FINRA Executives

Robert W. Cook
President and Chief Executive Officer

Gregory Ahern
Executive Vice President for Corporate Communications and Government Relations

Marcia E. Asquith
Senior Vice President and Corporate Secretary

Susan F. Axelrod
Executive Vice President, Regulatory Operations

J. Bradley Bennett
Executive Vice President, Enforcement

Richard W. Berry
Executive Vice President and Director of Dispute Resolution

Robert L.D. Colby
Chief Legal Officer

Carlo V. di Florio
Chief Risk Officer & Head of Strategy

Todd T. Diganci
Executive Vice President and Chief Financial Officer

Cameron Funkhouser
Executive Vice President, Office of Fraud Detection and Market Intelligence

Thomas Gira
Executive Vice President, Market Regulation

Steven A. Joachim
Executive Vice President, Transparency Services

Tracy Johnson
Senior Vice President, Human Resources

Steven J. Randich
Executive Vice President and Chief Information Officer

Michael Rufino
Executive Vice President, Head of Member Regulation—Sales Practice

Thomas M. Selman
Executive Vice President, Regulatory Policy and Legal Compliance Officer

Jonathan S. Sokobin
Chief Economist and Senior Vice President

Gerri Walsh
President, FINRA Foundation and Senior Vice President, Investor Education

Bill Wollman
Executive Vice President, Member Regulation—Risk Oversight and Operational Regulation (ROOR)