Order CAF030007

Order Granting Complainant's Motion to Withdraw the Complaint, with Prejudice

May 31, 2006

Hearing Panel Decision in Department of Enforcement v. Highland Financial, LTD. and Gordon D. Smith.
Hearing Panel Decision in Department of Enforcement v. Merrimac Corporate Securities, Inc.
Hearing Panel Decision in Department of Enforcement v. Respondent.
Hearing Panel Decision in Department of Enforcement v. William L. Tatro
Hearing Panel Decision in Department of Enforcement v. Jason Blum
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Extended Hearing Panel Decision in Department of Market Regulation v. Respondent
Amended Hearing Panel Decision in Department of Enforcement v. The Dratel Group, Inc. and William M. Dratel
Hearing Panel Decision in Department of Enforcement v. Gregg Charles Lorenzo
Amended Hearing Panel Decision in Department of Enforcement v. Gary Mark Giblen
Hearing Panel Decision in Department of Enforcement v. Ronald Moschetta
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Hearing Panel Decision in Department of Enforcement v. William Scholander and Talman Harris
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Amended Hearing Panel Decision in Depatment of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Levinski Dealexis Barnes
Extended Hearing Panel Decision in Department of Enforcement v. Respondent
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Extended Hearing Panel Decision in Department of Enforcement v. William B. Fretz, Jr., John P. Freeman, and The Keystone Equities Group, LP
Hearing Panel Decision in Department of Enforcement v. Anthony G. Manaia
Hearing Panel Decision in Department of Enforcement v. Stephen Yarkpazuo Jensen
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Hearing Panel Decision in Department of Enforcement v. Anthony A. Grey.
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Hearing Panel Decision in Department of Enforcement v. Alfred P. Reeves III
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Hearing Panel Decision in Department of Enforcement v. Michael Pino
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Hearing Panel Decision in Department of Enforcement v. Angelo Xagoraris
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Hearing Panel Decision in Department of Enforcement v. Timothy M. Wheeler
Hearing Panel Decision in Department of Enforcement v. Steven Robert Tomlinson
Hearing Panel Decision in Department of Enforcement v. Denise M. Olson
Amended Hearing Panel Decision in Department of Enforcement v. Michael Jennings, Brian Mulvey and Respondent 3
Hearing Panel Decision in Department of Enforcement v. Jeffrey S. Geraci
Extended Hearing Panel Decision in Depatment of Enforcement v. Respondent 1 and Respondent 2
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Hearing Panel Decision in Department of Enforcement v. William B. Smith
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Hearing Panel Decision in Department of Enforcement v. Shlomi S. Eplboim
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Hearing Panel Decision in Department of Enforcement v. Carlos Francisco Otalvaro
Hearing Panel Decision in Department of Enforcement v. Robert Durant Tucker
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Amended Hearing Panel Decision in Department of Enforcement v. William M. Somerindyke, Jr. and Respondent 2
Hearing Panel Decision Granting Department of Enforcement’s Motion for Summary Disposition in Department of Enforcement v. Ronald E. Walblay
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Hearing Panel Decision in Department of Enforcement v. Richard N. Maruyama
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Hearing Panel Decision in Department of Enforcement v. Amy Siesennop
Hearing Panel Decision in Department of Enforcement v. Blair C. Mielke, Frederick W. Shultz, Thomas J. Gorter and Michael L. Trier
Hearing Panel Decision in Department of Enforcement v. Respondent
Extended Hearing Panel Decision in Department of Enforcement v. Respondent
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Hearing Panel Decision in Department of Enforcement v. Hugh Vincent Murray III
Extended Hearing Panel Decision in Department of Enforcement v. The Dratel Group, Inc. and William M. Dratel
Hearing Panel Decision in Department of Enforcement v. Jeremy D. Hare
Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Michael A. McIntyre
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Hearing Panel Decision in Department of Enforcement v. Thomas H. Morrow
Hearing Panel Decision in Department of Enforcement vs. Daniel W. Bukovcik
Hearing Panel Decision in Department of Enforcement v. Richard A. Frondorf
Hearing Panel Decision in Department of Market Regulation v. Robert N. Drake
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Extended Hearing Panel Decision in Department of Enforcement v. Brookstone Securities, Inc., Antony Lee Turbeville, Christopher Dean Kline, and David William Locy
Hearing Panel Decision in Department of Enforcement v. John D. Rausch
Extended Hearing Panel Decision in Department of Enforcement v. Wedbush Securities Inc. and Edward W. Wedbush
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Hearing Panel Decision in Department of Enforcement v. Blair A. West
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Hearing Panel Decision in Department of Enforcement v. Michael L. Vines
Hearing Panel Decision in Department of Enforcement v. Thomas A. Timberlake
Hearing Panel Decision in Department of Enforcement vs. Thomas James Carr
Hearing Panel Decision in Department of Enforcement v. Joseph Ricupero
Extended Hearing Panel Decision in Department of Enforcement v. Mutual Service Corporation, et al.
Hearing Panel Decision in Department of Enforcement v. Dennis Frank Riggi
Hearing Panel Decision in Department of Enforcement v. Joseph Gaetano Gerace
Hearing Panel Decision in Department of Enforcement v. Donner Corporation International (N.K.A. National Capital Securities, Inc.), Jeffrey L. Baclet, Vincent M. Uberti, and Paul A. Runyon
Extended Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Respondents
Hearing Panel Decision in Department of Enforcement vs. Charles J. Cuozzo, Jr.
Hearing Panel Decision as to Respondent IA and GH
Hearing Panel Decision in Department of Enforcement v. Daniel Eric Kelsey
Hearing Panel Decision in Department of Enforcement v. Monitor Investment Group, Ltd., Michael Galasso, Jr., Emmanuel Gennuso, Patrick Giglio, and Steven Goldstein
Hearing Panel Decision in Department of Market Regulation v. Robert Marcus Lane and Jeffrey Griffin Lane
Hearing Panel Decision in Department of Enforcement v. CapWest Securities Inc.
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Amended Hearing Panel Decision in Department of Enforcement v. Jeff Ng
Hearing Panel Decision in Department of Enforcement v. Respondent
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Hearing Panel Decision as to Respondent
Hearing Panel Decision in Department of Enforcement v. VMR Capital Markets US and Todd M. Ficeto
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Amended Hearing Panel Decision in Department of Enforcement v. Randy Carlson
Hearing Panel Decision in Department of Market Regulation vs. Ara Proudian
Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Brad A. Roethlisberger
Hearing Panel Decision in Department of Enforcement v. Paul James Marshall
Hearing Panel Decision in Department of Enforcement v. Domestic Securities, Inc.
Hearing Panel Decision as to Respondent
Hearing Panel Decision in Department of Enforcement v. Marc Winters
Hearing Panel Decision in Department of Enforcement v. Jim Newcomb
Hearing Panel Decision in Department of Enforcement v. John Michael Brack
Order and Decision Granting Enforcement's Motion for Summary Disposition in Department of Enforcement v. Terry Don Rader
Hearing Panel Decision in Department of Enforcement vs. Jimmie Lee Griffith
Hearing Panel Decision in Department of Enforcement v. Andrew P. Schneider
Hearing Panel Decision in Market Regulation Department v. Anthony John Orlando, Jr., and Philip Anthony Orlando
Hearing Panel Decision in Department of Enforcement v. Christopher M. Block, Jeffrey S. Burke, and Jennifer L. Gonzalez
Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement vs. Andrew J. Hardin
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Amended Hearing Panel Decision in Department of Enforcement v. Mitchell Fillet
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Extended Hearing Panel Decision in Department of Enforcement v. Nicholas D. Skaltsounis, Respondent 2, and John B. Guyette
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Extended Hearing Panel Decision in Department of Enforcement v. Thomas Weisel Partners, LLC and Stephen H. Brinck, Jr.
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Hearing Panel Decision in Department of Enforcement v. Jeffrey B. Pierce
Amended Hearing Panel Decision in Department of Enforcement v. Christopher Robert Ranni
Hearing Panel Decision in Department of Enforcement v. Timothy Joseph Golonka
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Hearing Panel Decision in Department of Enforcement v. Joseph A. Geraci, II
Hearing Panel Decision in Department of Enforcement v. Roy M. Strong
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Hearing Panel Decision in Department of Enforcement v. Alan J. Davidofsky
Extended Hearing Panel Decision in Department of Enforcement v. David Lerner Associates, Inc. and William Mason
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Hearing Panel Decision in Department of Enforcement v. Dame Cisse
Hearing Panel Decision in Department of Enforcement v. North Woodward Financial Corp. and Douglas A. Troszak
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Extended Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Respondent
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Hearing Panel Decision in Department of Enforcement v. Joseph S. Amundsen
Amended Hearing Panel Decision in Department of Enforcement v. Timothy L. Pittman
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Hearing Panel Decision in Department of Enforcement v. Ron William Howell
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Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Daniel Edward Becerril, II
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Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Harry W. Hunt
Hearing Panel Decision in Department of Enforcement v. Alexander H. McKinnis
Hearing Panel Decision in Department of Enforcement v. David Trende
Hearing Panel Decision in Department of Enforcement v. Darrell Eugene Fox
Hearing Panel Decision Granting Enforcement's Motion for Summary Disposition in Department of Enforcement v. Thomas Thanh Doan
Hearing Panel Decision in Department of Enforcement v. Chad A. McCartney
Amended Extended Hearing Panel Decision in Department of Enforcement v. Max International Broker-Dealer, Corp.
Hearing Panel Decision in Department of Enforcement v. Freddy A. Medina
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Hearing Panel Decision in Department of Enforcement v. AIS Financial, Inc.
Hearning Panel Decision in Department of Member Regulation v. Sharemaster
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Hearning Panel Decision in Department of Member Regulation v. Gremo Investments, Inc.
Hearing Panel Decision in Department of Enforcement v. Ryan J. Kirkpatrick
Hearing Panel Decision in Department of Enforcement v. Tina Newman
Hearing Panel Decision in Department of Enforcement v. Meyers Associates, LP
Hearing Panel Decision in Department of Enforcement v. ACAP Financial, Inc. and Gary Hume
Hearing Panel Decision in Department of Enforcement v. Kirk L. Gravelle
Hearning Panel Decision in Department of Enforcement v. Kent Sweat and Intermountain Financial Services, Inc.
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Hearing Panel Decision in Department of Enforcement v. Daniel James Gallagher and Vision Securities Inc.
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Hearing Panel Decision in Department of Enforcement v. Carlos Francisco Otalvaro
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Hearing Panel Decision in Department of Enforcement v. Trent A. Johnson
Hearing Panel Decision in Department of Market Regulation v. Gregory Richard Imbruce
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Extended Hearing Panel Decision in Department of Enforcement v. Hedge Fund Capital Partners LLC and Howard G. Jahre
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Amended Hearing Panel Decision in Department of Enforcement v. John Joseph Plunkett
Hearing Panel Decision in Department of Enforcement vs. Stephen P. Dunbar
Hearing Panel Decision in Department of Enforcement v. Daniel Richard Howard
Hearing Panel Decision in Department of Enforcement v. Jay A. Ochanpaugh
Hearing Panel Decision as to Respondents John Fiero and Fiero Brothers, Inc.
Hearing Panel Decision in Department of Enforcement v. Anthony H. Barkate
Hearing Panel Decision in Department of Market Regulation v. Terrance Yoshikawa
Hearing Panel Decision in Department of Enforcement v. North Woodward Financial Corp. and Douglas A. Troszak
Hearing Panel Decision in Department of Enforcement v. Robert FitzPatrick
Hearing Panel Decision in Department of Enforcement vs. CMG Institutional Trading, LLC and Shawn D. Baldwin
Hearing Panel Decision in Department of Enforcement v. Justin E. Apgar
Hearing Panel Decision in Department of Enforcement v. LH Ross & Company, Inc.
Hearing Panel Decision in Department of Enforcement vs. Jason A. Craig
Hearing Panel Decision in Department of Enforcement v. Joseph Rogala
Hearing Panel Decision in Department of Enforcement v. Jack H. Stein
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Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision on Remand in Department of Enforcement v. John Lawson Greer, III
Hearing Panel Decision in Department of Enforcement v. Rooney A. Sahai
Hearing Panel Decision in Department of Enforcement v. Scott Wiard and James Reisinger
Hearing Panel Decision in Department of Enforcement v. Andrew Knight
Hearing Panel Decision in Department of Enforcement v. Paul Douglas Paratore
Hearing Panel Decision in Department of Enforcement v. Patterson Travis, Inc., David T. Travis, Eric H. Dieffenbach, and Michel A. Rooms
Hearing Panel Decision in Department of Enforcement v. Kevin M. Glodek
Hearing Panel Decision in Department of Enforcement v. Chris Dinh Hartley
Hearing Panel Decision in Department of Enforcement vs. Jericho Nicolas et al.
Hearing Panel Decision in Department of Enforcement vs. Robert E. Strong
Hearing Panel Decision in Department of Enforcement v. Richard Stephen Levitov; Hearing Panel Decision in Department of Enforcement v. Ralph Joseph Angeline
Hearing Panel Decision in Department of Enforcement v. Yakov (Jack) Koppel
Hearing Panel Decision in Department of Enforcement vs. Andrew P. Gonchar and Polyvios T. Polyviou
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Hearing Panel Decision in Department of Enforcement v. Elliot M. Hershberg
Hearing Panel Decision in Department of Enforcement v. David L. Foran
Hearing Panel Decision in Department of Enforcement v. Dennis Sturm
Hearing Panel Decision in Department of Enforcement v. Shane A. Selewach
Hearing Panel Decision in Department of Enforcement vs. Geoffrey Ortiz
Hearing Panel Decision in Department of Enforcement vs. Beerbaum & Beerbaum Financial and Insurance Services, Inc.
Hearing Panel Decision in Department of Enforcement vs. Morton Bruce Erenstein
Hearing Panel Decision in Department of Enforcement vs. Ronald Pellegrino
Hearing Panel Decision in Department of Enforcement v. Scott Mathis
Hearing Panel Decision in Department of Enforcement v. J. Alexander Securities, Inc., Richard Newberg, and James Alexander
Hearing Panel Decision in Department of Enforcement vs. Karen Hill
Hearing Panel Decision in Department of Enforcement vs. John M. Meyers, Brian C. Klein & Israel E. Lozada
Hearing Panel Decision in Department of Enforcement vs. Sisung Securities Corporation et al.
Hearing Panel Decision in Department of Enforcement v. Vincent J. Puma
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Hearing Panel Decision in Department of Enforcement v. Richard L. Newburg
Hearing Panel Decision in Department of Enforcement v. Averell Golub
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Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement vs. Douglas J. Toth
Hearing Panel Decision in Department of Enforcement v. Luther A. Hanson
Hearing Panel Decision in Department of Enforcement vs. Charles C. Fawcett, IV
Extended Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Market Regulation v. Respondent
Hearing Panel Decision in Department of Enforcement vs. Asensio Brokerage Services, Inc.
Hearing Panel Decision in Department of Enforcement v. Dallas R. Seagraves, II
Hearing Decision in Department of Enforcement v. Merrimac Corporate Securities, Inc.
Hearing Panel Decision in Department of Enforcement v. Thomas J. Charles, Jr.
Hearing Panel Decsion in Department of Enforcement v. Joseph A. Padilla and Andrea M. Ritchie
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Hearing Panel Decision in Department of Enforcement vs. Kenneth Christopher Shelley
Hearing Panel Decision in Department of Enforcement v. Daniel D. Manoff
Hearing Panel Decision in Department of Enforcement v. Frank Peter Quattrone
Hearing Panel Decision in Department of Enforcement vs. Bryan L. Claggett
Hearing Panel Decision in Department of Enforcement v. Robert Tretiak
Hearing Panel Decision in Department of Enforcement v. Franklyn Ross Michelin and LH Ross & Company, Inc.
Hearing Panel Decision in Department of Enforcement v. Pacific On-Line Trading & Securities, Inc. and Timothy Alan McAdams
Hearing Panel Decision in Department of Enforcement v. Phillippe N. Keyes
Hearing Panel Decision in Department of Enforcement v. Lisa Ann Tomiko Nouchi
Hearing Panel Decision in Department of Enforcement v. Alvin W. Gebhart, Jr. and Donna T. Gebhart
Hearing Panel Decision in Department of Enforcement v. Robert J. Kendzierski
Hearing Panel Decision in Department of Enforcement v. Harvey M. Schwartz
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Hearing Panel Decision in Department of Enforcement v. Timothy James Fergus, Frank Thomas Devine, and Richard Alan Blake
Hearing Panel Decision in Department of Enforcement v. Brian J. Kelly
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Hearing Panel Decision in Department of Enforcement v. Fox & Company Investments, Inc. and James W. Moldermaker
Hearing Panel Decision in Department of Enforcement v. James S. Davenport
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Amended Hearing Panel Decision in Department of Enforcement v. Mark B. Beloyan and Tradespot Markets, Inc.
Extended Hearing Panel Decision in Department of Enforcement v. Edward S. Brokaw
Hearing Panel Decision in Department of Enforcement v. Kevin Scott Pound
Hearing Panel Decision in Department of Enforcement v. Nicholas Michael Rubino
Hearing Panel Decision in Department of Enforcement v. Amr "Tony" Elgindy and Key West Securities, Inc.
Hearing Panel Decision in Department of Enforcement v. Joseph A. Zaragoza
Hearing Panel Decision in Department of Enforcement v. Yankee Financial Group, Inc.
Hearing Panel Decision in Department of Enforcement vs. Patrick Orvil Nugent
Hearing Panel Decision in Department of Enforcement v. VTR Capital, Inc., Edward J. McCune, Howard R. Perles, and Laurence M. Geller
Hearing Panel Decision in Department of Enforcement v. Adam Galas, David, H. Shapiro, John J. Flynn, Protective Group Securities Corporation, and Michael F. Flannigan
Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Paul Joseph Benz
Hearing Panel Decision in Department of Enforcement v. Joseph Abbondante
Hearing Panel Decision in Department of Enforcement v. Vincent J. Puma
Hearing Panel Decision in Department of Enforcement v. Justin F. Ficken
Hearing Panel Decision in Department of Enforcement v. Brookes McIntosh Bendetsen
Hearing Panel Decision in Department of Enforcement vs. Sterling Scott Lee & Dennis Todd Lloyd Gordon
Hearing Panel Decision in Department of Enforcement v. Joseph J. Vastano, Jr.
Majority Hearing Panel Decision in Department of Enforcement v. Nelson C. Onyejiaka - Dissent Attached
Hearing Panel Decision in Department of Enforcement v. Todd Grafenauer
Hearing Panel Decision in Department of Enforcement v. Castle Securities Corp., Michael Studer, and Respondent 3
Hearing Panel Decision in Department of Enforcement v. Paul John Hoeper
Hearing Panel Decision in Department of Enforcement vs. John Audifferen
Hearing Panel Decision in Department of Enforcement v. Jennifer Jordan
Hearing Panel Decision in Department of Enforcement vs. Michael Fantetti
Hearing Panel Decision in Department of Enforcement vs. Michael F. Siegel
Hearing Panel Decision in Department of Enforcement v. Justin F. Ficken
Hearing Panel Decision in Department of Market Regulation vs. Marshall J. Field
Hearing Panel Decision in Department of Enforcement vs. Malvinder Sonny Matharu
Hearing Panel Decision in Department of Enforcement vs. Gregory R. Masceri
Hearing Panel Decision in Department of Enforcement v. Paul-Bryan Zenke
Hearing Panel Decision in Department of Enforcement vs. Dana N. Frankfort
Hearing Panel Decision in Department of Enforcement v. Timothy J. Duma
Hearing Panel Decision in Department of Enforcement v. Davrey Financial Services, Inc., and Pravin R. Davrey
Hearing Panel Decision in Department of Enforcement v. Shailesh B. Patel
Hearing Panel Decision in Department of Enforcement vs. Kevin Calandro and James W. Browne
Hearing Panel Decision in Department of Enforcement vs. Florence Sarah Pollard
Hearing Panel Decision in Department of Enforcement v. Josephthal & Co., Inc.
Hearing Panel Decision in Department of Enforcement vs. American Funds Distributors, Inc.
Hearing Panel Decision in Department of Enforcement vs. Wanda P. Sears
Hearing Panel Decision in Department of Enforcement v. Gordon Kerr
Hearing Panel Decision in Department of Enforcement v. James B. Chase
Hearing Panel Decision in Department of Enforcement v. Demetrios Zouloufis
Amended Hearing Panel Decision in Department of Enforcement v. Michael A. Usher
Hearing Panel Decision in Department of Enforcement v. Dane Stephen Faber
Hearing Panel Decision in Department of Enforcement v. Mark H. Love
Hearing Panel Decision in Department of Enforcement vs. Nicholas R. Sciascia
Hearing Panel Decision in Department of Enforcement v. Wendell D. Belden
Hearing Panel Decision in Department of Enforcement v. Castle Securities Corp.
Hearing Panel Decision in Department of Enforcement vs. John Brigandi
Hearing Panel Decision in Department of Enforcement vs. Charles A. DaCruz & Thomas J. Linda
Order and Decision Granting Enforcement's Motion for Summary Disposition in Department of Enforcement v. Roger Harry Chlowitz
Hearing Panel Decision in Department of Enforcement v. Luis G. Sarmiento
Hearing Panel Decision in Department of Enforcement vs. Scott Epstein
Hearing Panel Decision in Department of Enforcement v. Timothy Behany, Edward M. VanGrouw, and Carl Martin Trevisan
Hearing Panel Decision in Department of Market Regulation v. Steven Richard Jaloza, Neal Anthony Impellizeri, and Michael Raymond Gimeli
Hearing Panel Decision in Department of Enforcement v. Christopher R. Van Dyk
Hearing Panel Decision in Department of Enforcement v. George M. Goritz
Hearing Panel Decision in Department of Enforcement v. Michael F. Siegel
Hearing Panel Decision in Department of Enforcement v. Ko Securities, Inc. and Terrance Yoshikawa
Hearing Panel Decision in Department of Enforcement v. U.S. Rica Financial, Inc. and Vinh Huu Nguyen
Hearing Panel Decision in Department of Enforcement v. Michael O'Hare
Hearing Panel Decision in Department of Enforcement vs. John D. Kaweske
Hearing Panel Decision in Department of Market Regulation v. John Patrick Leighton and Kenneth D. Pasternak
Hearing Panel Decision in Department of Enforcement v. Charles W. Testino
Hearing Panel Decision in Department of Enforcement v. Manuel M. Bello
Hearing Panel Decision in Department of Enforcement v. Iftikhar Ul Haq
Hearing Panel Decision in Department of Enforcement v. Guang Lu
Hearing Panel Decision in Department of Enforcement v. D.L. Cromwell Investments, Inc., David Davidson, Lloyd Beirne, and Eric Thomes
Hearing Panel Decision in Department of Enforcement v. Premier Capital Management, Bryan James O'Leary, and Ryan Mark Reynolds
Hearing Panel Decision in Department of Enforcement vs. Anthony Cipriano
Hearing Panel Decision in Department of Enforcement v. Harvest Capital Investments, LLC and Dennis Cotto
Hearing Panel Decision in Department of Enforcement v. Robert Conway and Kakit Ng
Hearing Panel Decision in Department of Enforcement v. Roger A. Hanson
Amended Hearing Panel Decision in Department of Enforcement v. Dirk Allen Taylor
Hearing Panel Decision in Department of Enforcement v. U.S. Rica Financial, Inc. and Vinh Huu Nguyen
Hearing Panel Decision in Department of Enforcement v. Robert Tretiak
Hearing Panel Decision in Department of Enforcement vs. Howard Brett Berger
Hearing Panel Decision in Department of Enforcement v. Ryan A. Leopold
Hearing Panel Decision in Department of Enforcement v. Howard Braff
Hearing Panel Decision in Department of Enforcement v. Robert D. Tucker
Extended Hearing Panel Decision in Department of Enforcement v. William J. Murphy, Carl M. Birkelbach, and Respondent Firm
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Hearing Panel Decision in Department of Enforcement v. Respondent
Hearing Panel Decision in Department of Enforcement v. Monroe Parker Securities, Inc.
Hearing Panel Decision in Department of Enforcement v. Raghavan Sathianathan
Hearing Panel Decision in Department of Enforcement vs. Robert M. Ryerson
Hearing Panel Decision in Department of Enforcement v. John Christopher Correro
Hearing Panel Decision in Department of Enforcement vs. Dennis P. Cooper
Hearing Panel Decision in Department of Enforcement v. Kirlin Securities, Inc., Anthony J. Kirincic, David O. Lindner and Andrew J. Israel
Hearing Panel Decision in Department of Enforcement vs. Marylan Taylor
Hearing Panel Decision in Department of Enforcement v. Warren William Wall
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Hearing Panel Decision in Department of Enforcement v. Mission Securities Corporation and Craig M. Biddick
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Hearing Panel Decision in Department of Enforcement v. Harrison A. Hatzis
Hearing Panel Decision in Department of Enforcement v. Angela Dionne Reed
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Hearing Panel Decision in Department of Enforcement v. Richard Michael Bowers
Hearing Panel Decision in Department of Enforcement v. Noble B. Trenham
Hearing Panel Decision in Department of Enforcement v. Stephen W. Wilson
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Hearing Panel Decision in Department of Enforcement v. Sterne, Agee & Leach, Inc.
Hearing Panel Decision in Department of Enforcement v. R. Matthew Shino
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Hearing Panel Decision in Department of Enforcement v. John Edward Mullins and Kathleen Maria Mullins
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Hearing Panel Decision in Department of Enforcement v. Bradford Orosey
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Hearing Panel Decision in Department of Enforcement v. Trent Tremayne Hughes
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Hearing Panel Decision in Department of Enforcement v. Richard J. Iavecchia
Hearing Panel Decision in Department of Enforcement v. Kale E. Evans
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Hearing Panel Decision in Department of Enforcement v. Dante J. DiFrancesco
Hearing Panel Decision in Department of Enforcement v. James Richard Willard, III
Amended Extended Hearing Panel Decision in Department of Enforcement v. Legacy Trading Co., LLC and Mark Uselton
Extended Hearing Panel Decision in Department of Enforcement v. Michael Lee Bullock
Hearing Panel Decision in Department of Enforcement v. Jonathan M. Skiba
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Hearing Panel Decision in Department of Enforcement v. CMG Institutional Trading, LLC and Shawn D. Baldwin
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Hearing Panel Decision in Department of Enforcement v. Richard A. Neaton
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Hearing Panel Decision in Department of Market Regulation v. Jerry William Burch
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Hearing Panel Decision in Department of Enforcement v. Jereis Khawaja
Hearing Panel Decision in Department of Enforcement v. FCS Securities and Respondent 2
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Amended Extended Hearing Panel Decision in Department of Enforcement v. Midas Securities LLC, World Trade Financial Corporation, Jason Troy Adams, Frank Edward Brickell, Jay S. Lee and Rodney Preston Michel
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Hearing Panel Decision in Department of Enforcement v. Scott R. Tischler
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Hearing Panel Decision in Department of Enforcement v. Harry Friedman and Joseph Schnaier
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Hearing Panel Decision in Department of Enforcement v. Westrock Advisors, Inc.
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Hearing Panel Decision in Department of Enforcement v. Daphne Easley
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Hearing Panel Decision in Department of Enforcement v. Patrick F. Harte, Jr.
Hearing Panel Decision in Department of Enforcement v. Ronald E. Hardy, Jr.
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Amended Hearing Panel Decision in Department of Enforcement v. Dennis Brown
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Hearing Panel Decision in Department of Market Regulation v. Paul M. Giarmoleo
Hearing Panel Decision in Department of Enforcement v. Rebecca A. Reichman
Hearing Panel Decision in Department of Enforcement v. Christopher J. Perrott
Hearing Panel Decision in Department of Enforcement v. Vincent P. McCrudden
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Hearing Panel Decision in Department of Enforcement v. M. Paul De Vietien
Hearing Panel Decision in Department of Enforcement v. Matthew S. Kaplan