A20041203102		7/31/07		Hearing Panel Decision in Department of Enforcement v. Michelle M. Mayo
E8A2002109804		7/27/07		Hearing Panel Decision in Department of Enforcement v. Joseph A. Zaragoza
E102004083702		7/13/07		Hearing Panel Decision in Department of Enforcement v. John Christopher Correro
E9A2004048801		7/12/07		Hearing Panel Decision in Department of Enforcement v. Brian J. Kelly
2005000960801		7/2/07		Hearing Panel Decision in Department of Enforcement v. Mangri Mohini Harlal
20050025930		6/19/07		Hearing Panel Decision in Department of Enforcement v. Carolyn S. Everhard
2005000078501		5/25/07		Hearing Panel Decision in Department of Market Regulation v. Mark Allen Borsky
E8A2003091501		5/18/07		Hearing Panel Decision in Department of Enforcement v. Roy M. Strong
E9B2002010501		4/24/07		Hearing Panel Decision in Department of Enforcement v. Kevin M. Glodek
2005000127502		4/24/07		Hearing Panel Decision in Department of Market Regulation v. Steven Richard Jaloza, Neal Anthony Impellizeri, and Michael Raymond Gimeli
2005002570601		4/20/07		Hearing Panel Decision in Department of Enforcement v. Paul Douglas Paratore
CLG050021		4/11/07		Hearing Panel Decision in Department of Market Regulation v. John Patrick Leighton and Kenneth D. Pasternak
2006004493301		4/9/07		Hearing Panel Decision in Department of Enforcement v. Mark S. Ritchey
E9B2003026301		3/20/07		Hearing Panel Decision in Department of Enforcement v. Timothy Behany, Edward M. VanGrouw, and Carl Martin Trevisan
CLI050014		2/20/07		Hearing Panel Decision in Department of Enforcement v. Erik Matz