Firms We Regulate - C

C C F INVESTMENTS, INC.
1041 FOUNDERS ROW, GREENSBORO, GA 30642

C. A. BOTZUM & CO.
505 SOUTH MAIN STREET, SUITE 875, ORANGE, CA 92868-4509

C. G. MENK & ASSOCIATES, INC.
7502 CONNELLEY DRIVE, SUITE 104, HANOVER, MD 21076

C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207

C. R. DAVIS & COMPANY
939 CLOCKTOWER DRIVE, SUITE A, SPRINGFIELD, IL 62704-1303

CA FUNDS GROUP, INC.
526 CRESENT BLVD. #218, GLEN ELLYN, IL 60137
Mailing Address: 526 CRESENT BLVD. #213, GLEN ELLYN, IL 60137

CABOT LODGE SECURITIES LLC
60 BROAD STREET, SUITE 3402, NEW YORK, NY 10004

CABRERA CAPITAL MARKETS, LLC
10 SOUTH LA SALLE STREET, SUITE 1050, CHICAGO, IL 60603

CABRILLO BROKER, L.L.C
1200 PROSPECT ST, SUITE 550, LA JOLLA, CA 92037

CACHEMATRIX BROKER/DEALER LLC
44 COOK STREET, 8TH FLOOR, DENVER, CO 80206

CADARET, GRANT & CO., INC.
ONE LINCOLN CENTER, 110 W. FAYETTE ST. 5TH FLOOR, SYRACUSE, NY 13202
Mailing Address: 200 VALLEY ROAD-SUITE 106, MT. ARLINGTON, NJ 07856

CADENA SECURITIES SERVICES, LLC.
636 7TH AVENUE NORTH, SAINT PETERSBURG, FL 33701

CADWYN POINT PARTNERS LLC
26 POINT ROAD, NORWALK, CT 06854

CAHN CAPITAL CORP.
820 SECOND AVENUE, 13C, NEW YORK, NY 10017

CAIN BROTHERS & COMPANY, LLC
360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

CAIS CAPITAL LLC
598 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CALAMOS FINANCIAL SERVICES LLC
2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787

CALDWELL INTERNATIONAL SECURITIES
7635 FM 32, FISCHER, TX 78623

CALDWELL SECURITIES, INCORPORATED
30 LIBERTY SHIP WAY #3200, SAUSALITO, CA 94965-3327
Mailing Address: PO BOX 190, SAUSALITO, CA 94966-0190

CALLAHAN FINANCIAL SERVICES, INC.
1001 CONNECTICUT AVE. NW, SUITE 1001, WASHINGTON, DC 20036

CALLAWAY FINANCIAL SERVICES, INC.
721 N. FIELDER RD. #C, ARLINGTON, TX 76012
Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012

CALTON & ASSOCIATES, INC.
14497 N. DALE MABRY HWY STE. 215, TAMPA, FL 33618

CALVERT INVESTMENT DISTRIBUTORS, INC.
4550 MONTGOMERY AVENUE - SUITE 1000N, BETHESDA, MD 20814

CAMBRIA CAPITAL, LLC
488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT 84107
Mailing Address: 488 E. WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107

CAMBRIDGE INTERNATIONAL PARTNERS LLC
780 THIRD AVENUE - 7TH FLOOR, NEW YORK, NY 10017-2024

CAMBRIDGE INTERNATIONAL SECURITIES, LLC
518 RIVERSIDE AVENUE, WESTPORT, CT 06880

CAMBRIDGE INVESTMENT RESEARCH, INC.
1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757

CAMDEN FINANCIAL SERVICES
2361 CAMPUS DR., SUITE 275, IRVINE, CA 92612
Mailing Address: 2361 CAMPUS DR, SUITE 275, IRVINE, CA 92612

CAMMACK LARHETTE BROKERAGE, INC.
65 WILLIAM STREET - SUITE 100, WELLESLEY, MA 02481

CAMPBELL FINANCIAL SERVICES, LLC
2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209

CAMPBELL LUTYENS & CO. INC.
1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

CAMPFIRE CAPITAL
81 CAMPFIRE RD, CHAPPAQUA, NY 10514

CANACCORD GENUITY INC.
350 MADISON AVENUE, NEW YORK, NY 10017
Mailing Address: 99 HIGH STREET, BOSTON, MA 02110

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
609 GRANVILLE ST., SUITE 2200, VANCOUVER, V7Y 1H2 CANADA
Mailing Address: PMB 2300, 250 H STREET, BLAINE, WA 98230-4018

CANAM INVESTOR SERVICES, LLC
88 PINE STREET, 20TH FLOOR, NEW YORK, NY 10005-1801

CANDLEWOOD SECURITIES, LLC
526 SUPERIOR AVENUE E. SUITE 1200, CLEVELAND, OH 44114

CANNON SECURITIES, INC.
649 SOUTH MILLEDGE AVE., SUITE 6, ATHENS, GA 30605
Mailing Address: 649 SOUTH MILLEDGE AVE, SUITE 6, ATHENS, GA 30605

CANTELLA & CO., INC.
28 STATE STREET, 40TH FLOOR, BOSTON, MA 02109

CANTONE RESEARCH INC.
766 SHREWSBURY AVENUE, SUITE E- 401, TINTON FALLS, NJ 07724
Mailing Address: 766 SHREWSBURY AVENUE, TINTON FALLS, NJ 07724

CANTOR FITZGERALD & CO.
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

CAPE FEAR SECURITIES, INC.
210 FAIRWAY DRIVE, SUITE 101, FAYETTEVILLE, NC 28305

CAPE SECURITIES INC.
1600 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253

CAPFI PARTNERS LLC
1701 PENNSYLVANIA AVENUE NW, SUITE 301, WASHINGTON, DC 20006

CAPFINANCIAL SECURITIES, LLC.
4208 SIX FORKS ROAD, SUITE 1700, RALEIGH, NC 27609

CAPITAL & CREDIT INTERNATIONAL, INC.
14600 N.E. 5TH COURT, MIAMI, FL 33161

CAPITAL & ESTATE MANAGEMENT, INC.
7143 MARINER BLVD., SPRING HILL, FL 34609

CAPITAL ASSET ADVISORS, INC.
1029 FRIENDLY ROAD, OYSTER BAY, NY 11771

CAPITAL BROKERAGE CORPORATION
6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA 23230

CAPITAL CITY SECURITIES, LLC
1335 DUBLIN RD., SUITE 122-D, COLUMBUS, OH 43215

CAPITAL DIRECTIONS, INC.
8038 ANNE COURT, ORLAND PARK, IL 60462

CAPITAL DYNAMICS BROKER DEALER LLC
645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

CAPITAL FINANCIAL SERVICES, INC.
#1 NORTH MAIN STREET, MINOT, ND 58703

CAPITAL GROWTH SECURITIES LLC
1212 AVENUE OF THE AMERICAS, SUITE 1601, NEW YORK, NY 10036
Mailing Address: PO BOX 5117, NEW YORK, NY 10185

CAPITAL GUARDIAN, LLC
1355 GREENWOOD CLIFF, SUITE 250, CHARLOTTE, NC 28204

CAPITAL HILL GROUP, INC.
5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017

CAPITAL INSTITUTIONAL SERVICES, INC.
1601 ELM STREET, SUITE 3900, DALLAS, TX 75201

CAPITAL INVESTMENT BROKERAGE, INC.
17 GLENWOOD AVENUE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

CAPITAL INVESTMENT GROUP, INC.
17 GLENWOOD AVE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203

CAPITAL MANAGEMENT PARTNERS, INC.
1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556

CAPITAL MANAGEMENT SECURITIES, INC.
7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120
Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120

CAPITAL ONE INVESTING, LLC
83 SOUTH KING STREET, SUITE 700, SEATTLE, WA 98104

CAPITAL ONE SECURITIES, INC.
201 ST. CHARLES AVENUE, SUITE 1830, NEW ORLEANS, LA 70170

CAPITAL PORTFOLIO MANAGEMENT, INC.
2205 YORK ROAD, SUITE 203, TIMONIUM, MD 21093

CAPITAL RESEARCH BROKERAGE SERVICES, LLC
15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105

CAPITAL SECURITIES INVESTMENT CORPORATION
2021 MIDWEST ROAD-STE. 104, OAK BROOK, IL 60523-1336

CAPITAL SYNERGY PARTNERS
4400 MACARTHUR BLVD., SUITE 230, NEWPORT BEACH, CA 92660

CAPITALVALUE ADVISORS, LLC
101 UNIVERSITY BOULEVARD, SUITE 400, DENVER, CO 80206

CAPITOL SECURITIES MANAGEMENT, INC.
100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059

CAPLINK SECURITIES, INC
200 PIER AVENUE, SUITE 123, HERMOSA BEACH, CA 90254

CAPROCK SECURITIES, INC.
4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518

CAPSTONE ASSET PLANNING COMPANY
3700 WEST SAM HOUSTON PARKWAY SOUTH, SUITE 250, HOUSTON, TX 77042

CAPSTONE CAPITAL MARKETS LLC
176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110

CAPWEALTH INVESTMENT SERVICES, LLC
3000 MERIDIAN BLVD, SUITE 250, FRANKLIN, TN 37067

CARDINAL INVESTMENTS, INC.
1600 NORTH BELT WEST, BELLEVILLE, IL 62226-5923

CAREY FINANCIAL, LLC
50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020

CAREY, THOMAS, HOOVER, & BREAULT, INC.
8080 E. CENTRAL, SUITE 200, WICHITA, KS 67206

CARL M. HENNIG, INC.
206 NORTH MAIN STREET, OSHKOSH, WI 54901
Mailing Address: P O BOX 1069, OSHKOSH, WI 54903-1069

CARL MARKS SECURITIES LLC
900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022
Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

CARL P. SHERR & CO., LLC
446 MAIN STREET, WORCESTER, MA 01608-2393
Mailing Address: 446 MAIN ST, WORCESTER, MA 01608-2393

CARLETON MCKENNA ADVISORS, LLC
1801 EAST 9TH ST. SUITE 1425, CLEVELAND, OH 44114-3199

CARNEGIE, INC.
20 WEST 55TH STREET, NEW YORK, NY 10019-5373

CARNES CAPITAL CORPORATION
8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512

CAROLINA FINANCIAL SECURITIES, LLC
100 ELKS CLUB RD., BREVARD, NC 28712
Mailing Address: PO BOX 1076, BREVARD, NC 28712

CAROLINA SECURITIES, INC.
9121 ANSON WAY, SUITE 200, RALEIGH, NC 27615

CAROLINAS INVESTMENT CONSULTING LLC
5605 CARNEGIE BOULEVARD - SUITE 400, CHARLOTTE, NC 28209

CARR, RIGGS & INGRAM TRANSACTION ADVISORS, LLC
105 TALLAPOOSA STREET, SUITE 307, MONTGOMERY, AL 36104

CARREDEN GROUP, INC.
1100 MORAGA WAY, SUITE 209, MORAGA, CA 94556

CARROLLTON CAPITAL PARTNERS, LLC
6 LANDMARK SQ., STE. 470, STAMFORD, CT 06901

CARTER CAPITAL CORPORATION
167 OLD POST ROAD, SOUTHPORT, CT 06490

CARTER, TERRY & COMPANY, INC.
3060 PEACHTREE ROAD SUITE 1200, ATLANTA, GA 30305

CARTHAGE GROUP INC.
196 EAST MAIN STREET, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

CARTY & COMPANY, INC.
6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119
Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

CARVER CROSS SECURITIES CORP.
152 PONDFIELD ROAD, BRONXVILLE, NY 10708
Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708

CARY STREET PARTNERS
1210 EAST CARY STREET, SUITE 300, RICHMOND, VA 23219

CASCADE FINANCIAL MANAGEMENT, INC.
950 17TH STREET, SUITE 950, DENVER, CO 80202

CASCADE INVESTMENT GROUP, INC.
90 S. CASCADE AVENUE, SUITE 1250, COLORADO SPRINGS, CO 80903

CASCADE PARTNERS BD, LLC
29100 NORTHWESTERN HWY., SUITE 405, SOUTHFIELD, MI 48034-1081

CASCADIA CAPITAL, LLC
1000 2ND AVENUE, SUITE 1200, SEATTLE, WA 98104

CASGRAIN & COMPANY (USA) LIMITED
1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA
Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA

CASIMIR CAPITAL L.P.
15 VALLEY DRIVE, GREENWICH, CT 06831

CASSEL SALPETER & CO., LLC
801 BRICKELL AVENUE, SUITE 1900, MIAMI, FL 33131

CASTLE HILL CAPITAL PARTNERS, INC.
546 FIFTH AVE, 14TH FLOOR, NEW YORK, NY 10036

CASTLEOAK SECURITIES, LP
110 EAST 59TH STREET, 2ND FLOOR, NEW YORK, NY 10022

CATALYST MUTUALS FUND DISTRIBUTORS LLC
5690 DTC BOULEVARD, SUITE 130 W, GREENWOOD VILLAGE, CO 80111

CATALYTIC CAPITAL, LLC
25 BEVERLY ROAD, PURCHASE, NY 10577

CATAPULT ADVISORS LLC
135 MAIN STREET, SUITE 1300, SAN FRANCISCO, CA 94105

CATE STREET SECURITIES, LLC
27 PEARL STREET, 4TH FLOOR, PORTLAND, ME 04101

CATHAY SECURITIES, INC.
185 CANAL ST, SUITE 303, NEW YORK, NY 10013

CAVU SECURITIES LLC
800 THIRD AVENUE 10TH FLOOR, NEW YORK, NY 10022

CAYMUS SECURITIES LLC
3490 PIEDMONT ROAD, SUITE 1040, ATLANTA, GA 30305

CBIS FINANCIAL SERVICES, INC.
20 NORTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606-3002

CBIZ FINANCIAL SOLUTIONS, INC.
6050 OAK TREE BLVD, SUITE 500, CLEVELAND, OH 44131

CBRE CAPITAL ADVISORS, INC.
2100 MCKINNEY AVENUE, SUITE 900, DALLAS, TX 75201

CC SECURITIES, LLC
1540 BROADWAY, 10TH FLOOR, NEW YORK, NY 10036
Mailing Address: 1540 BROADWAY, 10TH FLOOR, NEW YORK, NY 10036

CCA CAPITAL LLC
ONE BOSTON PLACE, 201 WASHINGTON ST., SUITE 3825, BOSTON, MA 02108

CCB INTERNATIONAL OVERSEAS (USA) INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

CCG SECURITIES, LLC
120 EAST DE LA GUERRA STREET, SANTA BARBARA, CA 93101

CCM SECURITIES, LLC
440 S. LASALLE STREET, SUITE 900, CHICAGO, IL 60605

CCS TRANSACTIONS, LLC
33 SOUTH SIXTH STREET, SUITE 4750, MINNEAPOLIS, MN 55402

CDK FINANCIAL SERVICES, LLC
900 THIRD AVENUE, 12TH FLOOR, NEW YORK, NY 10022

CE CAPITAL ADVISORS, INC.
293 BOSTON POST RD., WEST, SUITE 500, MARLBOROUGH, MA 01752

CEA ATLANTIC ADVISORS, LLC
101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

CEDAR POINT CAPITAL, LLC
4600 WEST 77TH STREET, SUITE 375, EDINA, MN 55435

CEDARBRIDGE SECURITIES, LLC
460 PARK AVENUE, 13TH FLOOR, NEW YORK, NY 10022

CEDI CAPITAL MARKETS, LLC
420 LEXINGTON AVE., SUITE 300, NEW YORK, NY 10170

CELADON FINANCIAL GROUP LLC
19 CENTER STREET, CHATHAM, NJ 07928-2599

CENTAURUS FINANCIAL, INC.
2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA 92806

CENTENIUM ADVISORS, LLC
420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170

CENTENNIAL SECURITIES COMPANY, INC.
3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49546

CENTER STREET SECURITIES, INC.
2740 OLD ELM HILL PIKE, SUITE 201, NASHVILLE, TN 37214

CENTERBOARD SECURITIES, LLC
410 PARK AVENUE, SUITE 810, NEW YORK, NY 10022

CENTERPOINT M&A ADVISORS, INC.
21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367

CENTERRE CAPITAL LLC
1839 LAKE ST. LOUIS BOULEVARD, LAKE ST. LOUIS, MO 63367

CENTERVIEW PARTNERS LLC
31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

CENTRAL SECURITIES, LLC
9090 DEADMAN HILL ROAD, CASHMERE, WA 98815

CENTRAL STATES CAPITAL MARKETS, LLC
4200 W 83RD STREET, SUITE 101, PRAIRIE VILLAGE, KS 66208

CENTURY SECURITIES ASSOCIATES, INC.
ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102

CEROS FINANCIAL SERVICES, INC.
1445 RESEARCH BOULEVARD, SUITE 530, ROCKVILLE, MD 20850

CERTIGROUP, INC
8302 GULF OF MEXICO BLVD, MARATHON, FL 33050
Mailing Address: 8302 GULF OF MEXICO BLVD., MARATHON, FL 33050

CERTUSSECURITIES, INC.
1170 PEACHTREE STREET NE, SUITE 2400, ATLANTA, GA 30309

CETERA ADVISOR NETWORKS LLC
200 N. SEPULVEDA BLVD., SUITE 1300, EL SEGUNDO, CA 90245-5672

CETERA ADVISORS LLC
4600 SOUTH SYRACUSE, SUITE 600, DENVER, CO 80237

CETERA FINANCIAL SPECIALISTS LLC
200 NORTH MARTINGALE ROAD, SEVENTH FLOOR, SCHAUMBURG, IL 60173

CETERA INVESTMENT SERVICES LLC
400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283

CF GLOBAL TRADING, LLC
99 PARK AVENUE, SUITE 1710, NEW YORK, NY 10016

CFA FINANCIAL LLC
1879 ADMIRAL COURT, GLENVIEW, IL 60026

CFD INVESTMENTS, INC.
2704 S GOYER RD, KOKOMO, IN 46902
Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244

CFG CAPITAL MARKETS, LLC
1422 CLARKVIEW ROAD, 4TH FLOOR, BALTIMORE, MD 21209
Mailing Address: 1422 CLARKVIEW ROAD, 5TH FLOOR, BALTIMORE, MD 21209

CFR-INC.
18804 NE 106TH STREET, REDMOND, WA 98052

CFS SECURITIES, INC.
3190 WHITNEY AVENUE BUILDING 6, HAMDEN, CT 06518

CFT SECURITIES, LLC
5 VAUGHN DRIVE, SUITE 302, PRINCETON, NJ 08540

CFWP SECURITIES, LLC
499 PARK AVENUE, 6TH FLOOR, NEW YORK, NY 10022

CG CAPITAL MARKETS, LLC
733 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10017

CG COMPASS (USA) LLC
135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022

CGA SECURITIES, LLC
9690 DEERECO ROAD, SUITE 250, TIMONIUM, MD 21093

CGI MERCHANT CAPITAL, LLC
801 BRICKELL AVE, SUITE 700, MIAMI, FL 33131

CGIS SECURITIES LLC
990 BISCAYNE BLVD, SUITE 0-901, MIAMI, FL 33132

CHAFFE SECURITIES, INC.
201 ST. CHARLES AVENUE, SUITE 1410, NEW ORLEANS, LA 70170-1410

CHALLENGER CAPITAL GROUP, LTD.
2525 MCKINNON ST., SUITE 300, DALLAS, TX 75201

CHAMPLAIN ADVISORS, LLC
GALERIA DE ARTES Y CIENCIAS, 875 CARRETERA 693, SUITE 102, DORADO, PR 00646
Mailing Address: P.O. BOX 542, DORADO, PR 00646-0542

CHAPIN, DAVIS
2 VILLAGE SQUARE, SUITE 200, BALTIMORE, MD 21210

CHARDAN CAPITAL MARKETS LLC
17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

CHARLES JORDAN & CO., LLC
805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CHARLES RIVER BROKERAGE, LLC
7 NEW ENGLAND EXECUTIVE PARK, 3RD FLOOR, BURLINGTON, MA 01803

CHARLES SCHWAB & CO., INC.
211 MAIN STREET, SAN FRANCISCO, CA 94105
Mailing Address: 211 MAIN STREET, SF211MN-06-151, SAN FRANCISCO, CA 94105

CHARLES W. PACE SECURITIES GROUP, INC.
303 EAST 57TH STREET, #26L, NEW ORK, NY 10022

CHART GROUP ADVISORS, LLC
555 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY 10017

CHARTER CAPITAL MANAGEMENT, INC.
2525 N. MAYFAIR ROAD, SUITE 210, WAUWATOSA, WI 53226

CHARTER OAK ASSET MANAGEMENT, INC.
1520 HIGHLAND AVENUE, CHESHIRE, CT 06410-1276

CHARTWELL ADVISORS, LLC
546 FIFTH AVENUE, FL 6, NEW YORK, NY 10036

CHATSWORTH SECURITIES LLC
95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

CHAUNER SECURITIES, INC.
666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735
Mailing Address: 666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062-2735

CHEEVERS & COMPANY INC.
440 SOUTH LASALLE STREET, SUITE #710, CHICAGO, IL 60605

CHELSEA FINANCIAL SERVICES
242 MAIN STREET, STATEN ISLAND, NY 10307

CHERRY TREE & ASSOCIATES, LLC
301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305
Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305

CHERTOFF CAPITAL, LLC
1399 NEW YORK AVENUE, N.W., SUITE 900, WASHINGTON, DC 20005

CHESSIECAP SECURITIES, INC.
7911 SHERWOOD AVENUE, TOWSON, MD 21204
Mailing Address: 3 BETHESDA METRO CENTER, SUITE 700, BETHESDA, MD 20814

CHESTER HARRIS & COMPANY, INCORPORATED
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

CHESTNUT EXPLORATION PARTNERS, INC.
2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080

CHESTNUT SECURITIES, INC.
ONE FINANCIAL CENTER, 24TH FLOOR, BOSTON, MA 02111

CHEVAL CAPITAL, INC.
901 N. PITT STREET-110, ALEXANDRIA, VA 22314

CHICAGO ANALYTIC TRADING COMPANY, LLC
4415 WEST HARRISON STREET, SUITE 237, HILLSIDE, IL 60162

CHICKASAW SECURITIES, LLC
6075 POPLAR AVENUE, SUITE 720, MEMPHIS, TN 38119

CHILDS ADVISORY PARTNERS LLC
3438 PEACHTREE ROAD, PHIPPS TOWER, SUITE 1400, ATLANTA, GA 30326

CHILIAN PARTNERS, L.P.
1701 S. FLAGLER DRIVE, SUITE 1001, WEST PALM BEACH, FL 33401
Mailing Address: P.O. BOX 2685, PALM BEACH, FL 33480

CHINA RENAISSANCE SECURITIES (US) INC.
45 ROCKEFELLER PLAZA, SUITE 1900, NEW YORK, NY 10111

CHOICETRADE
197 STATE ROUTE 18, SUITE 3000, EAST BRUNSWICK, NJ 08816

CHRISTIAN FINANCIAL SERVICES LLC
10916 WEST HALF MOON PASS, LITTLETON, CO 80127
Mailing Address: P.O. BOX 270164, LITTLETON, CO 80127

CHRISTOPHER WEIL & COMPANY, INC.
12555 HIGH BLUFF DRIVE, SUITE 180, SAN DIEGO, CA 92130

CHRYSALIS CAPITAL GROUP, LLC
131 FRANKLIN STREET, SAN FRANCISCO, CA 94102

CHURCH, GREGORY, ADAMS SECURITIES CORPORATION
658 CLAIREMONT AVENUE, DECATUR, GA 30030

CHURCHILL CAPITAL USA, INC.
1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700

CHURCHILL FINANCIAL, LLC
295 N. HUBBARDS LANE, SUITE 203, LOUISVILLE, KY 40207

CHURCHILL STATESIDE SECURITIES, LLC
3333 PIEDMONT ROAD; SUITE 1410, ATLANTA, GA 30305

CHXBD, LLC
440 SOUTH LASALLE STREET - SUITE 800, CHICAGO, IL 60605-1070

CIBC WORLD MARKETS CORP.
425 LEXINGTON AVENUE, NEW YORK, NY 10017

CICC US SECURITIES, INC.
350 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10022

CIG SECURITIES
1000 TOWN CENTER, SUITE 2500, SOUTHFIELD, MI 48075

CIGNA BENEFITS FINANCING, INC.
900 COTTAGE GROVE RD., WILDE BUILDING-A4COL, BLOOMFIELD, CT 06002
Mailing Address: 900 COTTAGE GROVE RD, WILDE BUILDING-A4COL, BLOOMFIELD, CT 06002

CIM SECURITIES, LLC
6898 S. UNIVERSITY BLVD, CENTENNIAL, CO 80122

CIMB SECURITIES (USA), INC.
540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CION SECURITIES, LLC
3 PARK AVENUE, 36TH FLOOR, NEW YORK, NY 10016

CIRCLEUP
818 MISSION STREET, SUITE 300, SAN FRANCISCO, CA 94103

CIRRUS RESEARCH, LLC
303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591

CIT CAPITAL SECURITIES LLC
11 WEST 42ND STREET, 7TH FLOOR, NEW YORK, NY 10036

CITADEL CLEARING LLC
131 SOUTH DEARBORN STREET 32ND FLOOR, CHICAGO, IL 60603

CITADEL SECURITIES LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

CITCO SECURITIES INC.
2 BLOOR ST. E, SUITE 2700, TORONTO, ON, M4W 1A8 CANADA

CITI INTERNATIONAL FINANCIAL SERVICES LLC
PARQUE LAS AMERICAS 1, 235 FEDERICO COSTA STREET-SUITE 101, SAN JUAN, PR 00918
Mailing Address: P.O. BOX 70263, SAN JUAN, PR 00936-8263

CITIC SECURITIES INTERNATIONAL USA, LLC
12/F, 510 MADISON AVENUE, NEW YORK, NY 10022

CITICORP SECURITIES SERVICES, INC.
390 - 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013
Mailing Address: REGISTRATION DEPARTMENT, 540 CROSSPOINT PARKWAY, GETZVILLE, NY 14068

CITIGROUP GLOBAL MARKETS INC.
390 - 388 GREENWICH STREET, NEW YORK, NY 10013-2396
Mailing Address: REGISTRATION DEPARTMENT, 540 CROSSPOINT PARKWAY, GETZVILLE, NY 14068

CITIZENS SECURITIES, INC.
770 LEGACY PLACE, MLP240, DEDHAM, MA 02026
Mailing Address: 45 DAN ROAD, MCD340 ATTN: DIANE NOVAK, CANTON, MA 02021

CITY CAPITAL ADVISORS, LLC
444 NORTH MICHIGAN AVENUE, SUITE 3200, CHICAGO, IL 60611

CITY NATIONAL SECURITIES, INC.
400 NORTH ROXBURY DRIVE, SUITE 700, BEVERLY HILLS, CA 90210

CITY SECURITIES CORPORATION
30 SOUTH MERIDIAN STREET, SUITE 600, INDIANAPOLIS, IN 46204

CJK SECURITIES, INC.
2780 S. JONES BLVD, SUITE 130, LAS VEGAS, NV 89146

CJS SECURITIES, INC.
50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

CKS SECURITIES LLC
6263 SCOTTSDALE ROAD, SUITE 390, SCOTTSDALE, AZ 85250
Mailing Address: 6263 SCOTTSDALE ROAD, SUITE 390, SCOTTSDALE, AZ 85250

CLANCY FINANCIAL SERVICES, INC.
40 WALL STREET, 29TH FLOR, SUITE 2866, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, 29TH FLOOR, SUITE2866, NEW YORK, NY 10005

CLARENDON INSURANCE AGENCY, INC.
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

CLARION PARTNERS SECURITIES, LLC
230 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10169-0005

CLARK NOBIL & CO.
2500 E. HALLANDALE BEACH BLVD. #701, HALLANDALE, FL 33009
Mailing Address: P.O. BOX 1797, HALLANDALE, FL 33008-1797

CLARK SECURITIES, INC.
706 GREEN VALLEY RD, SUITE 500, GREENSBORO, NC 27408

CLARKESON RESEARCH INC.
19 TOWNSEND SQUARE, OYSTER BAY, NY 11771

CLARKSONS PLATOU SECURITIES, INC.
410 PARK AVENUE, SUITE 710, NEW YORK, NY 10022

CLARY INVESTMENT AND INSURANCE PLANNING CORP.
43 BELMONT STREET, SO. EASTON, MA 02375
Mailing Address: P.O. BOX 275, NO. EASTON, MA 02356

CLASSIC, LLC
1220 28TH AVE N, FARGO, ND 58102

CLAYTON LOWELL, & CONGER INC
2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

CLEAN ENERGY CAPITAL SECURITIES LLC
1200 SMITH STREET, SUITE 1600, HOUSTON, TX 77002

CLEARCREEK SECURITIES, LLC
1743 WAZEE STREET, # 375, DENVER, CO 80202-1393

CLEARPOOL EXECUTION SERVICES, LLC
17 STATE STREET, 38TH FLOOR, NEW YORK, NY 10004

CLEARSIGHT CAPITAL ADVISORS, INC
1650 TYSONS BLVD., SUITE 220, MCLEAN, VA 22102

CLEARVIEW TRADING ADVISORS, INC.
230 PARK AVENUE, SUITE 900, NEW YORK, NY 10169

CLEARWATER SECURITIES, LLC
101 S. CAPITOL BLVD., SUITE 600, BOISE, ID 83702

CLEARY GULL INC.
100 EAST WISCONSIN AVE., MILWAUKEE, WI 53202-3590

CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC.
243 E. BUFFALO STREET, MILWAUKEE, WI 53202

CLEVELAND RESEARCH COMPANY LLC
1375 E 9TH STREET, SUITE 2700, CLEVELAND, OH 44114
Mailing Address: 1375 E 9TH STREET, SUITE 2700, CLEVELAND, OH 44144

CLG INVESTMENT COMPANY, INC.
17 HUSTED LANE, GREENWICH, CT 06830

CLIENT ONE SECURITIES LLC
11460 TOMAHAWK CREEK PARKWAY, LEAWOOD, KS 66211

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
220 S. SIXTH STREET, SUITE 300, MINNEAPOLIS, MN 55402-4505

CLINGER & CO., INC.
6505 CLAWSON ST., HOUSTON, TX 77055-7103

CLSA AMERICAS, LLC
1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

CMS INVESTMENT RESOURCES, LLC
308 E. LANCASTER AVENUE, SUITE 300, WYNNEWOOD, PA 19096-2145

CNA INVESTOR SERVICES, INC.
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006
Mailing Address: 333 S. WABASH, FLOOR 42S, CHICAGO, IL 60604

CNBS
7200 WEST 132ND STREET, SUITE 240, OVERLAND PARK, KS 66213

CND FINANCIAL LTD.
7350 CIRCLE OAK DR., BULVERDE, TX 78163

CNL SECURITIES CORP.
450 SOUTH ORANGE AVENUE, ORLANDO, FL 32801
Mailing Address: P.O BOX 4920, ORLANDO, FL 32802-4920

CNPT HOLDINGS, LLC
13015 CAMINITO BRANCHO, SAN DIEGO, CA 92128

CNS SECURITIES, LLC
191 OLD PERRIN RD. STE. 101, SHERMAN, TX 75092
Mailing Address: 191 OLD PERRIN RD. STE. 101, SHERMAN, TX 75092

COADY DIEMAR PARTNERS, LLC
87 MAIN STREET, PEAPACK, NJ 07977
Mailing Address: PO BOX 305, PEAPACK, NJ 07977

COASTAL EQUITIES, INC.
1201 N. ORANGE STREET, SUITE 729, WILMINGTON, DE 19801

COASTAL SECURITIES, INC.
920 MEMORIAL CITY WAY, 11TH FLOOR, HOUSTON, TX 77024

COBALT CAPITAL, INC.
120 EAST MARKS STREET, SUITE 225, ORLANDO, FL 32803

COBRA TRADING, INC.
4800 HEDGCOXE ROAD, SUITE 300, PLANO, TX 75024

COBURN & MEREDITH, INC.
1 OLD MILL LANE, SIMSBURY, CT 06070
Mailing Address: 1 OLD MILL LANE, SIMSBURY, CT 06070

COBURN GROUP, LLC
1826 W. NEWPORT AVE., CHICAGO, IL 60657

CODE ADVISORS LLC
101 SECOND STREET, SUITE 2225, SAN FRANCISCO, CA 94105

COGENT ALTERNATIVE STRATEGIES, INC.
3801 PGA BOULEVARD, SUITE 600, PALM BEACH GARDENS, FL 33410

COHEN & STEERS SECURITIES, LLC
280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017

COHNREZNICK CAPITAL MARKETS SECURITIES, LLC
420 LEXINGTON AVENUE SUITE 2310, NEW YORK, NY 10170

COIT CAPITAL SECURITIES LLC
388 MARKET STREET, SUITE 1300, SAN FRANCISCO, CA 94104

COKER & PALMER
1667 LELIA DRIVE, JACKSON, MS 39216

COLCHESTER PARTNERS LLC
175 FEDERAL STREET, BOSTON, MA 02110

COLDSTREAM SECURITIES, INC.
ONE 100TH AVENUE NE SUITE 102, BELLEVUE, WA 98004

COLE CAPITAL CORPORATION
2325 E. CAMELBACK RD., SUITE 1100, PHOENIX, AZ 85016

COLLINS/BAY ISLAND SECURITIES, LLC
1111 BAYSIDE DRIVE, SUITE #250, NEWPORT BEACH, CA 92625

COLONIAL SECURITIES, INC.
41 ELIZABETH STREET, SUITE 403, NEW YORK, NY 10013

COLONNADE SECURITIES LLC
125 S. WACKER DRIVE, SUITE 3020, CHICAGO, IL 60606-4422
Mailing Address: 125 S. WACKER DR, SUITE 3020, CHICAGO, IL 60606-4422

COLORADO FINANCIAL SERVICE CORPORATION
304 INVERNESS WAY SOUTH, SUITE 355, CENTENNIAL, CO 80112

COLTIN SECURITIES, LLC
415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

COLUMBIA CAPITAL SECURITIES, INC.
1999 AVENUE OF THE STARS, SUITE 1100, LOS ANGELES, CA 90067

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
225 FRANKLIN STREET, BOSTON, MA 02110
Mailing Address: 225 FRANKLIN STREET, BX 29 20661, BOSTON, MA 02110

COLUMBIA WEST CAPITAL, LLC ("CWC")
14624 N. SCOTTSDALE ROAD, SUITE 124, SCOTTSDALE, AZ 85254

COLUMBUS ADVISORY GROUP, LTD.
150 EAST 58TH STREET, 14TH FLOOR, NEW YORK, NY 10155

COMERICA SECURITIES
201 W. FORT STREET, DETROIT, MI 48226
Mailing Address: 201 W. FORT STREET, MAIL CODE 3137, DETROIT, MI 48226

COMMENDA SECURITIES, LLC
6300 POWERS FERRY ROAD, SUITE 600 - 231, ATLANTA, GA 30339

COMMERCE BROKERAGE SERVICES, INC.
8000 FORSYTH BLVD, SUITE 1200, CLAYTON, MO 63105-1707

COMMERCE ONE FINANCIAL INC.
515 RXR PLAZA, UNIONDALE, NY 11556

COMMERCE SECURITIES CORPORATION
710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024

COMMERCE STREET CAPITAL, LLC
1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202
Mailing Address: 1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202

COMMERZ MARKETS LLC
225 LIBERTY STREET, NEW YORK, NY 10281

COMMONFUND SECURITIES, INC.
15 OLD DANBURY ROAD, WILTON, CT 06897
Mailing Address: P.O. BOX 812, WILTON, CT 06897-0812

COMMONWEALTH ADVISORS, INC.
1017 MUMMA ROAD, SUITE 302, LEMOYNE, PA 17043

COMMONWEALTH AUSTRALIA SECURITIES LLC
599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022

COMMONWEALTH CAPITAL SECURITIES CORP.
17755 US HIGHWAY 19 N, SUITE 400, CLEARWATER, FL 33764

COMMONWEALTH FINANCIAL GROUP, INC.
38 COHASSET LANE, CHERRY HILL, NJ 08003

COMMONWEALTH FINANCIAL NETWORK
29 SAWYER ROAD, WALTHAM, MA 02453-3483

COMMONWEALTH PHARMA SECURITIES LLC
33 BROAD STREET, SUITE 1100, BOSTON, MA 02109-4230
Mailing Address: 33 BROAD STREET, SUITE 1100, BOSTON, MA 02109-4230

COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC
9777 RIDGE DR., SUITE 360, LENEXA, KS 66219

COMPAK SECURITIES, INC.
1801 DOVE STREET, NEWPORT BEACH, CA 92660

COMPASS POINT RESEARCH & TRADING, LLC
1055 THOMAS JEFFERSON STREET, NW, SUITE 303, WASHINGTON, DC 20007

COMPASS PROFESSIONAL SERVICES, LLC
111 W. JACKSON BLVD., 20TH FLOOR, CHICAGO, IL 60604

COMPASS SECURITIES CORPORATION
50 BRAINTREE HILL PARK, SUITE 105, BRAINTREE, MA 02184-8734

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
2001 ROUTE 46, SUITE 506, PARSIPPANY, NJ 07054

COMSTOCK PARTNERS, L.L.C.
3193 BENEDICT CANYON DR., BEVERLY HILLS, CA 90210

CON AM SECURITIES, INC.
3990 RUFFIN ROAD, SUITE 100, SAN DIEGO, CA 92123-1826

CONCEPT CAPITAL MARKETS, LLC
1010 FRANKLIN AVENUE - SUITE 303, GARDEN CITY, NY 11530-5942

CONCORDE INVESTMENT SERVICES, LLC
1120 EAST LONG LAKE ROAD, SUITE 100, TROY, MI 48085

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.
1700 WEST BIG BEAVER, SUITE 320, TROY, MI 48084

CONIFER SECURITIES LLC
ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111
Mailing Address: ONE FERRY BUILDING, SUITE 255, SAN FRANCISCO, CA 94111

CONNELL SECURITIES LLC
200 CONNELL DRIVE, BERKELEY HEIGHTS, NJ 07922

CONNERS & CO., INC.
1 WEST FOURTH STREET, SUITE 2800, CINCINNATI, OH 45202-3843

CONNING INVESTMENT PRODUCTS, INC.
ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT 06103-2627
Mailing Address: ONE FINANCIAL PLAZA, HARTFORD, CT 06103-2627

CONOVER SECURITIES CORPORATION
155 108TH AVE NE, SUITE 725, BELLEVUE, WA 98004-5948
Mailing Address: P.O BOX 90007, BELLEVUE, WA 98009-9007

CONSENSUS SECURITIES LLC
73 NEWBURY STREET, BOSTON, MA 02116-2550

CONSILIUM PARTNERS LLC
20 WILLIAM ST., G50, WELLESLEY, MA 02481

CONSOLIDATED FINANCIAL INVESTMENTS, INC.
222 NORTH MERAMEC AVENUE, CLAYTON, MO 63105-3702

CONSOLIDATED SECURITIES
1901 ROXBOROUGH ROAD, SUITE 118, CHARLOTTE, NC 28211

CONSORTIUM FINANCE SECURITIES LLC
27 WOODLAND ROAD, ORINDA, CA 94563

CONSTANS CRESCENT GLOBAL LLC
40 RICHARDS AVENUE, 3RD FLOOR, NORWALK, CT 06854
Mailing Address: 40 RICHARDS AVENUE, 3RD FLOOR, NORWALK, NY 06854

CONSTELLATION WEALTH ADVISORS LLC
505 FIFTH AVE, 19TH FLOOR, NEW YORK, NY 10017

CONTINENTAL INVESTORS SERVICES, INC.
1330 BROADWAY STREET, LONGVIEW, WA 98632-7552
Mailing Address: P.O. BOX 888, LONGVIEW, WA 98632-7552

CONTINUITY PARTNERS GROUP, LLC
1776 PLEASANT PLAIN ROAD, FAIRFIELD, IA 52556

CONVERGEX EXECUTION SOLUTIONS LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

COOK PINE SECURITIES LLC
73 ARCH STREET, GREENWICH, CT 06830

COOMBE FINANCIAL SERVICES, INC.
6872 ROUTE 209, WAWARSING, NY 12489

COOPER MALONE MCCLAIN, INC.
7701 E. KELLOGG, SUITE 700, WICHITA, KS 67207-1706
Mailing Address: P.O. BOX 781684, WICHITA, KS 67278-1684

COORDINATED CAPITAL SECURITIES, INC.
704 RIVER PLACE COMMERCE CENTER III, MADISON, WI 53716

COR CLEARING LLC
1200 LANDMARK CENTER, 1299 FARNAM STREET SUITE 800, OMAHA, NE 68102-1916

CORE FINANCIAL, LLC
21 EAST STATE STREET - SUITE 1800, COLUMBUS, OH 43215

CORECAP INVESTMENTS, INC.
4000 TOWN CENTER, 11TH FLOOR, SOUTHFIELD, MI 48075

CORESTONE DISTRIBUTORS, LLC
555 EAST LANCASTER AVENUE SUITE 110, RADNOR, PA 19087

CORINTHIAN PARTNERS, L.L.C.
10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022

CORMARK SECURITIES (USA) LIMITED
SUITE 2800 ROYAL BANK PLAZA SOUTH TOWER, TORONTO, M5J 2J2 CANADA

CORNERSTONE CAPITAL CORPORATION
655 METRO PLACE, SUITE 720, DUBLIN, OH 43017

CORNERSTONE FINANCIAL SERVICES, INC.
325 EAST MAIN STREET, GREENFIELD, IN 46140

CORNERSTONE MACRO LLC
650 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY 10019

CORNWALL PARTNERS, LLC
12806 TOUCHSTONE PLACE, PALM BEACH GARDENS, FL 33418
Mailing Address: 525 EAST 89 STREET, APT 2K, NEW YORK, NY 06753

CORONADO INVESTMENTS, LLC
18029 CALLE AMBIENTE, SUITE 519, RANCHO SANTA FE, CA 92067
Mailing Address: PO BOX 5005, PMB 147, RANCHO SANTA FE, CA 92067

CORPBANCA SECURITIES INC.
885 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

CORPORATE DEVELOPMENT CAPITAL, LLC
14680 STERLING ROAD, COLORADO SPRINGS, CO 80921-2617

CORPORATE FINANCE SECURITIES, INC.
24461 RIDGE ROUTE, SUITE A200, LAGUNA HILLS, CA 92653

CORPORATE FUEL SECURITIES LLC
119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003

CORPORATE INVESTMENTS GROUP, INC.
238 W CERMAK ROAD, SUITE 3A, CHICAGO, IL 60616

CORPORATE PARTNERS ADVISORS LLC
45 ROCKEFELLER PLAZA, SUITE 1919, NEW YORK, NY 10111

CORRELL CO. INVESTMENT SERVICES CORP.
9655 SOUTH 78TH AVENUE, HICKORY HILLS, IL 60457-2211

CORSAIR ADVISORS LLC
717 FIFTH AVENUE, 24TH FLOOR, NEW YORK, NY 10022

COSSE' INTERNATIONAL SECURITIES, INC.
1301 5TH AVENUE #3024, SEATTLE, WA 98101

COUGHLIN & COMPANY, INC.
140 E. 19TH AVENUE - SUITE 700, DENVER, CO 80203-0135

COUNTRY CAPITAL MANAGEMENT COMPANY
1705 N TOWANDA AVENUE, BLOOMINGTON, IL 61701
Mailing Address: P.O. BOX 2222, BLOOMINGTON, IL 61702-2222

COUNTRY CLUB FINANCIAL SERVICES, INC.
ONE WARD PARKWAY, KANSAS CITY, MO 64112
Mailing Address: P.O. BOX 410889, KANSAS CITY, MO 64141

COURTLANDT SECURITIES CORPORATION
2600 MICHELSON DRIVE, SUITE 1700, IRVINE, CA 92612
Mailing Address: P.O. BOX 11929, NEWPORT BEACH, CA 92658-1929

COVA CAPITAL PARTNERS LLC
72 THE GLEN, GLEN HEAD, NY 11545
Mailing Address: C/O EDWARD T. GIBSTEIN, 72 THE GLEN, GLEN HEAD, NY 11545

COVENTRY CAPITAL, INC.
1635 W FIRST STREET SUITE 104, GRANITE CITY, IL 62040-1838
Mailing Address: THREE FIRST NATIONAL PLAZA, 70 WEST MADISON STREET #1400, CHICAGO, IL 60602

COVENTRY SECURITIES, LLC
7111 VALLEY GREEN ROAD, FORT WASHINGTON, PA 19034

COVERT & CO., LLC
233 WILSHIRE BLVD., SUITE 525, SANTA MONICA, CA 90401

COVIEW CAPITAL, INC.
780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017

COVINGTON ASSOCIATES, LLC
265 FRANKLIN STREET, 3RD FLOOR, BOSTON, MA 02110

COWEN AND COMPANY
599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY 10022

CP CAPITAL SECURITIES
1428 BRICKELL AVENUE, SUITE 600, MIAMI, FL 33131

CP INVESTMENTS, LLC
2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067-4700

CPIBD LLC
825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

CPS FINANCIAL & INSURANCE SERVICES, INC.
4400 MACARTHUR BLVD., SUITE 800, NEWPORT BEACH, CA 92660

CRAFT CAPITAL MANAGEMENT LLC
377 OAK STREET STE. 402, GARDEN CITY, NY 11530

CRAIG SCOTT CAPITAL, LLC
1225 RXR PLAZA, 12TH FLOOR, EAST TOWER, UNIONDALE, NY 11556

CRAIG-HALLUM CAPITAL GROUP LLC
222 SOUTH NINTH ST, STE 350, MINNEAPOLIS, MN 55402

CRC CAPITAL MARKETS LLC
45 DEPOT STREET, DUXBURY, MA 02332
Mailing Address: P.O. BOX 2772, DUXBURY, MA 02331

CREATIS CAPITAL LLC
100 WEST 18TH STREET, SUITE 7F, NEW YORK, NY 10011

CREATIVE INVESTOR SERVICES, INC.
4 BURRITTS LANDING, WESTPORT, CT 06880

CREDICORP CAPITAL SECURITIES, INC.
121 ALHAMBRA PLAZA, SUITE 1200, CORAL GABLES, FL 33134

CREDIT AGRICOLE SECURITIES (USA) INC.
1301 AVENUE OF THE AMERICAS - 13TH FLOOR, NEW YORK, NY 10019

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010-3629
Mailing Address: ONE MADISON AVENUE, NEW YORK, NY 10010-3629

CREDIT SUISSE SECURITIES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010
Mailing Address: ONE MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10010

CREDITEX SECURITIES CORPORATION
55 EAST 52ND STREET, 40TH FLOOR, NEW YORK, NY 10055

CREO CAPITAL SECURITIES, LLC
12100 WILSHIRE BLVD., SUITE 150, LOS ANGELES, CA 90025
Mailing Address: 12100 WILSHIRE BLVD., SUITE 150, LOS ANGELES, CA 90025

CRESAP, INC.
259 N. RADNOR-CHESTER RD. STE. 140, RADNOR, PA 19087
Mailing Address: 259 N. RADNOR-CHESTER RD. STE. 230, RADNOR, PA 19087

CRESCENT SECURITIES GROUP, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX 75231

CREST CAPITAL LLC
2235 E WOODSTOCK PLACE, MILWAUKEE, WI 53202

CRESTA WESTHALL LLP
17 SAVILE ROW, LONDON, W1S 3PN UK

CRESTONE SECURITIES LLC
1050 WALNUT STREET, SUITE 402, BOULDER, CO 80302

CREWS & ASSOCIATES, INC.
521 PRESIDENT CLINTON AVENUE, SUITE 800, LITTLE ROCK, AR 72201-1729
Mailing Address: P.O. BOX 1696, LITTLE ROCK, AR 72203-1696

CRI SECURITIES, LLC
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

CRITO CAPITAL LLC
8 WRIGHT STREET, WESTPORT, CT 06880
Mailing Address: 8 WRIGHT STREET, SUITE 107, WESTPORT, CT 06880

CROFT & BENDER, LP
4200 NORTHSIDE PKWY, BUILDING ONE, SUITE 100, ATLANTA, GA 30327

CRONIN & CO., INC.
800 NICOLLET MALL SUITE 2520, MINNEAPOLIS, MN 55402
Mailing Address: 800 NICOLLET MALL #2520, MINNEAPOLIS, MN 55402

CRONUS PARTNERS LLC
850 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10022

CROSS BORDER PRIVATE CAPITAL, L.L.C.
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

CROSS POINT CAPITAL LLC
4422 RT 27, BLDG C SUITE 1, KINGSTON, NJ 08528
Mailing Address: P.O. BOX 89, KINGSTON, NJ 08528-0089

CROSS RESEARCH
374 MILLBURN AVENUE, #302, MILLBURN, NJ 07041

CROSSBOW INVESTMENTS L.L.C
1430 BROADWAY, SUITE 901, NEW YORK, NY 10018

CROSSROADS CAPITAL DISTRIBUTORS, LLC
18100 VON KARMAN, SUITE 500, IRVINE, CA 92612

CROSSTREE CAPITAL SECURITIES, LLC
2701 NORTH ROCKY POINT DRIVE, SUITE 925, TAMPA, FL 33607

CROWN CAPITAL SECURITIES, L.P.
725 TOWN & COUNTRY ROAD, SUITE 530, ORANGE, CA 92868

CRT CAPITAL GROUP LLC
262 HARBOR DRIVE, STAMFORD, CT 06902

CRUTCHFIELD SECURITIES, L.L.C.
5599 SAN FELIPE STREET, SUITE 555, HOUSTON, TX 77056

CSCA CAPITAL ADVISORS, LLC
800 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

CSG CAPITAL ADVISORS, LLC
109 E. CHURCH STREET, SUITE 425, ORLANDO, FL 32801

CSP SECURITIES, LP
13355 NOEL ROAD, SUITE 1050, DALLAS, TX 75240

CSSC BROKERAGE SERVICES, INC.
755 WEST BIG BEAVER ROAD, SUITE 2000, TROY, MI 48084

CTL SECURITIES LLC
500 FIFTH AVE, SUITE 4830, NEW YORK, NY 10110

CU INVESTMENT SOLUTIONS LLC
8500 W. 110TH STREET, SUITE 650, OVERLAND PARK, KS 66210

CUE CAPITAL LIMITED PARTNERSHIP
2665 S. BAYSHORE DRIVE, SUITE 220, MIAMI, FL 33133

CULLEN INVESTMENT GROUP, LTD.
1404 SOUTH COLLEGE RD., LAFAYETTE, LA 70503
Mailing Address: PO BOX 53669, LAFAYETTE, LA 70505-3669

CUNA BROKERAGE SERVICES, INC.
2000 HERITAGE WAY, WAVERLY, IA 50677

CURBSTONE FINANCIAL MANAGEMENT CORPORATION
741 CHESTNUT STREET, MANCHESTER, NH 03104

CUREX SECURITIES (USA), LLC
120 WEST 45TH STREET, 22 FLOOR, NEW YORK, NY 10036

CURIAN CLEARING, LLC
7601 TECHNOLOGY WAY, DENVER, CO 80237

CURRAN ADVISORY SERVICES
30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

CURREN & COMPANY
1900 MAIN ST, SUITE 325, IRVINE, CA 92614

CURVATURE SECURITIES LLC
190 MAIN STREET, SUITE 101A, GLADSTONE, NJ 07934
Mailing Address: P.O. BOX 707, GLADSTONE, NJ 07934

CUSHMAN & WAKEFIELD SECURITIES, INC.
1290 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10104

CUSO FINANCIAL SERVICES, L.P.
10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131

CUTTER & COMPANY, INC.
15415 CLAYTON ROAD, BALLWIN, MO 63011

CUTTONE & CO., INC.
111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006

CUTWATER ASSET MANAGEMENT
200 PARK AVE, 7TH FLOOR, NEW YORK, NY 10016

CV BROKERAGE, INC
1001 CONSHOHOCKEN STATE ROAD, SUITE 211, WEST CONSHOHOCKEN, PA 19428
Mailing Address: 200 FOUR FALLS CORPORATE CENTER, SUITE 211, WEST CONSHOHOCKEN, PA 19428

CVCAPITAL SECURITIES, LLC
530 LYTTON AVE., SUITE 215, PALO ALTO, CA 94301

CVF SECURITIES, INC.
343 MILLBURN AVE, SUITE 208, MILLBURN, NJ 07041

CVP CAPITAL LLC
49 WEST PUTNAM AVE., GREENWICH, CT 06830

CW SECURITIES, LLC
8870 CEDAR SPRINGS LANE, SUITE 208, KNOXVILLE, TN 37923

CWS INVESTMENTS
14 CORPORATE PLAZA, SUITE 210, NEWPORT BEACH, CA 92660

CYPRESS ASSOCIATES
52 VANDERBILT AVENUE, SUITE 501, NEW YORK, NY 10017
Mailing Address: 52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

CYPRESS CAPITAL CORPORATION
BAYSIDE PLAZA - 188 THE EMBARCADERO, SUITE 420, SAN FRANCISCO, CA 94105

Last updated: 7/15/15