Firms We Regulate - L

L&M FINANCIAL SERVICES
5510 PEARL RD, LOWER LEVEL #98, PARMA, OH 44129
Mailing Address: 5510 PEARL RD., LOWER LEVEL #98, PARMA, OH 44129

L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

L.J. HART AND COMPANY
16401 SWINGLEY RIDGE ROAD - SUITE 210, ST. LOUIS, MO 63017

L.M. KOHN & COMPANY
10151 CARVER RD., SUITE 100, CINCINNATI, OH 45242

L.O. THOMAS & CO. INC.
LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221
Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221

LA HONDA ADVISORS LLC
855 EL CAMINO REAL, BLDG 4, SUITE 272, PALO ALTO, CA 94301
Mailing Address: 83 MARYMONT AVE., ATHERTON, CA 94301

LABRUNERIE FINANCIAL SERVICES, INC.
601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203
Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B``, COLUMBIA, MO 65203

LADDER CAPITAL SECURITIES LLC
345 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10154

LADENBURG THALMANN & CO. INC.
570 LEXINGTON AVE, 11TH FLOOR, NEW YORK, NY 10022

LAFAYETTE INVESTMENTS, INC.
7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814

LAFISE SECURITIES CORPORATION
200 S. BISCAYNE BLVD, SUITE 3550, MIAMI, FL 33131

LAIDLAW & COMPANY (UK) LTD.
41 DOVER STREET, LONDON, W1S 4NS ENGLAND
Mailing Address: 546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

LAKE CHAMPLAIN BROKERAGE SERVICES LLC
130 WEST 42ND STREET, 15TH FLOOR, NEW YORK, NY 10036

LAKE STREET CAPITAL MARKETS, LLC
225 SOUTH SIXTH STREET, SUITE 2050, MINNEAPOLIS, MN 55402

LAKERIDGE CAPITAL INC.
55 UNIVERSITY AVENUE, MEZZANINE LEVEL, SUITE M002, TORONTO, ONTARIO, M5J 2H7 CANADA
Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022

LAM SECURITIES INVESTMENTS, INC.
2099 LAKE STREET, SAN FRANCISCO, CA 94121

LAMON & STERN, INC.
1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339

LAMPERT CAPITAL MARKETS INC.
477 MADISON AVE, SUITE 230, NY, NY 10022

LAMPOST CAPITAL, L.C.
7777 W. GLADES ROAD, SUITE 213, BOCA RATON, FL 33434

LANCASTER POLLARD & CO., LLC
65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215

LANDAAS & COMPANY
411 E. WISCONSIN AVE, MILWAUKEE, WI 53202

LANDOLT SECURITIES, INC.
701 OREGON STREET, OSHKOSH, WI 54902
Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703

LANGDON P. COOK GOVERNMENT SECURITIES, LLC
100 PARK AVENUE, 22ND FLOOR, NEW YORK, NY 10017-5516

LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

LARA, MAY & ASSOCIATES, LLC
7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA 22043

LARADORBECKER SECURITIES CORPORATION
32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382

LARIMER CAPITAL CORPORATION
1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

LARKSPUR CAPITAL CORPORATION
708 THIRD AVENUE, SUITE 1005, NEW YORK, NY 10017

LARRAINVIAL SECURITIES US LLC
EL BOSQUE NORTE 0177, LAS CONDES SANTIAGO, 0177 CHILE

LARSON FINANCIAL SECURITIES, LLC
1015 CORPORATE SQUARE DR., SUITE 300, ST. LOUIS, MO 63132

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
200 EAST RANDOLPH DRIVE, CHICAGO, IL 60601

LASALLE ST SECURITIES, L.L.C.
940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131

LATAM SECURITIES LLC
150 CENTRAL PARK SOUTH, 2ND FLOOR, NEW YORK, NY 10019

LAUREL HILL SECURITIES LLC
2 ROBBINS LANE, SUITE 201, JERICHO, NY 11753

LAVAFLOW, INC.
388 GREENWICH STREET, 29TH FLOOR, NEW YORK, NY 10013

LAVECCHIA CAPITAL LLC
444 MANSFIELD AVENUE, DARIEN, CT 06820

LAWSON FINANCIAL CORPORATION
3352 E. CAMELBACK RD, PHOENIX, AZ 85018
Mailing Address: 3352 E CAMELBACK RD, PHOENIX, AZ 85018

LAZARD ASSET MANAGEMENT SECURITIES LLC
30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112

LAZARD FRERES & CO. LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD MIDDLE MARKET LLC
225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402
Mailing Address: 225 SOUTH SIXTH STREET, 46TH FLOOR, MINNEAPOLIS, MN 55402

LBC CAPITAL PARTNERS LLC
700 13TH STREET, NW. STE 925, WASHINGTON, DC 20005

LBMZ SECURITIES, INC.
10 S RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

LCG CAPITAL ADVISORS, LLC
201 EAST KENNEDY BLVD, SUITE 325, TAMPA, FL 33602

LCS SECURITIES, LLC
595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

LCT CAPITAL, LLC
80 PASCAL LN, AUSTIN, TX 78746

LEADER CAPITAL CORP.
919 NE 19TH AVE,, SUITE 200, PORTLAND, OR 97232
Mailing Address: 919 NE 19TH AVE., SUITE 200, PORTLAND, OR 97232

LEBENTHAL & CO., LLC
230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10175

LEC INVESTMENT CORP.
505 20TH STREET NORTH, SUITE 1150, BIRMINGHAM, AL 35203

LEE FINANCIAL SECURITIES, INC.
3113 OLU STREET, HONOLULU, HI 96816

LEERINK PARTNERS LLC
1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110
Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110

LEGACY ASSET SECURITIES, INC.
3411 RICHMOND AVENUE STE 750, HOUSTON, TX 77046

LEGACY CAPITAL FUND, INC.
433 METAIRIE RD STE 405, METAIRIE, LA 70005

LEGEND EQUITIES CORPORATION
4600 EAST PARK DRIVE, SUITE 300, PALM BEACH GARDENS, FL 33410

LEGEND SECURITIES, INC.
45 BROADWAY, 32ND FLOOR, NEW YORK, NY 10006

LEGG MASON INVESTOR SERVICES, LLC
100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202

LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660

LEK SECURITIES CORPORATION
1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006

LEMLEY, YARLING & CO.
15624 LEMLEY DRIVE, SOLDIERS GROVE, WI 54655

LENOX FINANCIAL SERVICES, INC.
322 ALANA DRIVE, NEW LENOX, IL 60451

LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

LEUMI INVESTMENT SERVICES INC.
562-564 FIFTH AVENUE, NEW YORK, NY 10036

LEVEL ATS
101 FEDERAL STREET, SUITE 1010, BOSTON, MA 02110

LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017

LEWIS FINANCIAL GROUP, L.C.
8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660

LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101

LEXBRIDGE INTERNATIONAL
40 MALL ROAD, SUITE 206, BURLINGTON, MA 01803

LEXINGTON INVESTMENT COMPANY, INC.
2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504

LEXINGTON PARK CAPITAL MARKETS, LLC
4700 MILLENIA BLVD, STE 1075, ORLANDO, FL 32839

LIATI CAPITAL, LLC
14 WALL STREET 20TH FLOOR, NEW YORK, NY 10005

LIBERTY ASSOCIATES, INC.
501 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017
Mailing Address: 501 FIFTH AVEUE, 15TH FLOOR, NEW YORK, NY 10017

LIBERTY CAPITAL INVESTMENT CORPORATION
1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201

LIBERTY GLOBAL PARTNERS
131 WINDSOR ROAD, WABAN, MA 02468
Mailing Address: 225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110

LIBERTY GROUP, LLC
411 30TH ST, STE 314, OAKLAND, CA 94609

LIBERTY INVESTMENT COUNSEL, LTD.
700 PILGRIM PARKWAY  SUITE 300, ELM GROVE, WI 53122-2063
Mailing Address: 700 PILGRIM PARKWAY SUITE 300, ELM GROVE, WI 53122-2063

LIBERTY PARTNERS FINANCIAL SERVICES, LLC
5060 CALIFORNIA AVENUE, SUITE 620, BAKERSFIELD, CA 93309

LIBERTY TREE ADVISORS, LLC
24 LIBERTY STREET, ACTON, MA 01720

LIBERUM
441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017
Mailing Address: 441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017

LIBUCKI & CO., LLC
1900 MARKET STREET SUITE 627A, SUITE 627A, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 627A, PHILADELPHIA, PA 19103

LICCAR SECURITIES & CUSTODIAL SERVICES, LLC
231 S. LASALLE STREET SUITE 650, CHICAGO, IL 60604

LIEBLONG & ASSOCIATES, INC.
10825 FINANCIAL CTR PKWY, SUITE 100, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221

LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623

LIFESCI CAPITAL
250 WEST 55TH STREET, SUITE 16B, NEW YORK, NY 10019

LIGHT HORSE MARKET SOLUTIONS INC
25 BROADWAY, 9TH FLOOR, NEW YORK, NY 10004

LIGHTHOUSE CAPITAL GROUP, LLC
251 S. LAKE AVE., SUITE 520, PASADENA, CA 91101
Mailing Address: 251 S. LAKE AVE., SUITE 520, PASADENA, CA 91101

LIGHTPATH CAPITAL, INC
1453 THIRD STREET PROMENADE, SUTIE 315, LOS ANGELES, CA 90401
Mailing Address: 1453 THIRD STREET PROMENADE, SUITE 315, LOS ANGELES, CA 90401

LIGHTSPEED TRADING, LLC
1001 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10018

LIME BROKERAGE LLC
625 BROADWAY, 12TH FLOOR, NEW YORK, NY 10012

LINCOLN DOUGLAS INVESTMENTS, LLC
135 S. MAIN STREET, MT. VERNON, OH 43050-3323
Mailing Address: 135 S. MAIN STREET, MT. VERNON, OH 43050-3323

LINCOLN FINANCIAL ADVISORS CORPORATION
1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

LINCOLN FINANCIAL DISTRIBUTORS, INC.
130 N RADNOR-CHESTER RD, RADNOR, PA 19087
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103

LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
1300 S. CLINTON STREET, SUITE 7C-01, FORT WAYNE, IN 46802

LINCOLN FINANCIAL SECURITIES CORPORATION
ONE GRANITE PLACE, CONCORD, NH 03301-3258
Mailing Address: P.O. BOX 2005, CONCORD, NH 03302

LINCOLN INTERNATIONAL L.L.C.
500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661

LINCOLN INVESTMENT
FORST PAVILION, 218 GLENSIDE AVENUE, WYNCOTE, PA 19095-1595

LION STREET FINANCIAL, LLC
515 CONGRESS AVE, SUITE 2500, AUSTIN, TX 78701

LIONTREE ADVISORS LLC
660 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10065

LIORA PARTNERS
1266 MAJESTIC DRIVE, PAGOSA SPRINGS, CO 81147

LIQUID CAPITAL SECURITIES, LLC
71 SOUTH WACKER DRIVE, SUITE 2300, CHICAGO, IL 60606

LIQUID PRIME SERVICES, INC.
800 THIRD AVE, 37TH FLOOR, NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE, 39TH FLOOR, NEW YORK, NY 10022

LIQUIDITY FINANCE LP
ONE STATION PLACE,, 5TH FLOOR, STAMFORD, CT 06902

LIQUIDNET, INC.
498 7TH AVENUE, 15TH FLOOR, NEW YORK, NY 10018

LIVERMORE TRADING GROUP, INC.
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

LIVEVOL SECURITIES, INC.
220 MONTGOMERY ST, SUITE 360, SAN FRANCISCO, CA 94104

LIVINGSTON MONROE CAPITAL GROUP INC.
5550 GLADES ROAD, SUITE 305-1, BOCA RATON, FL 33431

LIVINGSTON SECURITIES, LLC
825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519

LLOYDS SECURITIES
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

LM + CO. CAPITAL
220 WEST 42ND STREET, 9TH FLOOR, NEW YORK, NY 10036

LMV CAPITAL CORP.
475 PARK AVENUE SOUTH, 25TH FLOOR, NEW YORK, NY 10016-6922

LOCALSTAKE MARKETPLACE LLC
212 WEST 10TH STREET, SUITE A480, INDIANAPOLIS, IN 46202

LOCKEBRIDGE PARTNERS, INC
12 WALTHAM STREET, LEXINGTON, MA 02420

LOCKTON FINANCIAL ADVISORS, LLC
444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112

LOCORR DISTRIBUTORS, LLC
261 SCHOOL AVENUE, 4TH FLOOR, EXCELSIOR, MN 55331

LOCUST WALK SECURITIES, LLC
300 TECHNOLOGY SQUARE, 8TH FLOOR, CAMBRIDGE, MA 02139
Mailing Address: LOCUST WALK PARTNERS LLC, 300 TECHNOLOGY SQUARE, 8TH FL, CAMBRIDGE, MA 02139

LODESTAR SECURITIES CORP.
216 EAST 49TH ST., STE 4F, NEW YORK, NY 10017

LOEB PARTNERS CORPORATION
125 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10004

LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED
148 YORKVILLE AVENUE, TORONTO, ONTARIO, M5R 1C2 CANADA

LOMBARD ODIER TRANSATLANTIC, LIMITED PARTNERSHIP
1000 SHERBROOKE STREET WEST, SUITE 2200, MONTREAL, H3A 3R7 CANADA
Mailing Address: 1000 SHERBROOKE ST WEST-STE 2200, MONTREAL, H3A 3R7 CANADA

LOMBARD SECURITIES INCORPORATED
1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231

LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

LONGBOW SECURITIES, LLC
6000 LOMBARDO CENTER, #500, INDEPENDENCE, OH 44131

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050

LOOMIS SAYLES DISTRIBUTORS, L.P.
ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620

LOOP CAPITAL MARKETS LLC
111 WEST JACKSON BOULEVARD, SUITE 1901, CHICAGO, IL 60604

LORD ABBETT DISTRIBUTOR LLC
90 HUDSON STREET, JERSEY CITY, NJ 07302-3973

LORIA FINANCIAL GROUP, LLC
7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527

LORING WARD SECURITIES INC.
10 ALMADEN BLVD., 15TH FLOOR, SAN JOSE, CA 95113

LOUIS CAPITAL MARKETS, LP
445 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE, 16 FLOOR, NEW YORK, NY 10022

LOWELL & COMPANY, INC.
4021 84TH ST, SUITE 100, LUBBOCK, TX 79423

LOYAL3 SECURITIES INC.
109 MERRIMACK STREET, HAVERHILL, MA 01830
Mailing Address: 150 CALIFORNIA STREET, 4TH FLOOR, SAN FRANCISCO, CA 94111

LPL FINANCIAL LLC
75 STATE STREET, 24TH FLOOR, BOSTON, MA 02109

LPS PARTNERS INC.
150 EAST 52ND STREET, SUITE 5001, NEW YORK, NY 10022

LTC INVESTMENT SERVICES, INC.
1675 BROADWAY, SUITE 500, DENVER, CO 80202-3323

LUCIA SECURITIES, LLC
13520 EVENING CREEK DRIVE NORTH, SUITE 300 A, SAN DIEGO, CA 92128
Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300 A, SAN DIEGO, CA 92128

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
4005 GUADALUPE STREET, AUSTIN, TX 78751

LUMA SECURITIES LLC
101 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10003

LUMINEX TRADING & ANALYTICS LLC
200 SEAPORT BLVD, BOSTON, MA 02110

LUMOS PARTNERS, LLC
1399 YGNACIO VALLEY ROAD, SUITE 210-A, WALNUT CREEK, CA 94598

LWBJ INVESTMENT SERVICES, LLC
4200 UNIVERSITY AVENUE SUITE 410, WEST DES MOINES, IA 50266-5945

LWPARTNERS CAPITAL GROUP LLC
600 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

LXM GROUP
134 EAST 40TH STREET, NYC, NY 10016
Mailing Address: 134 EAST 40TH STREET, NYC, NY 10013

LYNCH & ASSOCIATES
535 BOYLSTON ST., FLOOR T2, BOSTON, MA 02116
Mailing Address: 535 BOYLSTON ST., SUITE T2, BOSTON, MA 02116

LYNX CAPITAL, LLC
55 PARSON BROWN CT., MORAGA, CA 94556

LYSTER WATSON SECURITIES, INC.
888 SEVENTH AVENUE, 34TH FLOOR, NEW YORK CITY, NY 10019