Broker Dealer Firms We Regulate - O

O'CONNOR & COMPANY SECURITIES INC.
234 EAST 17TH STREET, SUITE 114, COSTA MESA, CA 92627

O'NEIL SECURITIES, INCORPORATED
211 CONGRESS STREET, 5TH FLOOR, SUITE B, BOSTON, MA 02110

O'TOOLE INSURANCE & SECURITIES
14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

OAK GROVE INVESTMENT SERVICES, INC.
207 SOUTH WALNUT STREET, ROCHESTER, IL 62563

OAK HILLS SECURITIES, INC.
121 NE 50TH, OKLAHOMA CITY, OK 73105

OAK TREE SECURITIES, INC.
4049 FIRST STREET, SUITE 129, LIVERMORE, CA 94551-4949

OAKPOINT SOLUTIONS, LLC
100 SOUTH ASHLEY DRIVE, SUITE 1130, TAMPA, FL 33602

OBERON SECURITIES, LLC
1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018

OBERWEIS SECURITIES, INC.
3333 WARRENVILLE ROAD, SUITE 500, LISLE, IL 60532

OBEX SECURITIES LLC
290 OVERLOOK ROAD, NEW ROCHELLE, NY 10804

OBJECTIVE EQUITY, LLC
380 BRETANO WAY, GREENBRAE, CA 94904

OCEAN FINANCIAL SERVICES, LLC
780 NW 42ND AVENUE, SUITE 604, MIAMI, FL 33126

OCEAN PARK SECURITIES, LLC
5200 WEST CENTURY BLVD, SUITE 420, LOS ANGELES, CA 90045

OCEAN TOMO INVESTMENT GROUP, LLC
39 BROADWAY, SUITE 3300, ROOM 6, NEW YORK, NY 10006-3019

OCEANUS SECURITIES, LLC
989 SIXTH AVENUE, 19TH FLOOR, NEW YORK, NY 10018

OCM INVESTMENTS, LLC
333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA 90071

OCP CAPITAL, LLC
100 PARK AVE, 28TH FLOOR, NEW YORK, NY 10017
Mailing Address: 100 PARK AVE, 28TH FLOOR, NEW YORK, NY 10017

OCTAGON CAPITAL GROUP, LLC
45 ESSEX STREET, SUITE 204/205, MILLBURN, NJ 07041-1668

ODDO NEW YORK CORPORATION
150 EAST 52ND STREET, 9TH FLOOR, NEW YORK, NY 10022

ODEON CAPITAL GROUP LLC
750 LEXINGTON AVENUE, 27TH FL., NEW YORK, NY 10022

OFFERBOARD SECURITIES
40 N. TULANE ST., PRINCETON, NJ 08542

OFG FINANCIAL SERVICES, INC.
TOWNSITE PLAZA #2, SUITE # 105, 120 SE 6TH AVENUE, TOPEKA, KS 66603-3515

OHANESIAN / LECOURS, INC.
433 SOUTH MAIN STREET, SUITE 104, WEST HARTFORD, CT 06110-9944

OHIO NATIONAL EQUITIES, INC.
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 237, CINCINNATI, OH 45201-0371

OLD CITY SECURITIES LLC
445 CENTRAL AVENUE, SUITE 328, CEDARHURST, NY 11516

OLD GREENWICH PARTNERS, LLC
1614 PONDEROSA PINE DR. E., JACKSONVILLE, FL 32225
Mailing Address: PO BOX 350046, JACKSONVILLE, FL 32235

OLD MISSION MARKETS LLC
314 W. SUPERIOR, SUITE 200, CHICAGO, IL 60654

OLDEN LANE SECURITIES, LLC
200 FORRESTAL RD, SUITE 3B, PRINCETON, NJ 08540

OLDFIELD CAPITAL GROUP LLC
40 WALL STREET, SUITE 4300, NYC, NY 10005

OLIVETREE FINANCIAL, LLC
2 STAMFORD PLAZA, 281 TRESSER BLVD, SUITE 501, STAMFORD, CT 06901

OLMSTED & MULHALL, INC.
100 WEST CROSSTOWN PARKWAY, KALAMAZOO, MI 49001-2791
Mailing Address: 100 WEST CROSSTOWN PKWY., KALAMAZOO, MI 49001-2791

OLSEN PALMER LLC
2020 K STREET, SUITE 450, WASHINGTON, DC 20006

OLSTEIN CAPITAL MANAGEMENT, L.P.
4 MANHATTANVILLE ROAD, PURCHASE, NY 10577-2119
Mailing Address: 4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OLYMPUS SECURITIES, LLC
170 CHANGEBRIDGE RD., SUITE B1, MONTVILLE, NJ 07045

OMAC BEVERAGE SECURITIES LLC
305 WEST WIEUCA ROAD, NE, ATLANTA, GA 30342

OMEGA SECURITIES, INC.
300 THROCKMORTON, SUITE 1450, FORT WORTH, TX 76102-6996

OMNI FINANCIAL SECURITIES, INC.
1900 POLARIS PARKWAY, SUITE 450, COLUMBUS, OH 43240

OMNICAP, LLC
1325 AVENUE OF THE AMERICAS, 23RD FLOOR, NEW YORK, NY 10019

ONDRA PARTNERS LP
140 EAST 45TH STREET, 41ST FLOOR, NEW YORK, NY 10017

ONE AMHERST PARTNERS, LLC
255 EAST BROWN STREET, SUITE 120, BIRMINGHAM, MI 48009

ONEAMERICA SECURITIES, INC.
433 NORTH CAPITOL AVE, THIRD FLOOR, INDIANAPOLIS, IN 46204-1984
Mailing Address: 433 NORTH CAPITOL AVE, P.O. BOX 1984, INDIANAPOLIS, IN 46204-1984

ONYX PARTNERS, INCORPORATED
3605 S TOWN CENTER DR, STE A, LAS VEGAS, NV 89135

OPENBONDX LLC
925 ARTHUR GODFREY RD., SUITE 103, MIAMI BEACH, FL 33140

OPENING NIGHT CAPITAL, LLC
151 WEST 46TH STREET, 8TH FLOOR, NEW YORK, NY 10036

OPPENHEIMER & CO. INC.
85 BROAD STREET, 22ND,24TH FLOOR, NEW YORK, NY 10004
Mailing Address: 85 BROAD STREET, 22ND FLOOR, NY, NY 10004

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
225 LIBERTY STREET, 11TH FLOOR, NEW YORK, NY 10281-1008

OPTIMA SECURITIES LLC
10 EAST 53RD ST., 29TH FLOOR, NEW YORK, NY 10022

OPTIONSHOUSE
10 S. RIVERSIDE PLAZA, SUITE 500, CHICAGO, IL 60606

OPTIONSXPRESS, INC.
150 SOUTH WACKER DRIVE, 12TH FLOOR, CHICAGO, IL 60606

OPTSECURITIES, LLC
200 S. COLLEGE ST., 16TH FLOOR, CHARLOTTE, NC 28202

OPUS FINANCIAL PARTNERS, LLC
19900 MACARTHUR BLVD. 12TH FLOOR, IRVINE, CA 92612

ORACLE CAPITAL SECURITIES, LLC
1985 E. RIVER ROAD, STE. 111, TUCSON, AZ 85718

ORBIS INVESTMENTS (U.S.), LLC
THREE CANAL PLAZA 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA SUITE 100, PORTLAND, ME 04101

ORCA CAPITAL SECURITIES, LLC
1000 SW BROADWAY, SUITE 1710, PORTLAND, OR 97205-3061

ORCHARD SECURITIES, LLC
401 S. 850 E., SUITE C1, LEHI, UT 84043

ORIENTAL FINANCIAL SERVICES CORP.
997 SAN ROBERTO STREET, ORIENTAL GROUP TOWER 9TH FLOOR, SAN JUAN, PR 00926
Mailing Address: P.O. BOX 195119, SAN JUAN, PR 00919-5119

ORION TRADING, LLC
2431 ALOMA AVENUE, SUITE 225, WINTER PARK, FL 32792

OSCAR GRUSS & SON INCORPORATED
55 EAST 59TH STREET, 15TH FLOOR, NEW YORK, NY 10022

OSHIMA & ASSOCIATES
21 MERCHANTS ROW, 5TH FLOOR, BOSTON, MA 02109

OSPREY PARTNERS LLC
79 MADISON AVE, 2ND FL, NEW YORK, NY 10016
Mailing Address: 50 RIVERSIDE AVENUE, WESTPORT, CT 06880

OTA LLC
ONE MANHATTANVILLE ROAD, PURCHASE, NY 10577

OTC LINK LLC
304 HUDSON STREET, SUITE 2N, NEW YORK, NY 10013

OTCEX, LLC
608 5TH AVENUE, SUITE 602, NEW YORK, NY 10020

OTKRITIE CAPITAL U.S. INC.
750 LEXINGTON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

OTR GLOBAL TRADING LLC
4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OUISA CAPITAL LLC
100 WALL STREET, STE 501, NEW YORK, NY 10005

OUTCOME CAPITAL, LLC
11921 FREEDOM DRIVE STE 730, RESTON, VA 20190

OUTSET GLOBAL TRADING LIMITED
1140 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

OXFORD CAPITAL, LLC
48 WALL STREET, 11TH FLOOR, NEW YORK, NY 10005

Last updated: 9/12/16