Firms We Regulate - J

J K R & COMPANY, INC.
1540 S COAST HWY STE 202, LAGUNA BEACH, CA 92651

J. ALDEN ASSOCIATES, INC.
261 OLD YORK ROAD SUITE 837, JENKINTOWN, PA 19046
Mailing Address: P.O. BOX 744, JENKINTOWN, PA 19046

J. D. SEIBERT & COMPANY, INC.
20 WEST 9TH STREET, CINCINNATI, OH 45202-2024

J. J. & M. GELDZAHLER
1527-58TH STREET, BROOKLYN, NY 11219
Mailing Address: 1527-58TH STREET, BROOKLYN, NY 11219

J. STREICHER & CO. L.L.C.
44 WALL STREET SUITE 1289, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET SUITE1204, NEW YORK, NY 10005

J. STREICHER CAPITAL LLC
55 BROADWAY, SUITE 302, NEW YORK, NY 10006

J. WOOD CAPITAL ADVISORS LLC
1820 CALISTOGA ROAD, SANTA ROSA, CA 95404

J.A. GLYNN INVESTMENTS, LLC.
9841 CLAYTON ROAD, ST LOUIS, MO 63124

J.C. FLOWERS SECURITIES CO. LLC
767 FIFTH AVENUE, 23RD FLOOR, NEW YORK, NY 10158

J.D. NICHOLAS & ASSOCIATES, INC.
6901 JERICHO TURNPIKE, SUITE 217, SYOSSET, NY 11791

J.H. DARBIE & CO., INC.
40 WALL ST., 30TH FL., NEW YORK, NY 10005
Mailing Address: 40 WALL ST., 30TH FL, C/O ROBERT RABINOWITZ, NEW YORK, NY 10005

J.H. LILLIAN SECURITIES CORP.
C/O ASCENDA LAW GROUP, 420 LEXINGTON AVE - SUITE 920, NEW YORK, NY 10170-0048

J.J.B. HILLIARD, W.L. LYONS, LLC
500 WEST JEFFERSON STREET, SUITE 700, LOUISVILLE, KY 40202-2517
Mailing Address: P.O. BOX 32760, LOUISVILLE, KY 40232-2760

J.K. FINANCIAL SERVICES, INC.
149 CROSS RAIL LANE, STE. 102, NORCO, CA 92860
Mailing Address: 149 CROSS RAIL LANE, STE 102, NORCO, CA 92860

J.M LUMMIS SECURITIES, INC.
50 LOCUST AVE, NEW CANAAN, CT 06840

J.P. MORGAN CLEARING CORP.
4 CHASE METROTECH CENTER, BROOKLYN, NY 11245-0001
Mailing Address: 480 WASHINGTON BLVD, FLOOR 11, JERSEY CITY, NJ 07310

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
270 PARK AVENUE, NY1-K462, NEW YORK, NY 10017

J.P. MORGAN SECURITIES LLC
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 480 WASHINGTON BLVD, FLOOR 11, JERSEY CITY, NJ 07310

J.P. TURNER & COMPANY, L.L.C.
ONE BUCKHEAD PLAZA, 3060 PEACHTREE RD NW, 11TH FLOOR, ATLANTA, GA 30305

J.P.P. EURO-SECURITIES, INC.
595 MADISON AVENUE, 38TH FLOOR, NEW YORK, NY 10022

J.V. DELANEY & ASSOCIATES
20 VIENNA, NEWPORT BEACH, CA 92660
Mailing Address: 20 VIENNA, NEWORT BEACH, CA 92660

J.V.B. FINANCIAL GROUP, LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

J.W. COLE FINANCIAL, INC.
4301 ANCHOR PLAZA PARKWAY, SUITE # 450, TAMPA, FL 33634

J.W. KORTH & COMPANY
6500 CENTURION DRIVE, SUITE 200, LANSING, MI 48917

J.W. MILLEGAN, INC.
375 SALISHAN DRIVE, GLENEDEN BEACH, OR 97388
Mailing Address: PO BOX 249, 8390 OLD WALLACE BRIDGE ROAD, SHERIDAN, OR 97378

JACK V. BUTTERFIELD INVESTMENT COMPANY
100 SOUTH JACKSON, SUITE 100, JACKSON, MI 49201
Mailing Address: P.O. BOX 4057, JACKSON, MI 49204

JACKSON & SMITH INVESTMENT SECURITIES, LLC
275 W. MAIN AVENUE, GASTONIA, NC 28052
Mailing Address: P. O. BOX 876, GASTONIA, NC 28053-0876

JACKSON NATIONAL LIFE DISTRIBUTORS LLC
7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237
Mailing Address: 7601 TECHNOLOGY WAY, 6TH FLOOR, DENVER, CO 80237

JACQUES FINANCIAL, LLC
15430 AVERY ROAD, ROCKVILLE, MD 20855

JAE INVESTMENTS, INC.
7310 DOVER COURT, PARKLAND, FL 33067

JAMES E. COFFEY SECURITIES, INC.
BUTTONWOOD BUSINESS SOLUTIONS, LLC, 30 BROAD ST., 14TH FL., NEW YORK, NY 10004

JAMES FOX SECURITIES, INC.
1265 CARLSBAD VILLAGE DRIVE, SUITE 100, CARLSBAD, CA 92008

JAMES I. BLACK & COMPANY
311 SOUTH FLORIDA AVENUE, LAKELAND, FL 33801
Mailing Address: P.O. BOX 24838, LAKELAND, FL 33802

JAMES L. FINEFROCK AND ASSOCIATES CORP.
2375 EAST CAMELBACK ROAD SUITE 600, PHOENIX, AZ 85016

JAMES RIVER SECURITIES CORP.
58 BROAD STREET ROAD, MANAKIN-SABOT, VA 23103-2213

JAMES T. BORELLO & CO.
151 DUNDEE AVE., EAST DUNDEE, IL 60118

JAMIESON CORPORATE FINANCE US LLC
600 MADISON AVENUE, NEW YORK, NY 10022

JANE STREET CAPITAL, LLC
ONE NEW YORK PLAZA, NEW YORK, NY 10004

JANE STREET EXECUTION SERVICES, LLC
ONE NEW YORK PLAZA, NEW YORK, NY 10004

JANNEY MONTGOMERY SCOTT LLC
1717 ARCH STREET, PHILADELPHIA, PA 19103

JANSSEN PARTNERS, INC.
1010 NORTH B STREET, FAIRFIELD, IA 52556

JANUS DISTRIBUTORS LLC
151 DETROIT STREET, DENVER, CO 80206-4923

JARDINE LLOYD THOMPSON CAPITAL MARKETS INC
335 MADISON AVENUE, NEW YORK, NY 10017-4605

JAVELIN SECURITIES, LLC
443 PARK AVENUE SOUTH, 10TH FLOOR, NEW YORK, NY 10016

JAYPEE INTERNATIONAL, INC.
30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498

JBS LIBERTY SECURITIES, INC.
2626 DALE EARNHARDT BOULEVARD, KANNAPOLIS, NC 28083

JCC ADVISORS, LLC
201 S. LAKE AVE, SUITE 302, PASADENA, CA 91101

JCP SECURITIES
19200 VON KARMAN AVENUE, SUITE 340, IRVINE, CA 92612

JCRA FINANCIAL LLC
ONE PENN PLAZA, SUITE 1423, NEW YORK, NY 10119

JDB CAPITAL SECURITIES LLC
20645 N PIMA ROAD, SUITE 110, SCOTTSDALE, AZ 85255

JDF CAPITAL ADVISORS, LLC
9 SEDGWICK DRIVE, ENGLEWOOD, CO 80113

JDL SECURITIES CORPORATION
1001 DOVE STREET, SUITE 160, NEWPORT BEACH, CA 92660-2816

JEFFERIES EXECUTION SERVICES, INC.
520 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

JEFFERIES LLC
520 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

JEFFERSON NATIONAL SECURITIES CORPORATION
10350 ORMSBY PARK PLACE, LOUISVILLE, KY 40223

JEGI LLC
150 EAST 52ND STREET-18TH FLOOR, NEW YORK, NY 10022

JETT CAPITAL ADVISORS, LLC
712 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019

JFD SECURITIES, INC.
45 FAIRFIELD TERRACE, SHORT HILLS, NJ 07078

JHCG SECURITIES, LLC
515 FLOWER STREET, SUITE 2150, LOS ANGELES, CA 90071
Mailing Address: 515 FLOWER STREET, SUITE 2150, LOS ANGELES, CA 90071

JHS CAPITAL ADVISORS, LLC
501 E. KENNEDY BLVD, SUITE 1400, TAMPA, FL 33602

JK SECURITIES, INC.
179 KING GEORGE STREET, DANIEL ISLAND, SC 29492

JLT CAPITAL PARTNERS LLC
29 LONDONDERRY ROAD, WINDHAM, NH 03087

JM FINANCIAL SECURITIES, INC.
HARBORSIDE FINANCIAL CENTER, 2500 PLAZA 5, 25TH FLOOR, OFFICE NO. 2558, JERSEY CITY, NJ 07311

JMG SECURITIES, LLC
1270 BROADWAY, SUITE 303, NEW YORK, NY 10001

JMP SECURITIES LLC
600 MONTGOMERY STREET, SUITE 1100, SAN FRANCISCO, CA 94111

JNK SECURITIES CORP.
902 BROADWAY, 20TH FLOOR, NEW YORK, NY 10010

JOE JOLLY & CO., INC.
420 NORTH 20TH STREET,SUITE 2350, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 8, BIRMINGHAM, AL 35201-0008

JOHN HANCOCK DISTRIBUTORS LLC
601 CONGRESS STREET, BOSTON, MA 02110
Mailing Address: P.O. BOX 4700, BUFFALO, NY 14240

JOHN HANCOCK FUNDS, LLC
601 CONGRESS STREET, BOSTON, MA 02210-2805

JOHN JAMES INVESTMENTS, LTD.
8463 SHERIDAN DRIVE, WILLIAMSVILLE, NY 14221

JOHN W. LOOFBOURROW ASSOCIATES, INC.
44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005

JOHNSON RICE & COMPANY L.L.C.
639 LOYOLA AVENUE-STE 2775, NEW ORLEANS, LA 70113-7105

JOHNSON SECURITIES, INC.
40 LLOYD AVENUE-STE. 102, MALVERN, PA 19355

JOHNSTON BLAKELY & COMPANY, LLC
6 1/2 PROCTOR STREET, MANCHESTER, MA 01944
Mailing Address: PO BOX 333, #4, MANCHESTER, MA 01944

JONES LANG LASALLE SECURITIES, LLC
200 E. RANDOLPH DRIVE, CHICAGO, IL 60601

JONESTRADING
32133 W. LINDERO CANYON RD, STE 208, WESTLAKE VILLAGE, CA 91361-4226
Mailing Address: 32133 W. LINDERO CANYON RD. #208, WESTLAKE VILLAGE, CA 91361-4226

JORDAN, KNAUFF & COMPANY
200 W. MADISON ST., STE. 980, CHICAGO, IL 60606

JOSEPH CAPITAL, LLC
551 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10017
Mailing Address: 300 CPW, NEW YORK, NY 10024

JOSEPH GRACE
44 WALL STREET, 12TH FL., NEW YORK, NY 10005

JOSEPH GUNNAR & CO. LLC
30 BROAD STREET 11TH FLOOR, NEW YORK, NY 10004

JOSEPH KOSINSKY, INC.
400 SECOND AVENUE, NEW YORK, NY 10010

JOSEPH STONE CAPITAL L.L.C.
200 OLD COUNTRY ROAD, SUITE 610, MINEOLA, NY 11501

JPM ADVISORS, LLC
38 DONNELLY DRIVE, DOVER, MA 02030

JPMORGAN DISTRIBUTION SERVICES, INC.
460 POLARIS PARKWAY, WESTERVILLE, OH 43082
Mailing Address: 460 POLARIS PARKWAY, MAIL CODE:(OH1-1235), WESTERVILLE, OH 43082

JRL CAPITAL CORPORATION
20371 IRVINE AVE, SUITE A-140, NEWPORT BEACH, CA 92660

JRM SECURITIES
1103 POWELL AVENUE, ERIE, PA 16505

JSI TRANSACTION ADVISORS, LLC
7852 WALKER DRIVE, STE. 200, GREENBELT, MD 20770

JSL SECURITIES, INC.
300 WEST 10TH STREET, WEST POINT, GA 31833
Mailing Address: P.O. BOX 70, WEST POINT, GA 31833

JSVC, LLC
729 ELEPAIO STREET, HONOLULU, HI 96816-4709

JUDGE & ASSOCIATES, INC.
495 BELL DRIVE, DES PLAINES, IL 60016

Last updated: 7/15/15