2014 OHO Disciplinary Decisions

Proceeding Number   Date
20100226015-01   8/12/14   Hearing Panel Decision in Department of Enforcement v. Jack Brian Weinstock  
2009019042402   8/11/14   Extended Hearing Panel Decision in Department of Enforcement v. James E. Rooney, Jr.  
2009020465801   7/8/14   Hearing Panel Decision in Department of Enforcement v. Keith D. Geary  
2012032950101   7/8/14   Hearing Panel Decision in Department of Enforcement v. Joseph R. Butler  
20110275168-01   7/3/14   Hearing Panel Decision in Department of Market Regulation v. Jonathan Kohanof  
2012034211301   6/25/14   Hearing Panel Decision in Department of Enforcement v. Success Trade Securities, Inc. and Fuad Ahmed  
2010025350001   6/13/14   Hearing Panel Decision in Department of Enforcement v. Roric E. Griffith  
2011028003001   5/27/14   Hearing Panel Decision in Department of Enforcement v. Ashik Akberali Kapasi  
2011028502101   5/16/14   Hearing Panel Decision in Department of Enforcement v. North Woodward Financial Corp. and Douglas A. Troszak  
2012031142101   5/8/14   Hearing Panel Decision in Department of Enforcement v.John Allan Waldock, Jr.  
2010025181001   5/6/14   Hearing Panel Decision in Department of Enforcement v. John Vincent Ballard  
2011028061001   4/29/14   Hearing Panel Decision in Department of Enforcement v. Keilen Dimone Wiley  
2011027993301   4/23/14   Hearing Panel Decision in Department of Enforcement v. Michael Earl McCune  
2011025899601   3/28/14   Hearing Panel Decision in Department of Enforcement v. David Harari and Sian Harari  
2012032997201   2/14/14   Hearing Panel Decision in Department of Enforcement v. Stephen Grivas  
2009017899801   2/7/14   Hearing Panel Decision in Department of Enforcement v. Rani T. Jarkas and William H. Carson  
2011026664301   1/28/14   Amended Hearing Panel Decision in Department of Enforcement v. Gardnyr Michael Capital Inc. and Pfilip Gardnyr Hunt, Jr.  
2011029619301   1/23/14   Hearing Panel Decision in Department of Enforcement v. Kenny Akindemowo  
2011029227701   1/21/14   Hearing Panel Decision in Department of Enforcement v. Kam Poi Yee