Firms We Regulate - M

M B FINANCIAL SERVICES
1487-17 FARMINGTON AVE., FARMINGTON, CT 06032
Mailing Address: P.O. BOX 963, AVON, CT 06001-0963

M BARC INVESTMENT GROUP, INC.
8875 HIDDEN RIVER PARKWAY, SUITE 300, TAMPA, FL 33637

M FINANCIAL SECURITIES MARKETING, INC.
1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209

M HOLDINGS SECURITIES, INC.
1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209
Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207

M&A CAPITAL, LLC
32129 LINDERO CANYON ROAD, SUITE 204, WESTLAKE VILLAGE, CA 91361

M&A SECURITIES GROUP, INC.
4151 N. MULBERRY DRIVE, SUITE 252, KANSAS CITY, MO 64116

M&T SECURITIES, INC.
285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202

M. AMARICO, INC.
96 LIMEKILN ROAD, WEST REDDING, CT 06896

M. E. ALLISON & CO., INC.
950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831

M. GRIFFITH INVESTMENT SERVICES, INC.
555 FRENCH ROAD - BUILDING 2, NEW HARTFORD, NY 13413-9900

M. H. LEBLANG, INC.
300 E. 56TH STREET, NEW YORK, NY 10022
Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022

M. RAMSEY KING SECURITIES, INC.
93 TOMLIN CIRCLE, BURR RIDGE, IL 60527

M. S. HOWELLS & CO.
20555 N. PIMA ROAD, SUITE #100, SCOTTSDALE, AZ 85255

M. ZUCKER, INC.
771 W END AVE, NEW YORK, NY 10025

M.D. SASS SECURITIES, L.L.C.
1185 AVENUE OF THE AMERICAS, 18TH FLOOR, NEW YORK, NY 10036-2699
Mailing Address: 1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699

M.E.S.A. SECURITIES, INC.
85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003

M.J. WHITMAN LLC
622 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10017-6715

M.M. DILLON & CO. LLC
ONE SOUND SHORE DRIVE, SUITE 101, GREENWICH, CT 06830

M2O PRIVATE FUND ADVISORS LLC
12 WATER STREET, SUITE 200, WHITE PLAINS, NY 10601

M3 CAPITAL PARTNERS LLC
150 SOUTH WACKER DRIVE, SUITE 3100, CHICAGO, IL 60606

MAA - MENTOR ALTERNATIVE ADVISORS LLC
500 WEST PUTNAM AVE., STE 400, GREENWICH, CT 06830

MACGREGOR GLOBAL INVESTMENTS, LLC
980 N. MICHIGAN AVE., SUITE 1350, CHICAGO, IL 60611

MACK INVESTMENT SECURITIES, INC.
211 WAUKEGAN RD., SUITE 300, NORTHFIELD, IL 60093

MACKIE RESEARCH USA INC.
199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA

MACQUARIE CAPITAL (USA) INC.
125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O.BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA
Mailing Address: BROOKFIELD PLACE, 181 BAY STREET, SUITE 3100, P.O. BOX 830, TORONTO, ONTARIO, M5J 2T3 CANADA

MACRO RISK ADVISORS LLC
708 3RD AVENUE, 24TH FLOOR, NEW YORK, NY 10017

MADEIRA PARTNERS, LLC
2501 WAYZATA BLVD., MINNEAPOLIS, MN 55405

MADISON AVENUE SECURITIES, LLC
15050 AVENUE OF SCIENCE, SUITE 150, SAN DIEGO, CA 92128

MADISON CAPITAL MARKETS, LLC
689 FIFTH AVENUE 14TH FLOOR, NEW YORK CITY, NY 10022

MADISON PARK GROUP LLC
183 MADISON AVENUE, SUITE 806, NEW YORK, NY 10016

MAFG RIA SERVICES, INC.
102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054

MAGNER SECURITIES, LLC
3414 PEACHTREE ROAD, NE, SUITE 105, ATLANTA, GA 30326

MAIA SECURITIES, INC.
18958 DAISETTA ST. SUITE 305, ROWLAND HEIGHTS, CA 91748

MAINE SECURITIES CORPORATION
15 MONUMENT SQUARE, PORTLAND, ME 04101

MAINFIRST SECURITIES US INC.
SPEICHERSTRASSE 57, FRANKFURT AM MAIN, 60327 GERMANY

MAINLINE WEST MUNICIPAL SECURITIES LLC
700 SEVENTEENTH ST., SUITE 1500, DENVER, CO 80202

MAINSAIL GROUP LLC
350 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017

MAINSPRING CAPITAL MANAGEMENT, LLC
600 S. LAKE AVE., SUITE 401, PASADENA, CA 91106

MAINSTREET CAPITAL PARTNERS
21 FAULKNER DRIVE, WESTFIELD, NJ 07090

MAITLAND SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

MALLORY CAPITAL GROUP, LLC
62 DEEPWOOD ROAD, STE. 204, DARIEN, CT 06820

MAN INVESTMENTS INC.
HSBC TOWER, 452 5TH AVENUE, 27TH FLOOR, NEW YORK, NY 10018

MANAGED ACCOUNT SERVICES, LLC
2 COUNTRY VIEW ROAD, SUTE 130, MALVERN, PA 19355

MANN MANN JENSEN PARTNERS LP
400 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

MANNING & NAPIER INVESTOR SERVICES, INC.
290 WOODCLIFF DRIVE, FAIRPORT, NY 14450

MANOR PARK SECURITIES LLC
125 PARK AVENUE, 25TH FLOOR, NEW YORK, NY 10017
Mailing Address: 17 MAYHEW AVE, LARCHMONT, NY 10538

MANOR PRIVATE CAPITAL, LLC
10 LARCHMONT AVENUE, LARCHMONT, NY 10538-4235

MAPLE SECURITIES U.S.A. INC.
525 WASHINGTON BLVD, 14TH FLOOR, JERSEY CITY, NJ 07310

MAPLEWOOD INVESTMENT ADVISORS, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 715, DALLAS, TX 75231

MARATHON CAPITAL MARKETS, LLC
2801 LAKESIDE DRIVE, SUITE 210, BANNOCKBURN, IL 60015
Mailing Address: 2801 LAKESIDE DRIVE, BANNOCKBURN, IL 60015

MARATHON FINANCIAL GROUP LLC
311 WEST SUPERIOR STREET, SUITE 217, CHICAGO, IL 60654

MARC J. LANE & COMPANY
180 N. LASALLE STREET, SUITE 2100, CHICAGO, IL 60601-2701

MARCH CAPITAL CORP.
2 N LASALLE ST STE 2300, CHICAGO, IL 60602-3975

MARCO POLO SECURITIES INC.
30 VESEY STREET, 14TH FLOOR, NEW YORK, NY 10007

MARIANA CAPITAL USA, LLC
101 CALIFORNIA STREET, SUITE 4100, SAN FRANCISCO, CA 94111
Mailing Address: 101 CALIFORNIA STREET, SUIRE 4100, SAN FRANCISCO, CA 94111

MARINER GROUP CAPITAL MARKETS, INC.
500 MAMARONECK AVENUE, 1ST FLOOR, HARRISON, NY 10528

MARINER INVESTMENT GROUP
9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024

MARIVA CAPITAL MARKETS, LLC
1110 BRICKELL AVE, SUITE 302, MIAMI, FL 33131

MARK J. MULLER EQUITIES, INC.
18 CAYUGA ROAD, SCARSDALE, NY 10583

MARKETAXESS CORPORATION
299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171

MARKS BAUGHAN SECURITIES LLC
1100 EAST HECTOR STREET, SUITE 323, CONSHOHOCKEN, PA 19428-2357

MARLIN & ASSOCIATES SECURITIES LLC
600 LEXINGTON, 36TH FLOOR, NEW YORK, NY 10022

MARRIOTT SECURITIES, LLC
THREE JAMES CENTER, 1051 EAST CARY STREET, SUITE 1430, RICHMOND, VA 23219

MARSCO INVESTMENT CORPORATION
101 EISENHOWER PARKWAY, ROSELAND, NJ 07068

MARSHBERRY CAPITAL, INC.
28601 CHAGRIN BOULEVARD, SUITE 400, WOODMERE, OH 44122

MARTEL CAPITAL, LLC
6008 77TH PLACE, 2ND FLOOR, MIDDLE VILLAGE, NY 11379

MARTIN NELSON & CO., INC.
1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031

MARTIN WOLF
2033 NORTH MAIN STREET, SUITE 1050, WALNUT CREEK, CA 94596

MARTINEZ-AYME SECURITIES
9495 SUNSET DRIVE, SUITE B275, MIAMI, FL 33173

MARTINSON & COMPANY, LTD.
140 BARRY AVENUE NORTH, WAYZATA, MN 55391

MARV CAPITAL INC.
450 7TH AVENUE, SUITE 601, NEW YORK, NY 10123

MARWOOD GROUP
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

MARWOOD GROUP RESEARCH
733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017

MASON CAPITAL GROUP, LLC
110 EAST 59TH STREET, NEW YORK, NY 10022

MASON SECURITIES, INC.
11130 SUNRISE VALLEY DRIVE, SUITE 200, RESTON, VA 20191-5321

MATRIX 360 DISTRIBUTORS, LLC
4520 MAIN STREET, SUITE 1425, KANSAS CITY, MO 64111
Mailing Address: 4520 MAIN STREET, SUITE 1425, KANSAS CITY, MO 10954

MATRIX CAPITAL GROUP, INC.
419 LAFAYETTE STREET, NEW YORK, NY 10003

MATRIX PRIVATE EQUITIES, INC.
1021 EAST CARY STREET, SUITE 1150, RICHMOND, VA 23219

MAVERICKS CAPITAL SECURITIES
600 HANSEN WAY, SUITE 200, PALO ALTO, CA 94304
Mailing Address: 600 HANSEN WAY, SUITE 200, PALO ALTO, CA 94304

MAXIM GROUP LLC
405 LEXINGTON AVENUE, NEW YORK, NY 10174

MAXWELL SIMON, INC.
708 SOUTH 3RD STREET, SUITE 400E, MINNEAPOLIS, MN 55415

MAY CAPITAL GROUP, L.L.C.
250 WEST 57TH STRET, SUITE 2322, NEW YORK, NY 10107
Mailing Address: 250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

MAYBANK KIM ENG SECURITIES USA INC.
777 THIRD AVENUE 21ST FLOOR, NEW YORK, NY 10017-1376

MAYHILL AGENCY, LLC
17 PARK MEADOW LANE, WEST LONG BRANCH, NJ 07764

MAZZONE & ASSOCIATES, INC.
75 FOURTEENTH ST., NE, SUITE 2800, OFFICE TOWER AT FOUR SEASONS, ATLANTA, GA 30309

MB TRADING
1926 EAST MAPLE AVENUE, EL SEGUNDO, CA 90245

MBS CAPITAL MARKETS, LLC
4890 W. KENNEDY BLVD., SUITE 288, TAMPA, FL 33609

MBS SOURCE ETRADING, INC.
9725 SE 36TH STREET, SUITE 410, MERCER ISLAND, WA 98040

MBSC SECURITIES CORPORATION
200 PARK AVENUE, NEW YORK, NY 10166
Mailing Address: 200 PARK AVENUE, 7TH FLOOR, NEW YORK, NY 10166

MC ASSET MANAGEMENT AMERICAS, LTD.
6 LANDMARK SQUARE, 6TH FLOOR, STAMFORD, CT 06901

MC CAPITAL MARKETS, LLC
190 S. LASALLE STREET, SUITE 3250, CHICAGO, IL 60603-3547

MCCAFFERTY & COMPANY, LLC
2029 CENTURY PARK EAST, SUITE 1140, LOS ANGELES, CA 90067

MCCAULEY SECURITIES, LTD.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

MCCLURG CAPITAL CORPORATION
950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903
Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903

MCCOURTNEY-BRECKENRIDGE & COMPANY
10097 MANCHESTER ROAD, STE. 101, ST. LOUIS, MO 63122
Mailing Address: 10097 MANCHESTER ROAD, STE 101, ST. LOUIS, MO 63122

MCCRACKEN ADVISORY PARTNERS CORPORATION
5041 PARK TERRACE, 2ND FLOOR, MINNEAPOLIS, MN 55436

MCDERMOTT INVESTMENT SERVICES, LLC
26 WEST BROAD STREET, BETHLEHEM, PA 18018
Mailing Address: P.O. BOX 1889, BETHLEHEM, PA 18016

MCDONALD PARTNERS LLC
959 W. ST. CLAIR AVENUE, 3RD FLOOR, CLEVELAND, OH 44113

MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744

MCG SECURITIES LLC
37 WEST AVE, SUITE 201, WAYNE, PA 19087

MCLAUGHLIN RYDER INVESTMENTS, INC.
1421 PRINCE STREET, SUITE 200, ALEXANDRIA, VA 22314

MCLEAN SECURITIES, LLC
7918 JONES BRANCH DRIVE, SUITE 750, MCLEAN, VA 22102

MCLINEY AND COMPANY
2800 MCGEE TRAFFICWAY, KANSAS CITY, MO 64108

MCM SECURITIES LLC
152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019

MCMILLION SECURITIES, INC.
701 GREEN VALLEY RD SUITE 104, GREENSBORO, NC 27408
Mailing Address: P.O. BOX 21447, GREENSBORO, NC 27420

MCMORGAN & COMPANY CAPITAL ADVISORS LLC
ONE FRONT STREET, SUITE 500, SAN FRANCISCO, CA 94111-5327

MCNALLY FINANCIAL SERVICES CORPORATION
1115 TRANQUIL TRAIL DRIVE, SAN ANTONIO, TX 78232-5185
Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928

MCNAMEE LAWRENCE SECURITIES, LLC
126 NORTH WASHINGTON STREET, UNIT 1, BOSTON, MA 02114

MCS CAPITAL MARKETS LLC
9 WEST 57TH STREET, 41ST FLOOR, NEW YORK, NY 10019

MD GLOBAL PARTNERS, LLC
825 THIRD AVENUE, 2ND FLOOR - SUITE 231, NEW YORK, NY 10022

MDB CAPITAL GROUP LLC
401 WILSHIRE BLVD, SUITE 1020, SANTA MONICA, CA 90401
Mailing Address: 401 WILSHIRE BLVD STE 1020, SANTA MONICA, CA 90401

MDS SECURITIES, LLC
4500 E. CHERRY CREEK DRIVE SOUTH, SUITE 1120, GLENDALE, CO 80246
Mailing Address: 4500 E.CHERRY CREEK DRIVE SOUTH, SUITE 1120, GLENDALE, CO 80246

MEADOWVALE ADVISORS LLC
521 5TH AVENUE, 17TH FLOOR, NEW YORK, NY 10175

MEANS WEALTH MANAGEMENT
802 STILLWATER AVENUE, BANGOR, ME 04401
Mailing Address: 802 STILLWATER AVENUE, BANGOR, ME 04401-3614

MEDALIST SECURITIES INC.
11 S. 12TH STREET, SUITE 401, RICHMOND, VA 23219

MEDIOBANCA SECURITIES USA LLC
565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017

MEESCHAERT CAPITAL MARKETS, INC.
600 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

MEI NEW YORK, INC
115 BROADWAY, SUITE 1303, NEW YORK, NY 10006

MELIO SECURITIES COMPANY, LLC
ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251

MELLIN SECURITIES, INC.
33W469 MARE BARN LANE, WAYNE, IL 60184

MELVILLE ISLAND, LLC
141 WEST JACKSON BLVD., SUITE 1711, CHICAGO, IL 60604

MELVIN SECURITIES, L.L.C.
455 CITYFRONT PLAZA DRIVE, 31ST FLOOR, CHICAGO, IL 60611

MENSURA SECURITIES, LLC
3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305

MENTOR SECURITIES, LLC
200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362

MERCADIEN SECURITIES
3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619

MERCANTIL COMMERCEBANK INVESTMENT SERVICES
220 ALHAMBRA CIRCLE, PH FLOOR, CORAL GABLES, FL 33134

MERCAP SECURITIES, LLC
40 DARBY ROAD, PAOLI, PA 19301

MERCATOR ASSOCIATES, LLC
199 BAY STREET, SUITE 2901, COMMERCE COURT WEST, PO BOX 322, TORONTO, M5L 1G1 CANADA

MERCER ALLIED COMPANY, L.P.
321 BROADWAY, SARATOGA SPRINGS, NY 12866
Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860

MERCOR SECURITIES LLC
425 MAIN STREET APT. 5T, NEW YORK, NY 10044
Mailing Address: FDR STATION PO BOX 55, NEW YORK, NY 10150

MERCURY CAPITAL ADVISORS, LLC
225 LIBERTY STREET, 36TH FLOOR, NEW YORK, NY 10281

MERCURY SECURITIES, LLC
1299 FOURTH STREET, SUITE 200, SAN RAFAEL, CA 94901
Mailing Address: 1299 FOURTH STREET, SUITE 200, SAN RAFAEL, CA 94901

MERGER & ACQUISITION CAPITAL SERVICES, LLC
320 EAST 53RD STREET, NEW YORK, NY 10022

MERIDIAN EQUITY PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

MERIDIAN INVESTMENTS, INC.
1266 FURNACE BROOK PARKWAY, QUINCY, MA 02169

MERIDIEN FINANCIAL GROUP, INC.
10 DORRANCE STREET, SUITE 524, PROVIDENCE, RI 02903

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
ONE BRYANT PARK, 6TH FLOOR, NY1-100-06-01, NEW YORK, NY 10036

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 222 BROADWAY, NY3-222-12-05, NEW YORK, NY 10038

MERRIMAN CAPITAL, INC.
250 MONTGOMERY STREET, 16TH FLOOR, SAN FRANCISCO, CA 94104

MERRION SECURITIES, LLC
210 ELMER STREET, WESTFIELD, NJ 07090

MESIROW FINANCIAL, INC.
353 N. CLARK STREET, CHICAGO, IL 60654

METHUSELAH CAPITAL LLC
800 THIRD AVENUE, 39TH FLOOR, NEW YORK, NY 10022

METLIFE INVESTORS DISTRIBUTION COMPANY
1095 AVENUE OF THE AMERICAS, NEW YORK CITY, NY 10036

METLIFE SECURITIES INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

METRONOME SECURITIES, LLC
200 W. MADISON, SUITE 2260, CHICAGO, IL 60606

METROPOLITAN CAPITAL INVESTMENT BANC, INC.
9 EAST ONTARIO, CHICAGO, IL 60611

METZLER SECURITIES GMBH
UNTERMAINANLAGE 1, FRANKFURT AM MAIN, D-60329 GERMANY

MEYERS ASSOCIATES, L.P.
45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006

MFD DISTRIBUTOR, LLC
550 SCIENCE DRIVE, MADISON, WI 53711

MFR SECURITIES, INC.
675 THIRD AVENUE, SUITE 1129, NEW YORK, NY 10017

MFS FUND DISTRIBUTORS, INC.
111 HUNTINGTON AVENUE, BOSTON, MA 02199

MGI FUNDS DISTRIBUTORS, LLC
899 CASSATT ROAD, 400 BERWYN PARK, BERWYN, PA 19312

MGO SECURITIES CORP.
24400 CHAGRIN BLVD, SUITE 310, BEACHWOOD, OH 44122

MHA FINANCIAL CORP
4 PHEASANT HILL ST., WESTWOOD, MA 02090-0409
Mailing Address: P.O. BOX 409, WESTWOOD, MA 02090-0409

MHT MIDSPAN SECURITIES, LP
2000 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX 75201

MICHIGAN SECURITIES, INC.
21415 CIVIC CENTER DR STE 200, SOUTHFIELD, MI 48076-1901

MICROVENTURE MARKETPLACE INC.
2905 SAN GABRIEL STREET, SUITE 212, AUSTIN, TX 78705
Mailing Address: 12513 UVALDE CREEK DR., AUSTIN, TX 78732

MID ATLANTIC CAPITAL CORPORATION
1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222-6368

MID-ATLANTIC SECURITIES, INC.
4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609

MID-CONTINENT SECURITIES ADVISORS, LTD.
1218 WEBSTER STREET, HOUSTON, TX 77002-8841

MID-MARKET SECURITIES, LLC
24 JAMES ROAD, MOUNT KISCO, NY 10549

MIDAMERICA FINANCIAL SERVICES, INC.
2230 EAST 32ND STREET, SUITE B, JOPLIN, MO 64804

MIDAS SECURITIES GROUP, INC.
11 HANOVER SQUARE, 12TH FLOOR, NEW YORK, NY 10005
Mailing Address: 11 HANOVER SQUARE, NEW YORK, NY 10005

MIDDLE MARKET TRANSACTIONS, INC.
158 WEST PRAIRIE AVENUE, SUITE 108, DECATUR, IL 62523

MIDDLEBURY SECURITIES LLC
1043 SHEEP FARM ROAD, WEYBRIDGE, VT 05753
Mailing Address: 1043 SHEEP FARM RD, WEYBRIDGE, VT 05753

MIDDLEGATE SECURITIES LTD.
8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805

MIDKIFF & STONE CAPITAL GROUP, INC.
5410 LOS ROBLES, CARLSBAD, CA 92008

MIDLAND SECURITIES, LTD
1605 LBJ FREEWAY, SUITE 710, DALLAS, TX 75234

MIDTOWN PARTNERS
380 LEXINGTON AVE, SUITE 3000, NEW YORK, NY 10168

MIDWESTERN SECURITIES TRADING COMPANY, LLC
235 EVERETT STREET, SUITE A, EAST PEORIA, IL 61611
Mailing Address: 235 EVERETT STREET, SUITE A, P.O. BOX 2528, EAST PEORIA, IL 61611

MILESTONE INVESTMENTS, INC.
6331 CARMEL ROAD, CHARLOTTE, NC 28226-8246

MILLCO ADVISORS, LP
1717 PENNSYLVANIA AVE, NW STE 333, WASHINGTON, DC 20006-4614

MILLENNIUM ADVISORS, LLC
14120 BALLANTYNE CORPORATE PLACE, SUITE 520, CHARLOTTE, NC 28277

MILLENNIUM WAVE INVESTMENTS
2900 MCKINNON, SUITE 1708, DALLAS, TX 75201

MILLER BUCKFIRE & CO., LLC
601 LEXINGTON AVE, 22ND FLOOR, NEW YORK, NY 10022

MILLINGTON INVESTMENTS, LLC
222 S. MILL ST., NAPERVILLE, IL 60540

MILLINGTON SECURITIES, INC.
331 NEWMAN SPRINGS ROAD, SUITE 101, RED BANK, NJ 07701

MINISTRY PARTNERS SECURITIES, LLC
915 W. IMPERIAL HIGHWAY, SUITE 120, BREA, CA 92821
Mailing Address: 21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367

MINSHALL & COMPANY INC.
2200 S. UTICA PL. STE 150, TULSA, OK 74114

MINT BROKERS
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

MIP GLOBAL, INC.
METRO PARQUE 7, STREET 1, SUITE 204, GUAYNABO, SAN JUAN, PR 00968

MIRAE ASSET WEALTH MANAGEMENT (USA) INC.
10 WEST 46TH STREET, SUITE 1109, NEW YORK, NY 10036

MIRUS SECURITIES, INC.
200 WHEELER ROAD, 4TH FLOOR (SOUTH), BURLINGTON, MA 01803

MISCHLER FINANCIAL GROUP, INC.
1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625

MIT ASSOCIATES, LLC
SIX LANDMARK SQUARE, 3RD FLOOR, STAMFORD, CT 06901

MITCHELL ENERGY ADVISORS, LLC
7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231

MITCHELL SECURITIES, INC.
213 VICTOR HERBERT RD, PO BOX 31, LAKE PLACID, NY 12946

MITSUBISHI UFJ SECURITIES (USA), INC.
1633 BROADWAY, 29TH FLOOR, NEW YORK, NY 10019-6708

MIZUHO SECURITIES USA INC.
320 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10022

MKG FINANCIAL GROUP, INC.
1500 SW 1ST AVE SUITE 1000, PORTLAND, OR 97201

MKM PARTNERS LLC
300 FIRST STAMFORD PLACE, 4TH FLOOR EAST WING, STAMFORD, CT 06902

MLV & CO. LLC
1301 AVENUE OF THE AMERICAS, 43RD FLOOR, NEW YORK, NY 10019

MMC SECURITIES CORP.
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

MML DISTRIBUTORS, LLC
100 BRIGHT MEADOW BLVD., ENFIELD, CT 06082

MML INVESTORS SERVICES, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MML STRATEGIC DISTRIBUTORS, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MODERN EQUITY SERVICES LLC
225 BREWERS BRIDGE RD., JACKSON, NJ 08527

MOELIS & COMPANY LLC
399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022

MOLECULAR SECURITIES INC.
45 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY 10111

MOLONEY SECURITIES CO., INC.
13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021

MONADNOCK SECURITIES, LP
219 WEST NINTH STREET, # 220, WILMINGTON, DE 19801

MONARCH BAY SECURITIES, LLC
898 N SEPULVEDA BLVD, SUITE 400, EL SEGUNDO, CA 90245

MONARCH CAPITAL GROUP, LLC
500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110

MONERE INVESTMENTS, INC.
135 S. LASALLE STREET, SUITE 4150, CHICAGO, IL 60603

MONEX SECURITIES, INC.
440 LOUISIANA STREET, SUITE 1440, HOUSTON, TX 77002

MONEY CONCEPTS CAPITAL CORP
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418
Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764

MONEY MANAGEMENT ADVISORY, INC.
102 W. STREET RD, FEASTERVILLE, PA 19053

MONITOR CAPITAL LLC
8 SOUNDSHORE DRIVE, GREENWICH, CT 06830

MONNESS CRESPI HARDT & CO., INC.
767 THIRD AVENUE, NEW YORK, NY 10017-2047

MONROE FINANCIAL PARTNERS, INC.
100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606

MONTAGE SECURITIES, LLC
4200 W 115TH STREET, SUITE 100, LEAWOOD, KS 66211

MONTECITO ADVISORS, INC.
2015 STATE STREET, SUITE B, SANTA BARBARA, CA 93105

MONTROSE SECURITIES INTERNATIONAL
3 HARBOR DRIVE, SUITE 117, SAUSALITO, CA 94965

MONUMENT GROUP, INC.
500 BOYLSTON STREET, SUITE 1650, BOSTON, MA 02116
Mailing Address: 500 BOYLSTON STREET, SUITE 1150, BOSTON, MA 02116

MOODY CAPITAL SOLUTIONS, INC
208 SUMMITRAIL LANE, DAWSONVILLE, GA 30534

MOODY SECURITIES, LLC
6363 WOODWAY SUITE 110, HOUSTON, TX 77057

MOORELAND PARTNERS LLC
537 STEAMBOAT ROAD, SUITE 200, GREENWICH, CT 06830

MOORGATE SECURITIES LLC
1 ROCKEFELLER PLAZA, 24TH FLOOR, NEW YORK, NY 10020

MOORS & CABOT, INC.
111 DEVONSHIRE STREET, BOSTON, MA 02109

MORA WM SECURITIES
1450 BRICKELL AVENUE, SUITE 2990, MIAMI, FL 33131

MORETON CAPITAL MARKETS, LLC
101 SO. 200 E. SUITE 300, SALT LAKE CITY, UT 84111
Mailing Address: 101 SO 200 E. SUITE 300, SALT LAKE CITY, UT 84111

MORGAN JOSEPH TRIARTISAN LLC
600 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10020

MORGAN KEEGAN & COMPANY, LLC
50 NORTH FRONT STREET, MEMPHIS, TN 38103-9980
Mailing Address: 880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

MORGAN PARTNERS LLC
275 GROVE STREET, SUITE 2-400, NEWTON, MA 02466
Mailing Address: 9 LANES END, WESTON, MA 02493

MORGAN STANLEY
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Mailing Address: 1300 THAMES STREET, 7TH FLOOR, BALTIMORE, MD 21231

MORGAN STANLEY & CO. LLC
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: 1300 THAMES STREET WHARF, 7TH FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21231

MORGAN STANLEY DISTRIBUTION, INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 1300 THAMES STREET, 7TH FLOOR, BALTIMORE, MD 21231

MORGAN WILSHIRE SECURITIES, INC.
59 HILTON AVE, SUITE 101, GARDEN CITY, NY 11530

MORNINGSIDE SECURITIES, LLC
70 WEST 36TH STREET, SUITE 12A, NEW YORK, NY 10018

MORNINGSTAR INVESTMENT SERVICES, INC.
22 W WASHINGTON ST, CHICAGO, IL 60602-1605

MORPHEUS SECURITIES LLC
75 BROADWAY, SUITE 202, SAN FRANCISCO, CA 94111

MORRIS FINANCIAL, INC.
220 NICE LANE # 108, NEWPORT BEACH, CA 92663
Mailing Address: BOX 1009, NEWPORT BEACH, CA 92659

MORRIS GROUP, INC.
8250 HAVERSTICK, SUITE 250, INDIANAPOLIS, IN 46240

MORTON SEIDEL & COMPANY, INC.
8730 WILSHIRE BLVD. SUITE 530, BEVERLY HILLS, CA 90211-2708

MOSS ADAMS CAPITAL LLC
999 THIRD AVENUE, SUITE 2800, SEATTLE, WA 98104-4019

MOSS ADAMS SECURITIES & INSURANCE LLC
999 THIRD AVE STE 2800, SEATTLE, WA 98104

MOTIF INVESTING, INC.
400 SOUTH EL CAMINO REAL, SUITE 575, SAN MATEO, CA 94402

MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
MOTILAL OSWAL TOWERS, GOKHALE & SAYANI RD., MAHARASHTRA, PRABHADEVI, MUMBAI, 400 025 INDIA

MOUNT YALE SECURITIES, LLC
1125 17TH STREET, # 1400, DENVER, CO 80202
Mailing Address: 8000 NORMAN CENTER DRIVE, SUITE 630, MINNEAPOLIS, MN 55437

MOUNTAIN RIVER SECURITIES, INC.
700 17TH STREET, SUITE LL, DENVER, CO 80202

MOUNTAINVIEW SECURITIES, LLC
999 18TH STREET, SUITE 1001, DENVER, CO 80202

MOWELL FINANCIAL GROUP, INC.
407 EAST SIXTH AVENUE, TALLAHASSEE, FL 32303-6312

MPI SECURITIES, INC.
1000 LENOX DRIVE, LAWRENCE TOWNSHIP, NJ 08648

MSA SECURITIES, LLC
3110 MAIN STREET, SUITE 300, SANTA MONICA, CA 90405

MSC - BD, LLC
5 CENTERPOINTE DRIVE, SUITE 400, LAKE OSWEGO, OR 97035

MTS MARKETS INTERNATIONAL, INC.
14 WALL STREET, SUITE 4G, NEW YORK, NY 10005
Mailing Address: 14 WALL STREET, SUITE 4G, NEW YORK, NY 10005

MTS SECURITIES, LLC
623 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

MUFSON HOWE HUNTER & PARTNERS LLC
1717 ARCH STREET, 39TH FLOOR, PHILADELPHIA, PA 19103

MULTI-BANK SECURITIES, INC.
1000 TOWN CENTER #2300, SOUTHFIELD, MI 48075

MULTIPLE FINANCIAL SERVICES, INC.
15615 ALTON PARKWAY, SUITE 450, IRVINE, CA 92618
Mailing Address: P.O. BOX 7447, CAPISTRANO BEACH, CA 92624-7447

MUNDIAL FINANCIAL GROUP, LLC
15233 VENTURA BLVD, STE 712, SHERMAN OAKS, CA 91403

MUNICIPAL CAPITAL MARKETS GROUP, INC.
4851 LBJ FREEWAY - SUITE 200, DALLAS, TX 75244

MUREX CAPITAL, LLC
2600 DOUGLAS RD., SUITE 1010B, CORAL GABLES, FL 33134

MURIEL SIEBERT & CO., INC.
885 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022

MURRAY SECURITIES, INC.
909 ESE LOOP 323, SUITE 200, TYLER, TX 75701

MUSKET RESEARCH ASSOCIATES INC.
180 BEACON STREET, #17A&B, BOSTON, MA 02116

MUTUAL FUNDS ASSOCIATES INC.
1701 CHILI AVE, ROCHESTER, NY 14624

MUTUAL OF AMERICA LIFE INSURANCE COMPANY
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MUTUAL OF AMERICA SECURITIES LLC
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MUTUAL OF OMAHA INVESTOR SERVICES, INC.
MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020

MUTUAL SECURITIES, INC.
807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012
Mailing Address: P.O. BOX 2864, CAMARILLO, CA 93011

MUTUAL TRUST CO. OF AMERICA SECURITIES
2963 GULF TO BAY BLVD., SUITE #330, CLEARWATER, FL 33759
Mailing Address: 2963 GULF TO BAY BOULEVARD, SUITE #330, CLEARWATER, FL 33759

MUZINICH CAPITAL LLC
450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022

MV SECURITIES GROUP, INC.
1001 MCKINNEY, SUITE 1200, HOUSTON, TX 77002

MVISION PRIVATE EQUITY ADVISERS USA LLC
CONNAUGHT HOUSE, 1 - 3 MOUNT STREET, LONDON, W1K3NB UNITED KINGDOM

MVP AMERICAN SECURITIES
8880 W. SUNSET ROAD, SUITE 232, LAS VEGAS, NV 89148

MVP FINANCIAL, LLC
30 BROAD STREET, SUITE 1450, NEW YORK, NY 10004

MWA FINANCIAL SERVICES INC.
1701 1ST AVENUE, ROCK ISLAND, IL 61201

MYD MARKET, INC
608 5TH AVENUE, SUITE 602, NEW YORK, NY 10020
Mailing Address: 608 5TH AVENUE, SUITE 203, NEW YORK, NY 10020

MYSTIC CAPITAL MARKETS GROUP, LLC
165 MADISON AVENUE, SUITE 402, NEW YORK, NY 10016

MYSTOCKFUND SECURITIES, INC.
13700 US HIGHWAY ONE, SUITE 202E, JUNO BEACH, FL 33408

Last updated: 6/2/15