Firms We Regulate - F

FACTSET DATA SYSTEMS, INC.
601 MERRITT 7, NORWALK, CT 06851

FAIRBRIDGE CAPITAL MARKETS
48 CARR 165, SUITE 801, GUAYNABO, PR 00968-8045

FAIRFIELD RESEARCH SECURITIES CORPORATION
65 LOCUST AVENUE, NEW CANAAN, CT 06840

FAIRHOLME DISTRIBUTORS, LLC
899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

FAIRMOUNT PARTNERS LP
100 FOUR FALLS CORPORATE CENTER, SUITE 660, WEST CONSHOHOCKEN, PA 19248

FAIRPORT CAPITAL, INC.
14358 N. FRANK LLOYD WRIGHT BLVD, SUITE B-14, SCOTTSDALE, AZ 85260

FAIRVIEW SECURITIES, INC.
8 PRISCILLA LANE, DARIEN, CT 06820

FALCON SQUARE CAPITAL, LLC
4000 WESTCHASE BLVD, SUITE 310, RALEIGH, NC 27607

FALCONBRIDGE CAPITAL MARKETS, LLC
301 SOUTH COLLEGE STREET, SUITE 3310, CHARLOTTE, NC 28202

FALKENBERG CAPITAL CORPORATION
600 SOUTH CHERRY ST., SUITE 1108, DENVER, CO 80246-1710

FALLBROOK CAPITAL SECURITIES CORP.
26610 AGOURA ROAD, SUITE 120, CALABASAS, CA 91302

FAMILY INVESTORS COMPANY
265 SOUTH AVENUE, FANWOOD, NJ 07023
Mailing Address: 265 SOUTH AVENUE, P. O. BOX 100, FANWOOD, NJ 07023

FAMILY MANAGEMENT SECURITIES, LLC
485 MADISON AVENUE- 19TH FLOOR, NEW YORK, NY 10022
Mailing Address: 485 MADISON AVE-19TH FLOOR, NEW YORK, NY 10022

FANTEX BROKERAGE SERVICES, LLC
330 TOWNSEND STREET, SUITE 234, SAN FRANCISCO, CA 94107

FAP USA, L.P.
1114 AVEUE OF THE AMERICAS, 34TH FLOOR, NEW YORK, NY 10036

FAR HILLS GROUP, LLC.
1180 AVENUE OF THE AMERICAS 18TH FLOOR, NEW YORK, NY 10036

FARINA & ASSOCIATES, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

FARMERS FINANCIAL SOLUTIONS, LLC
30801 AGOURA RD., BLDG 1, AGOURA HILLS, CA 91301-2054

FAS CORP.
4747 WEST 135TH STREET, SUITE 100, LEAWOOD, KS 66224

FAVER SECURITIES, LLC
112 DAISY FARMS DRIVE, NEW ROCHELLE, NY 10804

FB EQUITY SALES CORPORATION OF MICHIGAN
7373 W. SAGINAW HIGHWAY, LANSING, MI 48917

FBL MARKETING SERVICES, LLC
5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266

FBN SECURITIES, INC.
120 BROADWAY, 10TH FLOOR, NEW YORK, NY 10271

FBR CAPITAL MARKETS & CO.
1300 N 17TH STREET, SUITE 1400, ARLINGTON, VA 22209

FBT INVESTMENTS, INC.
909 POYDRAS, SUITE 2250, NEW ORLEANS, LA 70112
Mailing Address: 909 POYDRAS ST, SUITE 2250, NEW ORLEANS, LA 70112

FBV CAPITAL ADVISORS, INC.
10555 MAIN STREET, SUITE 200, FAIRFAX, VA 22030
Mailing Address: 10555 MAIN STREET, SUITE 200, FAIFAX, VA 22030

FCC INVESTMENTS, INC.
2829 WESTOWN PARKWAY, SUITE 100, WEST DES MOINES, IA 50266

FCG ADVISORS, LLC
ONE MAIN STREET #202, CHATHAM, NJ 07928

FDX CAPITAL LLC
515 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

FED MUTUAL FINANCIAL SERVICES, INC.
3750 W. DEERFIELD RD, RIVERWOODS, IL 60015-3541
Mailing Address: 3750 WEST DEERFIELD ROAD, RIVERWOODS, IL 60015-3541

FEDERATED SECURITIES CORP.
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

FEDERATED SECURITIES, INC.
680 PARK AVENUE, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 2679, HUNTINGTON STATION, NY 11746-0531

FEF DISTRIBUTORS, LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4800

FELDMAN, INGARDONA & CO.
2001 BUTTERFIELD ROAD, SUITE 170, DOWNERS GROVE, IL 60515

FELDSTEIN FINANCIAL GROUP, LLC
45 SEMINARY AVENUE, CHESTER, NJ 07930

FELLS POINT RESEARCH LLC
600 WYNDHURST AVENUE, SUITE 300, BALTIMORE, MD 21210

FELTL & COMPANY
2100 LASALLE PLAZA, 800 LASALLE AVENUE, MINNEAPOLIS, MN 55402

FENIMORE SECURITIES, INC.
384 NORTH GRAND STREET-BOX 399, COBLESKILL, NY 12043
Mailing Address: 384 NORTH GRAND STREET - BOX 399, COBLESKILL, NY 12043

FENIX SECURITIES, LLC
14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

FENNEBRESQUE & CO., LLC
550 SOUTH CALDWELL STREET, SUITE 755, CHARLOTTE, NC 28202

FENWICK SECURITIES, INC.
5217 LOVERS LANE, KALAMAZOO, MI 49002-1559

FERGHANA SECURITIES, INC.
420 LEXINGTON AVENUE- SUITE 2740, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE - SUITE 2740, NEW YORK, NY 10170

FERGUSON & BREWER SECURITIES
7052 SKYWAY, PARADISE, CA 95969

FERRETTI GROUP, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

FFC CAPITAL ADVISORS, LLC
400 POYDRAS STREET, SUITE 2430, NEW ORLEANS, LA 70130

FG CAPITAL LC
7701 FORSYTH BLVD., ST. LOUIS, MO 63105-1820
Mailing Address: 7701 FORSYTH BLVD., SUITE 750, ST. LOUIS, MO 63105-1820

FGC SECURITIES, LLC
915 BROADWAY, STE 1206, NEW YORK, NY 10010

FIDELITY BROKERAGE SERVICES LLC
900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: ONE DESTINY WAY, MAIL ZONE: WA1M, WESTLAKE, TX 76262

FIDELITY DISTRIBUTORS CORPORATION
100 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: ONE DESTINY WAY, MAIL ZONE WA1M, WESTLAKE, TX 76262

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
500 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: ONE DESTINY WAY, MAIL ZONE WA1M, WESTLAKE, TX 76262

FIDUCIARY ADVISORS, LLC
1801 MARKET STREET, SUITE 1000, PHILADELPHIA, PA 19103

FIDUS SECURITIES, LLC
227 WEST TRADE STREET, SUITE 1910, CHARLOTTE, NC 28202

FIELDPOINT PRIVATE SECURITIES, LLC
100 FIELD POINT ROAD, 2ND FLOOR, GREENWICH, CT 06830

FIELDSTONE SERVICES CORP.
120 WEST 45 STREET, SUITE 1400, NEW YORK, NY 10036-2714

FIFTH THIRD SECURITIES, INC.
34 FOUNTAIN SQUARE PLAZA, MD 10AT42, CINCINNATI, OH 45202
Mailing Address: 38 FOUNTAIN SQUARE PLAZA, MD 10AT42, CINCINNATI, OH 45263

FIG PARTNERS, LLC
1175 PEACHTREE ST NE, SUITE 2250, ATLANTA, GA 30361

FIMCO SECURITIES GROUP, INC.
929 WEST SHAKER CIRCLE, MEQUON, WI 53092
Mailing Address: 929 W. SHAKER CIRCLE, MEQUON, WI 53092

FINANCE 500, INC.
19762 MACARTHUR BLVD. #200, IRVINE, CA 92612
Mailing Address: 19762 MACARTHUR BLVD, SUITE 200, IRVINE, CA 92612

FINANCIAL AMERICA SECURITIES, INC.
1325 CARNEGIE AVE, CLEVELAND, OH 44115

FINANCIAL GOAL SECURITIES, INC.
35-900 BOB HOPE DRIVE, SUITE 202, RANCHO MIRAGE, CA 92270

FINANCIAL NORTHEASTERN SECURITIES, INC.
100 PASSAIC AVENUE, FAIRFIELD, NJ 07004

FINANCIAL PARADIGMS, INC.
4900 WOODWAY, SUITE 550, HOUSTON, TX 77056

FINANCIAL PLANNING CONSULTANTS, INC.
14500 S. OUTER 40 ROAD SUITE 201, CHESTERFIELD, MO 63017-5736

FINANCIAL PRODUCTS, LLC
1140 BROADWAY, SUITE 1606, NEW YORK, NY 10001

FINANCIAL SCIENCES, INC.
21 MILK STREET, 2ND FL, BOSTON, MA 02109

FINANCIAL SECURITY MANAGEMENT, INCORPORATED
575 LYNNHAVEN PARKWAY, SUITE 310, VIRGINIA BEACH, VA 23452

FINANCIAL STRATEGIES FP, LLC
515 PROVIDENCE HIGHWAY, SUITE 103, DEDHAM, MA 02026

FINANCIAL TELESIS INC
4340 REDWOOD HIGHWAY, SUITE B60, SAN RAFAEL, CA 94903

FINANCIAL WEST GROUP
4510 E. THOUSAND OAKS BLVD., WESTLAKE VILLAGE, CA 91362
Mailing Address: P.O. BOX 5123, THOUSAND OAKS, CA 91359-5123

FINANCO SECURITIES, LLC
600 MADISON AVENUE, NEW YORK, NY 10022-1615

FINANCORP GROUP INTERNATIONAL CORPORATION
2400 E. COMMERCIAL BLVD., SUITE 825, FT. LAUDERDALE, FL 33308

FINANTIA USA LTD
950 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10022

FINPRO CAPITAL ADVISORS, INC.
158 ROUTE 206, GLADSTONE, NJ 07934

FINTECH SECURITIES
1530 DUNWOODY VILLAGE PARKWAY, SUITE 108, ATLANTA, GA 30338

FINTEGRA, LLC
6120 EARLE BROWN DRIVE, SUITE 550, MINNEAPOLIS, MN 55430

FINTRUST BROKERAGE SERVICES, LLC
124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607

FIRST ALLIED SECURITIES, INC.
655 WEST BROADWAY 12TH FLOOR, SAN DIEGO, CA 92101
Mailing Address: 655 WEST BROADWAY 12TH FL, SAN DIEGO, CA 92101

FIRST AMERICAN SECURITIES, INC.
324 WEST HIGH STREET, ORRVILLE, OH 44667

FIRST ANALYSIS SECURITIES CORPORATION
ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL 60606

FIRST ASSET FINANCIAL INC.
110 EAST IRON AVE, SALINA, KS 67401
Mailing Address: P.O. BOX 1364, SALINA, KS 67402-1364

FIRST BALLANTYNE, LLC
13950 BALLANTYNE CORPORATE PLACE, SUITE 185, CHARLOTTE, NC 28277-2747

FIRST BANK PUERTO RICO SECURITIES, CORP.
1519 PONCE DE LEON AVENUE, STOP 23, 2ND FLOOR, SAN JUAN, PR 00908
Mailing Address: P.O. BOX 9146, SAN JUAN, PR 00908-0146

FIRST BANKERS' BANC SECURITIES, INC
1714 DEER TRACKS TRAIL, SUITE 110, ST. LOUIS, MO 63131

FIRST BEVERAGE ADVISORS, LLC
299 PARK AVENUE, 6TH FLOOR, NEW YORK, NY 10171

FIRST BROKERAGE AMERICA, L.L.C.
135 N MERAMEC, CLAYTON, MO 63105
Mailing Address: 135 N. MERAMEC, CLAYTON, MO 63105

FIRST BROKERS SECURITIES LLC
HARBORSIDE FINANCIAL CENTER, PLAZA FIVE, SUITE 1500, JERSEY CITY, NJ 07311

FIRST CANTERBURY SECURITIES, INC.
12989 JUPITER ROAD, SUITE 203, DALLAS, TX 75238-3212

FIRST CAPITAL EQUITIES,LTD.
175 GREAT NECK ROAD, SUITE 250, GREAT NECK, NY 11021

FIRST CHICAGO ADVISORS, INC.
32 OTIS ROAD, BARRINGTON, IL 60606
Mailing Address: 32 OTIS ROAD, BARRINGTON, IL 60010

FIRST CITIZENS FINANCIAL PLUS, INC.
2017 ST. JOHN AVE. SUITE A, DYERSBURG, TN 38024
Mailing Address: PO BOX 370, DYERSBURG, TN 38025-0370

FIRST CITIZENS INVESTOR SERVICES, INC.
4300 SIX FORKS ROAD, RALEIGH, NC 27609
Mailing Address: P.O. BOX 27131, RALEIGH, NC 27611-7131

FIRST CITIZENS SECURITIES CORPORATION
1230 MAIN STREET, COLUMBIA, SC 29201

FIRST CLEARING, LLC
ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-095, ST. LOUIS, MO 63103

FIRST COMMAND FINANCIAL PLANNING, INC.
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Mailing Address: P.O. BOX 2387, FORT WORTH, TX 76113

FIRST COMMONWEALTH SECURITIES CORPORATION
75 14TH STREET NE, SUITE 3240, ATLANTA, GA 30309

FIRST DALLAS SECURITIES INCORPORATED
2905 MAPLE AVENUE, DALLAS, TX 75201

FIRST DOMINION CAPITAL CORP.
8730 STONY POINT PARKWAY, BUILDING III, SUITE 205, RICHMOND, VA 23235
Mailing Address: 8730 STONY POINT PARKWAY, SUITE 205, RICHMOND, VA 23235

FIRST EMPIRE SECURITIES, INC.
100 MOTOR PARKWAY, HAUPPAUGE, NY 11788
Mailing Address: 100 MOTOR PARKWAY, SECOND FLOOR, HAUPPAUGE, NY 11788

FIRST FINANCIAL EQUITY CORPORATION
7373 N. SCOTTSDALE ROAD, STE D120, SCOTTSDALE, AZ 85253

FIRST FINANCIAL SECURITIES OF AMERICA, INC.
11811 NORTH FREEWAY, STE. 900, HOUSTON, TX 77060
Mailing Address: PO BOX 670329, HOUSTON, TX 77267-0329

FIRST FLORIDA SECURITIES, INC.
11660 NIGHT HERON DRIVE, NAPLES, FL 34119

FIRST GEORGETOWN SECURITIES, INC.
1700 DIAGONAL RD., # 200, ALEXANDRIA, VA 22314

FIRST HEARTLAND CAPITAL, INC.
1839 LAKE ST. LOUIS BLVD., LAKE ST. LOUIS, MO 63367
Mailing Address: 1839 LAKE ST. LOUIS BLVD, LAKE ST. LOUIS, MO 63367

FIRST HILL SECURITIES, LLC
1391 ELK VIEW RD, LARKSPUR, CO 80118
Mailing Address: 1391 ELK VIEW RD., LARKSPUR, CO 80118

FIRST HONOLULU SECURITIES, INC.
3615 HARDING AVE, SUITE 207, HONOLULU, HI 96816

FIRST ILLINOIS SECURITIES INC.
22 HERITAGE DRIVE #105, BOURBONNAIS, IL 60914-2501
Mailing Address: PO BOX 777, BOURBONNAIS, IL 60914-0777

FIRST INDEPENDENT FINANCIAL SERVICES, INC.
6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766
Mailing Address: 6660 SHERIDAN RD., SUITE 260, TULSA, OK 74133-1766

FIRST INTEGRITY CAPITAL PARTNERS CORP.
330 CLEMATIS STREET, #210, WEST PALM BEACH, FL 33401

FIRST INVESTORS CORPORATION
40 WALL STREET, 10TH FLOOR, NEW YORK, NY 10005

FIRST KENTUCKY SECURITIES CORPORATION
377 EAST MAIN STREET, LEXINGTON, KY 40507

FIRST LIBERTIES FINANCIAL
369 LEXINGTON AVENUE, SUITE 311, NEW YORK, NY 10017

FIRST MANHATTAN CO
399 PARK AVENUE, NEW YORK, NY 10022

FIRST MIDSTATE INCORPORATED
306 N. MAIN STREET, BLOOMINGTON, IL 61701
Mailing Address: P.O. BOX 3367, BLOOMINGTON, IL 61702-3367

FIRST MUTUAL PLANNING CORP.
7370 SO. ORIOLE BOULEVARD, SUITE 601C, DELRAY BEACH, FL 33446

FIRST NATIONAL CAPITAL MARKETS
1620 DODGE STREET, 10TH FLOOR, MAIL STOP 1104, OMAHA, NE 68197

FIRST NEW YORK SECURITIES L.L.C.
90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

FIRST PUBLIC, LLC
12007 RESEARCH BLVD, AUSTIN, TX 78759

FIRST REPUBLIC SECURITIES COMPANY, LLC
388 MARKET STREET, 16TH FLOOR, SAN FRANCISCO, CA 94111
Mailing Address: 111 PINE STREET, SAN FRANCISCO, CA 94111

FIRST RESEARCH FINANCIAL
4315 BRIARGROVE LANE, DALLAS, TX 75287

FIRST SECURITIES NORTHWEST, INC.
18824 SE MILDRED ST, MILWAUKIE, OR 97267

FIRST SOUTH CAROLINA SECURITIES, INC.
6300 ST. ANDREWS ROAD, SUITE B, COLUMBIA, SC 29212

FIRST SOUTHEAST INVESTOR SERVICES, INC.
2430 MALL DRIVE, SUITE 200, CHARLESTON, SC 29406
Mailing Address: 2440 MALL DRIVE, CHARLESTON, SC 29406

FIRST SOUTHERN SECURITIES, LLC.
1720 WINDWARD CONCOURSE, SUITE 115, ALPHARETTA, GA 30005

FIRST SOUTHWEST COMPANY, LLC
325 N. ST. PAUL ST., SUITE 800, DALLAS, TX 75201-4652

FIRST STANDARD FINANCIAL COMPANY LLC
40 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

FIRST STATE FINANCIAL MANAGEMENT, INC.
225 EAST COLUMBIA, FARMINGTON, MO 63640

FIRST STATE SECURITIES, INC.
7136 S. YALE #300, TULSA, OK 74136-6315

FIRST TRUST PORTFOLIOS L.P.
120 E. LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187

FIRST TRYON SECURITIES, LLC
1355 GREENWOOD CLIFF, SUITE 401, CHARLOTTE, NC 28204

FIRST WESTERN ADVISORS
3165 EAST MILLROCK DRIVE SUITE 340, HOLLADAY, UT 84121
Mailing Address: 3165 EAST MILLROCK DRIVE SUITE 340, HOLLADAY, UT 84121

FIRST WESTERN SECURITIES, INC.
669 AIRPORT FREEWAY #409, HURST, TX 76053

FIRST WILSHIRE SECURITIES, INC.
1214 EAST GREEN STREET, SUITE 104, PASADENA, CA 91106-3171

FIRST WINSTON SECURITIES, INC.
751 W 4TH STREET, STE 400, WINSTON-SALEM, NC 27101

FIRSTENERGY CAPITAL (USA) CORP.
1100, 311-6TH AVENUE S.W., CALGARY, CALGARY, AB, T2P 3H2 CANADA
Mailing Address: 1100-311-6TH AVENUE S.W., CALGARY, T2P 3H2 CANADA

FIRSTRADE SECURITIES INC.
30-50 WHITESTONE EXPRESSWAY, SUITE A301, FLUSHING, NY 11354

FITZGIBBON TOIGO & CO. LLC
412 PARK STREET, UPPER MONTCLAIR, NJ 07043

FIVE MILE CAPITAL SECURITIES LLC
THREE STAMFORD PLAZA, 301 TRESSER BOULVARD, 12TH FLOOR, STAMFORD, CT 06901

FIVE PRIME ADVISORS, LLC
1540 BROADWAY, SUITE 1010, NEW YORK, NY 10036
Mailing Address: 790 RIVERSIDE DRIVE 6A, NEW YORK, NY 10032

FIXCENTER, LLC
2156 42ND STREET, ASTORIA, NY 11105
Mailing Address: 40 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

FIXED INCOME CAPITAL PARTNERS, LLC
221 W FRONT ST, WHEATON, IL 60187

FLASHFUNDERS SECURITIES, LLC
15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403

FLEXTRADE LLC
111 GREAT NECK ROAD, GREAT NECK, NY 11021
Mailing Address: 111 GREAT NECK ROAD, SUITE 314, GREAT NECK, NY 11021

FLI INVESTORS, LLC
1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673
Mailing Address: 1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673

FLORIDA ATLANTIC SECURITIES CORP.
9130 SOUTH DADELAND BLVD., SUITE 1628, MIAMI, FL 33156
Mailing Address: 9130 SOUTH HIGHDADELAND BLVD, UITE 1628, MIAMI, FL 33156

FLOW TRADERS U.S. LLC
1140 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

FLYING CLOUD SECURITIES LLC
ONE SANSOME STREET, SUITE 1895, SAN FRANCISCO, CA 94104

FM PARTNERS HOLDINGS LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

FMG DISTRIBUTORS, INC.
47 WATER ST, NORWALK, CT 06854
Mailing Address: 47 WATER ST, PENTHOUSE, NORWALK, CT 06854

FMI CAPITAL ADVISORS, INC.
210 UNIVERSITY BLVD., SUITE 800, DENVER, CO 80206

FMN CAPITAL CORPORATION
26041 ACERO, MISSION VIEJO, CA 92691

FMSBONDS, INC.
4775 TECHNOLOGY WAY, BOCA RATON, FL 33431

FMV CAPITAL MARKETS, LLC
3333 MICHELSON DR.# 900, IRVINE, CA 92612

FNBB CAPITAL MARKETS, LLC
600 UNIVERSITY PARK PLACE, SUITE 380, BIRMINGHAM, AL 35209

FNC AG STOCK, LLC
4050 GARDEN VIEW DRIVE, SUITE 103, GRAND FORKS, ND 58201

FOCALPOINT SECURITIES, LLC
11150 SANTA MONICA BLVD, SUITE 1550, LOS ANGELES, CA 90025

FOCUS SECURITIES LLC
3353 PEACHTREE ROAD, NE, SUITE 1160, ATLANTA, GA 30326

FOCUS STRATEGIES MERCHANT BANKING, LLC
515 CONGRESS AVENUE, STE. 1612, AUSTIN, TX 78701

FOG EQUITIES LLC
440 SOUTH LASALLE ST, SUITE 845, CHICAGO, IL 60605

FOGEL NEALE SECURITIES, LLC
90 BROAD STREET, SUITE 2202, NEW YORK, NY 10004

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
725 15TH STREET N.W., WASHINGTON, DC 20005-2109

FOLIOFN INVESTMENTS, INC.
8180 GREENSBORO DR, 8TH FLOOR, MCLEAN, VA 22102

FONDSFINANS INC.
140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005

FOOTHILL SECURITIES, INC.
2900 LAKESIDE DRIVE, SUITE 100, SANTA CLARA, CA 95054

FORBES PRIVATE CAPITAL GROUP
280 PARK AVENUE, 35TH FLOOR, NEW YORK, NY 10017

FORDHAM FINANCIAL MANAGEMENT, INC.
17 BATTERY PLACE, SOUTH, SUITE 643, NEW YORK, NY 10004
Mailing Address: 17 BATTERY PLACE, SOUTH, SUITE 643, NEW YORK, NY 10004

FOREFRONT CAPITAL MARKETS LLC
TIMES SQUARE TOWER, 7 TIMES SQUARE, 37TH FLOOR, NEW YORK, NY 10036

FORESIDE DISTRIBUTION SERVICES, L.P.
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE FUND SERVICES, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE FUNDS DISTRIBUTORS LLC
899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

FORESIDE INVESTMENT SERVICES, LLC
THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE SECURITIES, LLC
THREE CANAL PLAZA 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA SUITE 100, PORTLAND, ME 04101

FORESIGHT INVESTMENTS, LLC
450 SKOKIE BLVD, SUITE 507, NORTHBROOK, IL 60062

FOREST SECURITIES,INC.
105 WEST ADAMS STREET, #3700, CHICAGO, IL 60603

FORESTERS EQUITY SERVICES, INC.
6640 LUSK BLVD, SUITE A202, SAN DIEGO, CA 92121

FORETHOUGHT DISTRIBUTORS, LLC
82 HOPMEADOW ST., SUITE 200, PARKVIEW BUILDING, SIMSBURY, CT 06089

FOROS SECURITIES LLC
461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017

FORT DEARBORN CAPITAL ADVISORS, LLC
101 N. WACKER DRIVE, SUITE 1150, CHICAGO, IL 60606

FORT GHENT BROKERAGE LLC
575 MADISON AVE, SUITE 1006, NEW YORK, NY 10022

FORTREND SECURITIES, INC.
LEVEL 41, 55 COLLINS STREET, MELBOURNE, VIC, 3000 AUSTRALIA

FORTRESS CAPITAL FORMATION LLC
1345 AVENUE OF THE AMERICAS, 47TH FL., NEW YORK, NY 10105

FORTRESS GROUP, INC.
3379 PEACHTREE ROAD N.E.-SUITE 272, ATLANTA, GA 30326-1020

FORTUNE FINANCIAL SERVICES, INC.
3582 BRODHEAD ROAD, SUITE 202, MONACA, PA 15061
Mailing Address: P.O. BOX 238, MONACA, PA 15061

FORTUNE SECURITIES, INC.
388 E. VALLEY BLVD., SUITE 208, ALHAMBRA, CA 91801

FORUM CAPITAL SECURITIES LLC
140 EAST 45TH STREET, 40TH FLOOR, NEW YORK, NY 10017

FORWARD SECURITIES, LLC
101 CALIFORNIA STREET, SUITE 1600, SAN FRANCISCO, CA 94111

FOUNDERS FINANCIAL SECURITIES LLC
1020 CROMWELL BRIDGE ROAD, TOWSON, MD 21286

FOUR POINTS CAPITAL PARTNERS LLC
232 MADISON AVENUE, SUITE 405, NEW YORK, NY 10016
Mailing Address: 232 MADISON AVENUE, SUITE 405, NEW YORK, NY 10016

FOURBRIDGES SECURITIES, LLC
1300 BROAD STREET, SUITE 201, CHATTANOOGA, TN 37402

FOX CHASE CAPITAL PARTNERS, LLC
5 LEE ST, PORT READING, NJ 07064

FPCM SECURITIES, LLC
140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005
Mailing Address: 140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005

FRANK CRYSTAL CAPITAL, INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3504

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403

FRANKLIN/TEMPLETON DISTRIBUTORS, INC.
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906

FRED ALGER & COMPANY, INCORPORATED
360 PARK AVENUE SOUTH, NEW YORK, NY 10010

FREDERICK & COMPANY, INC.
N27W23953 PAUL ROAD, SUITE 202, PEWAUKEE, WI 53072

FREDERICKS MICHAEL SECURITIES, INC.
430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

FREEDOM INVESTMENTS, INC.
375 RARITAN CENTER PARKWAY, EDISON, NJ 08837

FREEDOM INVESTORS CORP.
333 BISHOPS WAY, STE 122, BROOKFIELD, WI 53005

FREEMAN & CO. SECURITIES LLC
444 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022

FREIMARK BLAIR & COMPANY, INC.
ONE PARK WAY, 3RD FLOOR, UPPER SADDLE RIVER, NJ 07458
Mailing Address: ONE RICE BLUFF ROAD, PAWLEY'S ISLAND, SC 29585

FRIEDMAN, LUZZATTO & CO.
14755 PRESTON RD. STE 515, DALLAS, TX 75254
Mailing Address: 14755 PRESTON RD. STE 515, DALLAS, TX 75254

FRONTEGRA STRATEGIES, LLC
400 SKOKIE BOULEVARD, SUITE 500, NORTHBROOK, IL 60062

FRONTIER SOLUTIONS, LLC
9 EAST FRANKLIN STREET, RICHMOND, VA 23219

FROST BROKERAGE SERVICES, INC.
100 W. HOUSTON STREET, SAN ANTONIO, TX 78205
Mailing Address: P.O. BOX 2538, SAN ANTONIO, TX 78299

FS2 CAPITAL PARTNERS, LLC
201 ROUSE BOULEVARD, PHILADELPHIA, PA 19112

FSB PREMIER WEALTH MANAGEMENT, INC.
131 TOWER PARK DRIVE SUITE 115, WATERLOO, IA 50701

FSC SECURITIES CORPORATION
2300 WINDY RIDGE PKWY, SUITE 1100, ATLANTA, GA 30339

FSIC
701 - FIFTH AVENUE, SUITE 6870, SEATTLE, WA 98104

FT GLOBAL CAPITAL, INC.
1200 ABERNATHY ROAD, BLDG 600, SUITE 1700, ATLANTA, GA 30328

FTB ADVISORS, INC.
165 MADISON AVENUE, 14TH FLOOR, MEMPHIS, TN 38103

FTI CAPITAL ADVISORS, LLC
1101 K STREET NW, 9TH FLOOR, WASHINGTON, DC 20005
Mailing Address: 8251 GREENSBORO DRIVE, 4TH FLOOR, TYSONS CORNER, VA 22102

FTN FINANCIAL SECURITIES CORP
845 CROSSOVER LANE STE 150, MEMPHIS, TN 38117
Mailing Address: 845 CROSSOVER LANE, SUITE 150, MEMPHIS, TN 38117

FTP SECURITIES LLC
555 MISSION STREET, 23RD FLOOR, SAN FRANCISCO, CA 94105
Mailing Address: 555 MISSION STREET, 23RD FLOOR, SAN FRANCISCO, CA 94108

FULCRUM CAPITAL MARKETS LLC
111 CONGRESS AVENUE, SUITE 2550, AUSTIN, TX 78701

FULCRUM SECURITIES, LLC
11975 WESTLINE INDUSTRIAL DRIVE, SAINT LOUIS, MO 63146

FUND INVESTORS, INC.
510 EAST HIGH STREET, EBENSBURG, PA 15931

FUND SERVICES ADVISORS, INC. (FSA)
777 S. FIGUEROA STREET, 8TH FLOOR, LOS ANGELES, CA 90017
Mailing Address: 777 S. FIGUEROA STREET, SUITE 3200, LOS ANGELES, CA 90017

FUND SOURCE US, LLC
THREE CANAL PLAZA, SUITE 100, 3RD FLOOR, PORTLAND, ME 04101

FUNDAMERICA SECURITIES
3455 PEACHTREE ROAD NE, 5TH FLOOR, ATLANTA, GA 30326

FUNDING CIRCLE SECURITIES LLC
747 FRONT STREET - FLOOR 4, SAN FRANCISCO, CA 94111
Mailing Address: 747 FRONT STREET, SAN FRANCISCO, CA 94111

FUNDS DISTRIBUTOR, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FUNDS PLACEMENT GROUP, LLC
4713 WEST LOVERS LANE, DALLAS, TX 75209

FUSION ANALYTICS SECURITIES LLC
44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10017

FUTURITY FIRST INVESTMENT SERVICES INC.
500 ENTERPRISE DR.,SUITE 4C, ROCKY HILL, CT 06067
Mailing Address: 500 ENTERPRISE DR.,SUITE 4C, SUITE 4C, ROCKY HILL, CT 06067

FWS RETIREMENT SERVICES, LLC
50 CALIFORNIA STREET, 12TH FLOOR, SAN FRANCISCO, CA 94111

Last updated: 7/15/15