FINRA Board of Governors


John J. Brennan
The Vanguard Group, Inc.
Malvern, PA


Robert W. Cook
President and CEO
Washington, DC

Public Governors

Carol Anthony (John) Davidson
Princeton, NJ

William H. Heyman
The Travelers Companies, Inc.
Saint Paul, MN

Shelly Lazarus
Ogilvy & Mather
New York, NY

Joshua S. Levine
New York, NY

Brigitte C. Madrian
Harvard Kennedy School of Government
Cambridge, MA

Charles I. Plosser
Former President and CEO, Federal Reserve Bank of Philadelphia
Amelia Island, FL

Randal K. Quarles
The Cynosure Group
Salt Lake City, UT

John W. Schmidlin
New York, NY

Leslie Seidman
Former Chairman
Financial Accounting Standards Board
Westport, CT

Luis M. Viceira
Harvard Business School
Boston, MA

Elisse B. Walter
Former Commissioner and Chairman
U.S. Securities and Exchange Commission
Bethesda, MD

Susan Wolburgh Jenah
Former President and CEO
Investment Industry Regulatory
Organization of Canada
Toronto, ON

Industry Governors

John J. Brennan
The Vanguard Group, Inc.
Malvern, PA

Mark Cresap
Cresap, Inc.
Radnor, PA

Robert Keenan
St. Bernard Financial Services
Russellville, AR

Brian Kovack, Esq.
Kovack Securities, Inc.
Ft. Lauderdale, FL

Joseph M. Mecane
New York, NY

Kathleen A. Murphy
Fidelity Personal Investing
Boston, MA

Joe Romano
Romano Wealth Management
Evanston, IL

John W. Thiel
Merrill Lynch Wealth Management
New York, NY

James D. Weddle
Edward Jones
St. Louis, MO