Order Number		Date
04-09		11/26/04		Order Denying Respondent's Amended Motion to Reconsider Order Denying Motion to Dismiss
04-29		10/28/04		Order Ruling On Pre-Hearing Motions
04-28		10/19/04		Order Denying Respondent's Motion To Dismiss
04-27		10/12/04		Order Rejecting Filing
04-26		10/6/04		Motion To Compel Compliance With Procedural Rule 9251 and Denying the Respondents' Motions for Sanctions and for Leave to File a Reply
04-25		10/6/04		Order Deeming Defense as Abandoned, Hearing as Waived, and Nasd Suspension Notice as Final
04-23		10/4/04		Order Partially Granting the Respondent's Motion to Reconsider Discovery Requests
04-22		10/4/04		Order Granting Respondents Rule 9261(C) Request
04-21		9/27/04		Order Denying Motion for a more Definite Statement
04-20		9/17/04		Order Denying Respondent's Application to Vacate the Temporary Cease and Desist Order
04-19		9/15/04		Order Denying Motion to Strike Witnesses
04-18		9/13/04		Order Precluding Evidence
04-17		9/9/04		Order Requiring Respondent to Supplement his Rule 9252 Requests
04-15		8/25/04		Order Granting Motion for Leave to Offer Telephone Testimony
04-14		8/17/04		Order Granting in Part, and Denying in Part, Respondent's Motion for Issuance of Rule 8210 Requests Pursuant to Rule 9252
04-13		8/2/04		Order Granting in Part, and Denying in Part, Enforcement's Motion for Leave to Offer Telephone Testimony
04-12		7/30/04		Order Granting Respondents' Motion to Introduce Expert Testimony
04-11		7/7/04		Order Granting in Part and Deferring in Part Complainant's Motion for Summary Disposition, and Denying Respondents' Motion for Summary Disposition
04-10		7/1/04		Order Correcting Order Dismissing Affirmative Defense and Denying Respondent's Motion to Reconsider
04-08		6/24/04		Order Denying Enforcement's Motion for Summary Disposition
04-07		6/22/04		Order Dismissing Affirmative Defense
04-06		6/18/04		Order Denying Motion to Compel Testimony
04-05		6/15/04		Order Granting Respondent's Motion for in Camera Inspection of Documents
04-04		6/10/04		Order Denying Respondents' Motion to Compel Discovery
04-03		6/1/04		Order Denying Motion for Leave to File Amended Answer
04-24		4/23/04		Pre-Hearing Order
04-02		3/29/04		Order Denying Respondent's Motion to Dismiss the Suspension Proceeding
04-01		3/18/04		Order Denying Respondent's Motion for Summary Disposition and Request for Preclusion Order Based Upon Unfair Investigatory Process