FINRA Executives

Robert W. Cook
President and Chief Executive Officer

Marcia E. Asquith
Executive Vice President, Board and External Relations

Richard W. Berry
Executive Vice President and Director of Dispute Resolution

Robert L.D. Colby
Chief Legal Officer

Gregory J. Dean, Jr.
Senior Vice President, Office of Government Affairs

Carlo V. di Florio
Chief Risk Officer & Head of Strategy

Todd T. Diganci
Executive Vice President—Chief Financial Officer and Chief Administrative Officer

Josh Drobnyk
Senior Vice President, Corporate Communications

Cameron Funkhouser
Executive Vice President, Office of Fraud Detection and Market Intelligence

Thomas Gira
Executive Vice President, Market Regulation and Transparency Services

Bari Havlik
Executive Vice President for Member Supervision

Tracy Johnson
Senior Vice President, Human Resources

Chip Jones
Senior Vice President, Member Relations and Education

Steven J. Randich
Executive Vice President and Chief Information Officer

Michael Rufino
Executive Vice President, Head of Member Regulation—Sales Practice

Susan Schroeder
Executive Vice President and Head of Enforcement

Thomas M. Selman
Executive Vice President, Regulatory Policy and Legal Compliance Officer

Jonathan S. Sokobin
Chief Economist and Senior Vice President

Gerri Walsh
President, FINRA Foundation and Senior Vice President, Investor Education

Bill Wollman
Executive Vice President, Member Regulation—Risk Oversight and Operational Regulation (ROOR)