Broker Dealer Firms We Regulate - B

B&A CAPITAL, INC.
1070 DUNDEE AVE, SUITE C, EAST DUNDEE, IL 60118
Mailing Address: 1070 DUNDEE AVE., SUITE C, EAST DUNDEE, IL 60118

B. C. ZIEGLER AND COMPANY
200 SOUTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606

B. RILEY & CO., LLC
11100 SANTA MONICA BLVD., SUITE 800, LOS ANGELES, CA 90025

B.B. GRAHAM & COMPANY, INC.
1700 W. KATELLA AVE., ORANGE, CA 92867

BA SECURITIES, LLC
FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVE, SUITE 400, W. CONSHOHOCKEN, PA 19428

BAADER HELVEA INC.
600 LEXINGTON AVENUE, SUITE 2501, NEW YORK, NY 10022

BABSON CAPITAL SECURITIES LLC
INDEPENDENCE WHARF, 470 ATLANTIC AVENUE, BOSTON, MA 02210

BAC FLORIDA INVESTMENTS
2333 PONCE DE LEON BLVD., SUITE 700, CORAL GABLES, FL 33134

BACK BAY LIFE SCIENCE ADVISORY, LLC
545 BOYLSTON STREET, 12TH FLOOR, BOSTON, MA 02116

BACKSTROM MCCARLEY BERRY & CO., LLC
115 SANSOME STREET, MEZ. A, SAN FRANCISCO, CA 94104

BAGBY FINANCIAL SERVICES
302 NORTH WALNUT STREET, DEXTER, MO 63841

BAILARD FUND SERVICES, INC.
950 TOWER LANE, STE #1900, FOSTER CITY, CA 94404-2131
Mailing Address: 950 TOWER LANE STE, #1900, FOSTER CITY, CA 94404-2131

BAILLIE GIFFORD FUNDS SERVICES LLC
CALTON SQUARE, 1 GREENSIDE ROW, EDINBURGH, EH1 3AN UNITED KINGDOM

BAIN CAPITAL DISTRIBUTORS, LLC
200 CLARENDON STREET, FLOOR 44, BOSTON, MA 02116

BAIRD, PATRICK & CO., INC.
HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY, NJ 07311
Mailing Address: HARBORSIDE FINANCIAL CENTER, 305 PLAZA 10, JERSEY CITY `, NJ 07311

BAKER & CO., INCORPORATED
19111 DETROIT AVE, SUITE 100, ROCKY RIVER, OH 44116
Mailing Address: 19111 DETROIT RD, SUITE 100, ROCKY RIVER, OH 44116

BAKER TILLY CAPITAL, LLC
TEN TERRACE COURT, MADISON, WI 53718
Mailing Address: PO BOX 7398, MADISON, WI 53707-7398

BALANCED SECURITY PLANNING, INC.
16970 SAN CARLOS BLVD. STE 160, FORT MYERS, FL 33908

BALLEW INVESTMENTS, INC.
4800 I-55 NORTH, SUITE 21, JACKSON, MS 39211
Mailing Address: P.O. BOX 14888, JACKSON, MS 39236-4888

BANCA IMI SECURITIES CORP.
1 WILLIAM STREET, NEW YORK, NY 10004

BANCO DO BRASIL SECURITIES LLC
535 MADISON AVENUE, 33RD FLOOR, NEW YORK, NY 10022

BANCO VOTORANTIM SECURITIES, INC.
126 EAST 56TH STREET, 9TH FLOOR, SUITE 920, NEW YORK, NY 10022-3613

BANCWEST INVESTMENT SERVICES, INC.
13220 CALIFORNIA STREET, 2ND FLOOR, OMAHA, NE 68154-9750

BANK FUND EQUITIES, INC.
955 W. MAIN STREET, ABINGDON, VA 24210

BANKERS & INVESTORS CO.
1300 N. 78TH STREET, SUITE G-3, KANSAS CITY, KS 66112
Mailing Address: 1300 N. 78TH STREET, KANSAS CITY, KS 66112

BANKERS LIFE SECURITIES, INC.
111 E. WACKER DRIVE, 19TH FLOOR, CHICAGO, IL 60601
Mailing Address: 111 E. WACKER DRIVE, STE 1900, CHICAGO, IL 60601

BANKOH INVESTMENT SERVICES, INC.
130 MERCHANT STREET, SUITE 850, HONOLULU, HI 96813-4405

BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
140 EAST 45TH STREET, 32ND FLOOR, NEW YORK, NY 10017

BANYAN SECURITIES, LLC
100 DRAKE'S LANDING ROAD, SUITE 125, GREENBRAE, CA 94904

BARCLAY INVESTMENTS, INC.
254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019

BARCLAYS CAPITAL INC.
745 7TH AVENUE, NEW YORK, NY 10019

BARDI CO. LLC
633 WEST 5TH ST.,, 28TH FLOOR, LOS ANGELES, CA 90071

BARNARD/MONTAGUE SECURITIES, LLC
100 ANALISA LANE, WALNUT CREEK, CA 94596

BARNETT & PARTNERS ADVISORS, LLC
757 THIRD AVENUE, SUITE 1703, NEW YORK, NY 10017

BARON CAPITAL, INC.
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153

BARRETT & COMPANY
42 WEYBOSSET ST, PROVIDENCE, RI 02903
Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903

BARRETTO SECURITIES INC
1152 MAINLAND ST, SUITE 224, VANCOUVER, V6B4X2 CANADA
Mailing Address: 1916 PIKE PLACE - STE 12, SEATTLE, WA 98101

BARRINGTON RESEARCH ASSOCIATES, INC.
161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221

BATES SECURITIES, INC.
8437 NORTHERN AVE, ROCKFORD, IL 61107

BATS TRADING, INC.
8050 MARSHALL DRIVE, SUITE 120, LENEXA, KS 66214

BAY CREST PARTNERS, LLC
40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

BAYES CAPITAL LLC
54 JEFFERSON AVENUE, SUITE #2, WESTWOOD, NJ 07675

BAYRIDGE SECURITIES, LLC
600 MONTGOMERY STREET, SAN FRANCISCO, CA 94111

BAYSHORE PARTNERS, LLC
401 EAST LAS OLAS BOULEVARD, SUITE 2360, FORT LAUDERDALE, FL 33301

BAYSTATE CAPITAL SERVICES, INC.
330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040

BAYTIDE SECURITIES CORPORATION
7105 EAST ADMIRAL PLACE, TULSA, OK 74115
Mailing Address: P.O. BOX 580220, SUITE 500, TULSA, OK 74158

BB&T INVESTMENT SERVICES, INC.
200 SOUTH COLLEGE STREET, 8TH FLOOR, CHARLOTTE, NC 28202

BB&T SECURITIES, LLC
901 EAST BYRD STREET, RIVERFRONT PLAZA, WEST TOWER, RICHMOND, VA 23219

BBVA SECURITIES INC.
1345 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY 10105-0302
Mailing Address: 15 SOUTH 20TH, 6TH FLOOR, BIRMINGHAM, AL 35233

BCG SECURITIES, INC.
51 HADDONFIELD ROAD, SUITE 210, CHERRY HILL, NJ 08002

BCI SECURITIES, INC.
200 S. BISCAYNE BLVD., SUITE 2350, MIAMI, FL 33131

BCMS CAPITAL ADVISORS LLC
747 THIRD AVE. 27TH FLOOR, NEW YORK, NY 10017

BCP SECURITIES, LLC
289 GREENWICH AVENUE - 4TH FL, GREENWICH, CT 06830

BCS AMERICAS, INC.
1270 AVENUE OF THE AMERICAS, SUITE 1805, NEW YORK, NY 10020

BCS PLACEMENTS, LLC
71 MURRAY STREET, NO. 8, NEW YORK, NY 10007

BCW SECURITIES LLC
55 GREENS FARMS ROAD, SUITE 200, WESTPORT, CT 06880

BDA ADVISORS INC.
1270 AVENUE OF THE AMERICAS, SUITE 2901, NEW YORK, NY 10020

BDO CAPITAL ADVISORS, LLC
TWO INTERNATIONAL PLACE, 4TH FLOOR, BOSTON, MA 02110

BDT & COMPANY, LLC
401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250

BD|CORTINA
1031 S DOUGLAS STREET, SALT LAKE CITY, UT 84105
Mailing Address: 724 E. 1220 N., OREM, UT 84097

BEACON HILL FINANCIAL CORPORATION
ONE INTERNATIONAL PLACE, SUITE 1400, BOSTON, MA 02110

BEACONSFIELD FINANCIAL SERVICES, INC.
SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317
Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317

BEAR CREEK SECURITIES LLC
1200 17TH STREET SUITE 970, DENVER, CO 80202

BEARD FINANCIAL SERVICES, INC.
108 WEST WESTERN RESERVE ROAD, YOUNGSTOWN, OH 44514

BECHTEL FINANCING SERVICES, LLC
50 BEALE STREET, SAN FRANCISCO, CA 94105-1895
Mailing Address: P.O. BOX 193965, SAN FRANCISCO, CA 94119-3965

BEDROK SECURITIES LLC
555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580

BEECH HILL SECURITIES, INC.
880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730

BEEKMAN SECURITIES, INC.
733 THIRD AVENUE, NEW YORK, NY 10017

BEL AIR SECURITIES LLC
1999 AVENUE OF THE STARS, STE. 3200, LOS ANGELES, CA 90067

BELLE HAVEN INVESTMENTS, L.P.
800 WESTCHESTER AVENUE, SUITE N607, RYE BROOK, NY 10573

BELLMARK PARTNERS, LLC
635 WEST LAKESIDE AVE, SUITE 606, CLEVELAND, OH 44113

BELMONT CAPITAL
115 EAST 57TH STREET, NEW YORK, NY 10022

BELVEDERE GLOBAL INVESTORS LLC
1896 MOUNTAIN VIEW DR, TIBURON, CA 94920

BENCHMARK INVESTMENTS, INC.
509 MAIN STREET, ARKADELPHIA, AR 71923

BENCHMARK SECURITIES LLC
250 S. PARK AVENUE, SUITE 380, WINTER PARK, FL 32789

BENEDETTO, GARTLAND & COMPANY, INC.
444 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10022

BENEFIT FINANCE SECURITIES, LLC
SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164

BENEFIT FUNDING SERVICES, LLC
21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367
Mailing Address: 21860 BURBANK BLVD,, SUITE 150, WOODLAND HILLS, CA 91367

BENEXIS SECURITIES, LLC
7258 NORTH SPRINGCREST PLACE, MERIDIAN, ID 83646

BENGUR BRYAN & CO., INC.
509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202

BENJAMIN & JEROLD BROKERAGE I, LLC
80 BROAD STREET, 6TH FLOOR, NEW YORK, NY 10005

BENJAMIN F. EDWARDS & COMPANY, INC.
ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO 63105

BENJAMIN SECURITIES INVESTMENT COMPANY, INC.
3603 RIDGEVIEW DRIVE, MISSOURI CITY, TX 77459

BENJAMIN SECURITIES, INC.
750 VETERANS MEMORIAL HIGHWAY SUITE 210, HAUPPAUGE, NY 11788

BENTLEY SECURITIES CORPORATION
250 PARK AVENUE, SUITE 1101, NEW YORK, NY 10177
Mailing Address: 250 PARK AVENUE, SUITE 1101, NEW YORK, NY 10177

BERCHWOOD PARTNERS LLC
717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

BERENBERG CAPITAL MARKETS LLC
255 STATE STREET, 9TH FLOOR, BOSTON, MA 02109

BERENSON & COMPANY, LLC
667 MADISON AVENUE- 4TH FLOOR, 667 MADISON AVENUE, NEW YORK, NY 10065
Mailing Address: 667 MADISON AVENUE-4TH FLOOR, NEW YORK, NY 10065

BERKERY NOYES SECURITIES, LLC
ONE LIBERTY PLAZA, 13TH FLOOR, NEW YORK, NY 10006

BERKSHIRE BRIDGE CAPITAL, LLC
2596 GRASSY SPRING PL, LAS VEGAS, NV 89135

BERKSHIRE CAPITAL SECURITIES LLC
535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212

BERMAN CAPITAL, LLC
435 HILL STREET, SAN FRANCISCO, CA 94114
Mailing Address: P. O. BOX 330249, SAN FRANCISCO, CA 94133

BERNARD HEROLD & CO., INC.
805 3RD AVENUE, NEW YORK, NY 10022-7513
Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513

BERNARDI SECURITIES, INC.
20 S CLARK ST, SUITE 2700, CHICAGO, IL 60603

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA 52402
Mailing Address: P. O. BOX 11340, CEDAR RAPIDS, IA 52410-1340

BESSEMER INVESTOR SERVICES, INC.
630 FIFTH AVENUE, NEW YORK, NY 10111-0333

BESTVEST INVESTMENTS, LTD.
600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063

BETA CAPITAL SECURITIES LLC
777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131

BETHESDA SECURITIES, LLC
2 BETHESDA METRO CTR, 12TH FLOOR, BETHESDA, MD 20814

BETTERMENT SECURITIES
61 WEST 23RD STREET, 5TH FLOOR, NEW YORK, NY 10010

BETTINGER & LEECH FINANCIAL CORP.
600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632

BEXIL SECURITIES LLC
11 HANOVER SQUARE, NEW YORK, NY 10005

BFIN FINANCIAL SERVICES, LLC
440 S. LASALLE ST., STE. 900, CHICAGO, IL 60605
Mailing Address: 440 S. LASALLE ST. STE. 900, CHICAGO, IL 60605

BFINANCE US LTD.
CLAREVILLE HOUSE, 26-27 OXENDON STREET, LONDON, SW1Y 4EL UK

BFP SECURITIES, LLC
6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141

BFT FINANCIAL GROUP, LLC
2312 SCHOOL LANE, BEDFORD, TX 76021

BG STRATEGIC ADVISORS LLC
525 SOUTH FLAGELR DRIVE, SUITE 200, WEST PALM BEACH, FL 33401
Mailing Address: 525 SOUTH FLAGLER DRIVE, SUITE 200, WEST PALM BEACH, FL 33401

BG WORLDWIDE SECURITIES, INC.
21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367

BGC FINANCIAL, L.P.
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

BH SECURITIES, LLC
1934 W. EVERGREEN, CHICAGO, IL 60622

BHA SELECT NETWORK, LLC
230 CONGRESS ST, SUITE 303, BOSTON, MA 02110

BHARGAVA CAPITAL
609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417

BHIL DISTRIBUTORS, LLC
THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

BHIRUD ASSOCIATES, INC.
6 THORNDAL CIRCLE, SUITE 205, DARIEN, CT 06820

BHK SECURITIES, LLC
2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209

BIA CAPITAL STRATEGIES, LLC
14150 PARKEAST CIRCLE, SUITE 110, CHANTILLY, VA 20151
Mailing Address: 14150 PARKEAST CIRCLE, SUITE 110, CHANTILLY, VA 20151

BIC DISTRIBUTORS, LLC
6930 EAST CHAUNCEY LANE, SUITE 120, PHOENIX, AZ 85054

BIDS TRADING L.P.
111 BROADWAY, SUITE 1603, NEW YORK, NY 10006

BIG SKY ENERGY CAPITAL, LLC
5806 HAMMOCK ISLES DRIVE, NAPLES, FL 34119
Mailing Address: 2338 IMMOKALEE RD., SUITE 423, NAPLES, FL 34110

BIGELOW CAPITAL SECURITIES LLC
ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801

BILL FEW SECURITIES, INC.
107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA 15237

BILL PARKER AGENCY
4528 MILLRACE RD., SACRAMENTO, CA 95864-0826
Mailing Address: 4528 MILLRACE RD., SACRAMENTO, CA 95864

BILLOW BUTLER & COMPANY, L.L.C.
20 N. WACKER DRIVE SUITE 2110, CHICAGO, IL 60606

BILTMORE INTERNATIONAL CORPORATION
1090 KING GEORGES POST ROAD, SUITE 203, EDISON, NJ 08837

BIONDO ASSET MANAGEMENT LLC
540 ROUTE 6 & 209, P.O. BOX 909, MILFORD, PA 18337

BIRCHWOOD SECURITIES CORP.
106 N LAKESIDE DRIVE E, MEDFORD, NJ 08055
Mailing Address: 106 NORTH LAKESIDE DRIVE EAST, MEDFORD, NJ 08055

BIRKELBACH & CO.
8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082

BISHOP, ROSEN & CO., INC.
100 BROADWAY, NEW YORK, NY 10005

BISMARCK CAPITAL, LLC
745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151

BKD CORPORATE FINANCE, LLC
910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806
Mailing Address: P.O. BOX 2025, SPRINGFIELD, MO 65801-2025

BLACK OAK SECURITIES, INC.
205 S. WALNUT, ROCHESTER, IL 62563

BLACKARCH SECURITIES LLC
227 W. TRADE STREET, SUITE 2200, CHARLOTTE, NC 28202

BLACKHILL ADVISORS LP
2651 N. HARWOOD ST., STE. 120, DALLAS, TX 75201

BLACKROCK EXECUTION SERVICES
400 HOWARD STREET, SAN FRANCISCO, CA 94105-2204
Mailing Address: 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ 08540

BLACKROCK INVESTMENTS, LLC
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ 08540

BLACKSTONE ADVISORY PARTNERS L.P.
345 PARK AVENUE, NEW YORK, NY 10154-0191

BLACKTORCH SECURITIES, LLC
23505 SMITHTOWN ROAD, SUITE #110, EXCELSIOR, MN 55331

BLAKESLEE AND BLAKESLEE INC.
1101 MARSH STREET, SAN LUIS OBISPO, CA 93401

BLAYLOCK BEAL VAN, LLC
600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

BLEY INVESTMENTS GROUP, INC.
4200 S. HULEN ST STE 519, FT. WORTH, TX 76109
Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109

BLOCK ORDERS EXECUTION, LLC
450 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY 10123

BLOOMBERG TRADEBOOK LLC
120 PARK AVE, NEW YORK, NY 10017

BLUE BELLE INVESTMENT CO., INC.
2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019

BLUE POINT SECURITIES INC.
C/O BUTTONWOOD BUSINESS SOLUTIONS, LLC., 30 BROAD STREET - 14TH FLOOR, NEW YORK, NY 10004

BLUE ROCK GLOBAL PARTNERS, INC.
445 EAST LAKE STREET, SUITE 120, WAYZATA, MN 55391
Mailing Address: 445 EAST LAKE STREET, SUITE 120, WAYZATA, MN 55391

BLUE SAND SECURITIES LLC
15210 N. SCOTTSDALE RD, STE. 305, SCOTTSDALE, AZ 85254

BLUE VASE SECURITIES, LLC
8 LIVINGSTON STREET, SUITE 10, RHINEBECK, NY 12572

BLUE VISTA CAPITAL, LLC
353 N. CLARK ST., SUITE 730, CHICAGO, IL 60654-3453

BLUEFIN RESEARCH PARTNERS, INC.
60 STATE STREET, 37TH FLOOR, BOSTON, MA 02109

BLUEROCK CAPITAL MARKETS LLC
11 FISH COVE ROAD, MEREDITH, NH 03253
Mailing Address: 11 FISH COVE ROAD, MEREDITH, NH 03253

BLUESTONE CAPITAL PARTNERS, LLC
1650 TYSONS BOULEVARD, SUITE 1530, MCLEAN, VA 22102

BMA SECURITIES, LLC
2321 ROSECRANS AVENUE, SUITE 3285, EL SEGUNDO, CA 90245

BMI CAPITAL INTERNATIONAL LLC
48 WALL STREET, SUITE 1100, NEW YORK, NY 10005

BML SECURITIES LLC
33 BROAD STREET, SUITE 1100, BOSTON, MA 02109

BMO CAPITAL MARKETS CORP.
3 TIMES SQUARE, NEW YORK, NY 10036

BMO HARRIS FINANCIAL ADVISORS, INC.
115 S LASALLE STREET, 13 W, CHICAGO, IL 60603

BMO INVESTMENT DISTRIBUTORS, LLC
115 S LASALLE, CHICAGO, IL 60603

BMO NESBITT BURNS SECURITIES LTD.
C/O LEGAL DEPT. 21 ST FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
Mailing Address: C/O LEGAL DEPT. 21ST FLOOR, 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA

BMS CAPITAL ADVISORY, INC.
122 EAST 42ND STREET, SUITE 820, NEW YORK, NY 10168

BNP PARIBAS PRIME BROKERAGE, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON BLVD, 5TH FLOOR, JERSEY CITY, NJ 07310

BNP PARIBAS SECURITIES CORP.
787 SEVENTH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON AVENUE, JERSEY CITY, NJ 07310

BNY MELLON CAPITAL MARKETS, LLC
101 BARCLAY STREET, NEW YORK, NY 10286
Mailing Address: 101 BARCLAY STREET, 3RD FLOOR, NEW YORK, NY 10286

BOC INTERNATIONAL (USA) INC.
1270 AVE. OF THE AMERICAS - RM. 202, NEW YORK, NY 10020
Mailing Address: 1270 AVE. OF THE AMERICAS- RM 202, NEW YORK, NY 10020

BODELL OVERCASH ANDERSON & CO., INC.
FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701
Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237

BODINGTON & COMPANY
50 CALIFORNIA ST, SAN FRANCISCO, CA 94111-0050

BOE SECURITIES INC.
2 PENN CENTER PLAZA, 1500 JFK BLVD., SUITE1815, PHILADELPHIA, PA 19102

BOENNING & SCATTERGOOD, INC.
4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300, WEST CONSHOHOCKEN, PA 19428-2979

BOK FINANCIAL SECURITIES, INC.
ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172
Mailing Address: P.O. BOX 2300, TULSA, OK 74192

BOLTON GLOBAL CAPITAL
579 MAIN STREET, BOLTON, MA 01740

BOLTON SECURITIES CORPORATION
579 MAIN STREET, BOLTON, MA 01740

BOND LANE PARTNERS LLC
11812 SAN VICENTE BLVD SUITE 510, LOS ANGELES, CA 90049

BOOMERANG CAPITAL LLC
9 OLD KINGS HIGHWAY SOUTH, 3RD FLOOR, DARIEN, CT 06820

BOSTON CAPITAL SECURITIES, INC.
ONE BOSTON PLACE, BOSTON, MA 02108

BOSTON INNOVATION CAPITAL, LLC
9B HAMILTON PLACE, BOSTON, MA 02108

BOSTON PARTNERS SECURITIES, L.L.C.
909 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

BOSTONIA GLOBAL SECURITIES, LLC
699 BOYLSTON STREET, SEVENTH FLOOR, BOSTON, MA 02116
Mailing Address: 699 BOYLSTON STREET, SEVENTH FLOOR, BOSTON, MA 02116

BOURNE PARTNERS SECURITIES, LLC
550 SOUTH CALDWELL STREET, SUITE 900, CHARLOTTE, NC 28202

BOURSA INVESTMENTS
525 B STREET, SUITE 910, SAN DIEGO, CA 92101

BOWEN ADVISORS, INC.
25 RECREATION PARK DRIVE, SUITE 210, HINGHAM, MA 02043

BOWERS SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

BOWNE PARK CAPITAL, INC.
130 DEWEY AVE, ALBERTSON, NY 11507-1700

BPU INVESTMENT MANAGEMENT INC.
ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 3300, PITTSBURGH, PA 15219

BRADESCO SECURITIES, INC.
450 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10022

BRADLEY WOODS & CO. LTD.
805 THIRD AVE, 18TH FL., NEW YORK, NY 10022

BRADY WARE CORPORATE FINANCE, LLC
3601 RIGBY ROAD, SUITE 400, DAYTON, OH 45342

BRANDIS TALLMAN LLC
22 BATTERY STREET, SUITE 500, SAN FRANCISCO, CA 94111

BRANDON INVESTMENTS, INC.
5101 WHEELIS ROAD, SUITE 112, MEMPHIS, TN 38117
Mailing Address: P O BOX 770870, MEMPHIS, TN 38177-0870

BRANDT, KELLY & SIMMONS SECURITIES, LLC
28411 NORTHWESTERN HIGHWAY (#200), SOUTHFIELD, MI 48034

BRANDYWINE INVESTMENT SECURITIES, LLC
2 PONDS EDGE DRIVE, CHADDS FORD, PA 19317-9667

BRASIL PLURAL SECURITIES LLC
545 MADISON AVENUE,, 8TH FLOOR, NEW YORK, NY 10022

BRATTLE ADVISORS LLC
ONE INTERNATIONAL PLACE, 14TH FLOOR, BOSTON, MA 02110

BRAUVIN SECURITIES, INC.
205 NORTH MICHIGAN AVENUE, SUITE 1900, CHICAGO, IL 60601
Mailing Address: 205 NORTH MICHIGAN AVENUE, SUIE 1900, CHICAGO, IL 60601

BRAZOS SECURITIES, INC.
12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251
Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214

BREAKWATER GROUP DISTRIBUTION SERVICES, LLC
350 MADISON AVENUE, NEW YORK, NY 10017

BREAN CAPITAL, LLC
1345 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10105

BRECHLING ANDERSEN SECURITIES
ONE PARK PLAZA BLDG, 3250 WILSHIRE BLVD SUITE1750-L, LOS ANGELES, CA 90010-1502
Mailing Address: ONE PARK PLAZA BLDG., 3250 WILSHIRE BLVD SUITE 1750-L, LOS ANGELES, CA 90010-1502

BREN VENTURES LLC
590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

BRENDAN E. CRYAN AND COMPANY, L.L.C.
30 BROAD ST, 14TH FLOOR (SUITE 1416), NEW YORK, NY 10004

BRENTWOOD CAPITAL ADVISORS LLC
5000 MERIDIAN BLVD., SUITE 350, FRANKLIN, TN 37067

BREVAN HOWARD US LLC
590 MADISON AVENUE, NINTH FLOOR, NEW YORK, NY 10022

BRG CAPSTONE CAPITAL ADVISORS
100 CEDAR STREET, WENHAM, MA 01984-1516

BRICKELL GLOBAL MARKETS, INC.
1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131
Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131

BRIDGE CAPITAL ASSOCIATES, INC.
127 MAIN STREET, LILBURN, GA 30047

BRIDGE STREET SECURITIES, LLC
135 MAIN STREET, 12TH FLOOR, SAN FRANCISCO, CA 94105
Mailing Address: 27 SKYLINE TERRACE, MILL VALLEY, CA 94941

BRIDGEWATER JAMES LIMITED, LLC
ONE MARKET STREET, SPEAR TOWER, SUITE 3600, SAN FRANCISCO, CA 94105

BRIDGEWOOD ADVISORS INC.
126 N. JEFFERSON ST., #330, MILWAUKEE, WI 53202

BRIGHTCHOICE FINANCIAL, LLC
618 CHURCH STREET, SUITE 430, NASHVILLE, TN 37219

BRIGHTON 5TH PARTNERS LLC
22 ELM PLACE, SUITE 403, RYE, NY 10580

BRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618-1487

BRILLIQUID LLC
51 JFK PARKWAY, FIRST FLOOR WEST, SUITE 119, SHORT HILLS, NJ 07078-2702

BRINKER CAPITAL SECURITIES, INC.
1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312

BRISTOL FINANCIAL SERVICES, INC
500 N. BROADWAY, SUITE 238, JERICHO, NY 11753

BRISTOL INVESTMENT GROUP, INC.
110 EAST 59TH STREET, 22TH FL., NEW YORK, NY 10022

BRITTANY CAPITAL GROUP, INC.
666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103

BRITTINGHAM, INC.
5809 KENNETT PIKE, WILMINGTON, DE 19807

BROADHAVEN SECURITIES LLC
180 N. LASALLE STREET, SUITE 3050, CHICAGO, IL 60601

BROADMARK CAPITAL, LLC
600 UNIVERSITY STREET, SUITE 1800, SEATTLE, WA 98101

BROADOAK PARTNERS, LLC
7272 WISCONSIN AVENUE, SUITE 320, BETHESDA, MD 20814
Mailing Address: 7272  WISCONSIN AVENUE, SUITE 320, BETHESDA, MD 20814

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
300 EXECUTIVE DRIVE, EDGEWOOD, NY 11717

BROADSPAN SECURITIES LLC
1450 BRICKELL AVENUE, SUITE 2620, MIAMI, FL 33131

BROCK SECURITIES LLC
521 FIFTH AVE, 39TH FLOOR, NEW YORK, NY 10175

BROCKETT TAMNY & CO. INCORPORATED
444 SOUTH FLOWER STREET, SUITE 2350, LOS ANGELES, CA 90071

BROKER DEALER FINANCIAL SERVICES CORP.
140 SO. 68TH STREET, SUITE 2200, WEST DES MOINES, IA 50266
Mailing Address: PO BOX 71339, CLIVE, IA 50325-1339

BROKER/DEALER, INC.
MAIN STREET PROMENADE, 55 S. MAIN STREET, STE 325, NAPERVILLE, IL 60540

BROKERAGESELECT
364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026

BROKERBANK SECURITIES, INC.
12800 WHITEWATER DRIVE, SUITE 100, MINNETONKA, MN 55343-9406
Mailing Address: 9484 PAINTERS RIDGE, SUITE 100, EDEN PRAIRIE, MN 55347-2831

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.
102 SOUTH EAST 13TH STREET, PANORA, IA 50216

BROKERTEC AMERICAS LLC
11 WEST 42ND STREET, 15TH FLOOR, NEW YORK, NY 10036

BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC
10 TERRACE COURT, SUITE 103, MADISON, WI 53718

BROOKFIELD PRIVATE ADVISORS LLC
BROOKFIELD PLACE, 250 VESEY STREET, 15TH FLOOR, NEW YORK, NY 10281-1021

BROOKLANDS CAPITAL STRATEGIES BD, LP
301 COMMERCE ST., STE. 3300, FORT WORTH, TX 76102-4100

BROOKLIGHT PLACE SECURITIES, INC.
1901 BUTTERFIELD ROAD, SUITE 220, DOWNERS GROVE, IL 60515

BROOKLINE GROUP, LLC
2501 20TH PLACE SOUTH, SUITE 275, BIRMINGHAM, AL 35223

BROOKS, HOUGHTON SECURITIES, INC.
780 THIRD AVENUE, 35TH FLOOR, NEW YORK, NY 10017

BROOKWOOD ASSOCIATES, L.L.C.
15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305

BROOKWOOD SECURITIES PARTNERS, LLC
138 CONANT STREET, BEVERLY, MA 01915

BROWN ADVISORY SECURITIES, LLC
901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231-3340
Mailing Address: 901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231

BROWN AND BROWN SECURITIES, INC.
4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026

BROWN ASSOCIATES, INC.
819 BROAD STREET, CHATTANOOGA, TN 37402-2613
Mailing Address: P.O. BOX 11507, CHATTANOOGA, TN 37401-2507

BROWN BROTHERS HARRIMAN & CO.
140 BROADWAY, NEW YORK, NY 10005

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
140 BROADWAY, NEW YORK, NY 10005-1108

BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.
1375 E. 9TH STREET, SUITE 2500, CLEVELAND, OH 44114

BROWN, LISLE/CUMMINGS, INC.
ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI 02903-2273

BROWNSTONE INVESTMENT GROUP, LLC
505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY 10017

BRUCE A. LEFAVI SECURITIES, INC.
2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109

BRUDERMAN BROTHERS LLC
75 MONTEBELLO RD, SUFFERN, NY 10901

BRYAN FUNDING, INC.
125 TECHNOLOGY DRIVE, SUITE 105, CANONSBURG, PA 15317-9557

BRYAN GARNIER SECURITIES, LLC
750 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

BRYANT PARK CAPITAL SECURITIES, INC.
489 FIFTH AVENUE, 16TH FLOOR, NEW YORK, NY 10017

BSP SECURITIES, LLC
3290 NORTHSIDE PKWY., SUITE 800, ATLANTA, GA 30327

BTG PACTUAL US CAPITAL, LLC
601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831
Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831

BTIG, LLC
600 MONTGOMERY STREET, 6TH FLOOR, SAN FRANCISCO, CA 94111

BTMU SECURITIES, INC.
1251 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10020

BTS SECURITIES CORPORATION
420 BEDFORD ST-SUITE 340, LEXINGTON, MA 02420

BUCK KWASHA SECURITIES LLC
485 LEXINGTON AVENUE, 10TH FLOOR, NEW YORK, NY 10017-2652
Mailing Address: 485 LEXINGTON AVENE, 10TH FLOOR, NEW YORK, NY 10017-2652

BUCKMAN, BUCKMAN & REID, INC.
44 CHURCH ST., LITTLE SILVER, NJ 07739

BUCKRAM SECURITIES LTD
21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542

BUELL SECURITIES CORP.
200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033

BUILDER ADVISOR GROUP, LLC
ONE LETTERMAN DRIVE, BUILDING C, SUITE 3800, SAN FRANCISCO, CA 94129

BULGER PARTNERS, LLC
312 STUART STREET, BOSTON, MA 02116
Mailing Address: 312 STUART STREET, 2ND FLOOR, BOSTON, MA 02116

BULL & BEAR BROKERAGE SERVICES, INC.
6817 SOUTHPOINT PARKWAY, SUITE 1003, JACKSONVILLE, FL 32216

BULLISH BOB BAGLEY SECURITIES, INC.
2535-A CEDAR SPRINGS, DALLAS, TX 75201

BULLTICK, LLC
701 BRICKELL AVE., SUITE 2550, MIAMI, FL 33131
Mailing Address: 701 BRICKELL AVENUE SUITE 2550, SUITE 2550, MIAMI, FL 33131

BURCH & COMPANY, INC
4151 N. MULBERRY DRIVE, SUITE 235, KANSAS CITY, MO 64116

BURKE & QUICK PARTNERS LLC
333 EARLE OVINGTON BLVD, SUITE 230, UNIONDALE, NY 11553

BURKE, LAWTON, BREWER & BURKE, LLC
516 N BETHLEHEM PIKE, AMBLER, PA 19002
Mailing Address: P.O. BOX 950, SPRING HOUSE, PA 19477

BURNHAM & FLOWER FINANCIAL, INC.
315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007

BURNHAM HILL PARTNERS LLC
ATTN: DAVID MACK, 575 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

BURNHAM STERLING SECURITIES LLC
29 RIVER ROAD, SUITE 102, COS COB, CT 06807-2745

BUTLER CAPITAL PARTNERS
1640 NEW HAVEN PLACE, GLEN ALLEN, VA 23058

BUTLER MUNI, LLC
3160 CROW CANYON ROAD, STE #270, SAN RAMON, CA 94583

BUTTONWOOD PARTNERS, INC.
701 DEMING WAY, SUITE 100, MADISON, WI 53717

BWK TRINITY CAPITAL SECURITIES LLC
11755 WILSHIRE BLVD., SUITE 2450, LOS ANGELES, CA 90025

Last updated: 9/12/16