Broker Dealer Firms We Regulate - T

T CAPITAL FUNDING, LLC
610 N. WYMORE ROAD, SUITE 120, MAITLAND, FL 32751

T-REX SECURITIES, LLC
214 WEST 29TH STREET, 17TH FLOOR, NEW YORK, NY 10001

T. E. LAIRD SECURITIES, LLC
79 OTIS AVENUE, ST. PAUL, MN 55104

T. ROWE PRICE INVESTMENT SERVICES, INC.
100 E PRATT ST, BALTIMORE, MD 21202

T.R. WINSTON & COMPANY, LLC
376 MAIN STREET, BEDMINSTER, NJ 07921-2613
Mailing Address: P.O. BOX 74, 376 MAIN STREET, BEDMINSTER, NJ 07921

T.S. PHILLIPS INVESTMENTS, INC.
3401 NW 63RD ST. ,STE 500, OKLAHOMA CITY, OK 73116
Mailing Address: 3401 NW 63RD ST. ,STE 500, OKLAHOMA CITY, OK 73116

T3 SECURITIES, INC.
1 STATE STREET PLAZA, 10TH FLOOR/SUITE, NEW YORK, NY 10004
Mailing Address: 1 STATE STREET PLAZA, 10TH FLOOR, NEW YORK, NY 10004

TAG WEALTH MANAGEMENT, LLC
20815 N CAVE CREEK ROAD, PHOENIX, AZ 85024

TAGLICH BROTHERS, INC.
790 NEW YORK AVENUE, SUITE 209, HUNTINGTON, NY 11743

TANDEM SECURITIES, INC.
3706 SW TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609
Mailing Address: 3706 W TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609

TANGENT CAPITAL PARTNERS, LLC
135 E 57TH STREET, 23RD FLOOR, NEW YORK, NY 10022

TAP SECURITIES LLC
152 WEST 57TH STREET, 34TH FLOOR, NEW YORK, NY 10019

TASTYWORKS, INC.
1000 WEST FULTON STREET, SUITE 220, CHICAGO, IL 60607
Mailing Address: 109 WARREN ROAD, MICHIGAN CITY, IN 46360

TAVIRA SECURITIES US LLC
1111 BRICKELL AVENUE, 11TH FLOOR, MIAMI, FL 33131

TAYLOR CAPITAL MANAGEMENT INC.
2230 TOWNE LAKE PKWY, BLDG 800-STE 130, WOODSTOCK, GA 30189

TAYLOR FINANCIAL SERVICES, LLC
1667 K STREET, NW, SUITE 200, WASHINGTON, DC 20006

TAYLOR SECURITIES, INC.
100 WINNERS CIRCLE N, SUITE 400, BRENTWOOD, TN 37027

TC2000 BROKERAGE, INC.
6315 BOATHOUSE RD., STE. 200, WILMINGTON, NC 28403

TCADVISORS NETWORK INC.
7103 SOUTH REVERE PARKWAY, CENTENNIAL, CO 80112-3992

TCC SECURITIES, LLC
135 S. LASALLE STREET, SUITE 2130, CHICAGO, IL 60603

TCFG WEALTH MANAGEMENT, LLC
28202 CABOT ROAD, SUITE 300, LAGUNA NIGUEL, CA 92677

TCG SECURITIES, L.L.C.
1001 PENNSYLVANIA AVE., NW, SUITE 220 SOUTH, WASHINGTON, DC 20004-2505

TCW FUNDS DISTRIBUTORS LLC
865 S. FIGUEROA ST., SUITE 1800, LOS ANGELES, CA 90017

TD AMERITRADE CLEARING, INC.
200 SOUTH 108TH AVENUE, OMAHA, NE 68154

TD AMERITRADE, INC.
200 SOUTH 108TH AVENUE, OMAHA, NE 68154
Mailing Address: 200 SOUTH 108TH AVENUE, OMAHA, NE 68154

TD PRIVATE CLIENT WEALTH LLC
444 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

TD SECURITIES (USA) LLC
31 WEST 52ND STREET, NEW YORK, NY 10019-6101

TEACHERS FINANCIAL INVESTMENT CORPORATION
23441 SOUTH POINTE DRIVE, STE 150, LAGUNA HILLS, CA 92653

TEACHERS PERSONAL INVESTORS SERVICES, INC.
730 THIRD AVENUE, 7TH FLOOR, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BLVD, 2ND FLOOR, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262

TECKMEYER FINANCIAL SERVICES, L.L.C.
11104 JOHN GALT BLVD., OMAHA, NE 68137-2307

TECTONIC SECURITIES, LLC
6900 N. DALLAS PARKWAY, SUITE 500, DALLAS, TX 75024

TELSEY ADVISORY GROUP LLC
535 FIFTH AVE., 12TH FLOOR, NEW YORK, NY 10017

TEMPER OF THE TIMES INVESTOR SERVICES, INC.
111 PLEASANT RIDGE ROAD, HARRISON, NY 10528

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777

TENECA, LLC
5200 WILLSON ROAD, SUITE 203, EDINA, MN 55424

TENEO SECURITIES LLC
601 LEXINGTON AVENUE, 45TH FLOOR, NEW YORK, NY 10022

TENOAKS ENERGY ADVISORS, LLC
PARKWAY OFFICE CENTER NORTH, 14180 N. DALLAS PKWY., STE. 715, DALLAS, TX 75254

TERRA CAPITAL MARKETS LLC
805 THIRD AVENUE, NEW YORK, NY 10022

TERRANOVA CAPITAL EQUITIES, INC
733 THIRD AVENUE, SUITE #1524, NEW YORK, NY 10017
Mailing Address: 733 THIRD AVENUE, SUITE #1524, NEW YORK, NY 10017

TESSERA CAPITAL PARTNERS, LLC
421 PENBROOKE DRIVE, SUITE 12B, PENFIELD, NY 14526

TEXAKOMA FINANCIAL, INC.
5601 GRANITE PARKWAY, SUITE 600, PLANO, TX 75024

TEXAS CORPORATE CAPITAL ADVISORS
100 CRESCENT COURT, SUITE 700, DALLAS, TX 75201

TEXAS E&P PARTNERS, INC.
2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080

TEXAS SECURITIES, INC.
4024 NAZARENE, SUITE B, CARROLLTON, TX 75010

TFG EQUITIES, INC.
6111 BROKEN SOUND PARKWAY, NW, SUITE 150, BOCA RATON, FL 33487
Mailing Address: 6111 BROKEN SOUND PARKWAY, SUITE 150, BOCA RATON, FL 33487

TFS DERIVATIVES LLC
32 OLD SLIP 34TH FLOOR, NEW YORK, NY 10005

TFS SECURITIES, INC.
437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738

TGP SECURITIES, INC.
6 GLENDALE ROAD, SUMMIT, NJ 07901

THALES CAPITAL PARTNERS LLC
540 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10022

THE BAKER GROUP, LP
1601 NW EXPRESSWAY, SUITE 2000, OKLAHOMA CITY, OK 73118-1426

THE BANK STREET GROUP L.L.C.
4 LANDMARK SQUARE, 3RD FL., STAMFORD, CT 06901

THE BENCHMARK COMPANY, LLC
150 E 58TH STREET, 17TH FLOOR, NEW YORK, NY 10155
Mailing Address: 150 E 58TH STREET, 17TH FLOOR, NEW YORK, NY 10155

THE BUCKINGHAM RESEARCH GROUP INCORPORATED
750 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVENUE, NEW YORK, NY 10017

THE CAPITAL GROUP SECURITIES, INC.
1220 PONTIAC AVENUE, STE 301, CRANSTON, RI 02920
Mailing Address: 1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI 02920

THE CARNEY GROUP, INCORPORATED
135 S.E. 5TH AVENUE, SUITE 202, DELRAY BEACH, FL 33483

THE CHAMPION GROUP, INC.
4416 LOCKHILL SELMA RD, SHAVANO PARK, TX 78249

THE COURTNEY GROUP, LLC
610 NEWPORT CENTER DRIVE, SUITE 330, NEWPORT BEACH, CA 92660

THE DARCY GROUP LLC
443 NORTH FRANKLIN ST. STE 230, SYRACUSE, NY 13204

THE ENTERPRISE SECURITIES COMPANY
30301 NORTHWESTERN HIGHWAY, SUITE 200, FARMINGTON HILLS, MI 48334

THE FIG GROUP, LLC
3131 MCKINNEY AVE SUITE 600, DALLAS, TX 75204

THE FINANCIAL ADVANTAGE COMPANY
423 LAZY BLUFF, SAN ANTONIO, TX 78216-1617
Mailing Address: P.O. BOX 160546, SAN ANTONIO, TX 78280-2746

THE FRAZER LANIER COMPANY, INCORPORATED
300 WATER STREET, MONTGOMERY, AL 36103
Mailing Address: P.O. BOX 5190, MONTGOMERY, AL 36103

THE GARBACZ GROUP INC
655 CRAIG ROAD, SUITE 104, ST. LOUIS, MO 63141

THE GLADOWSKY GROUP
18 MANOR ROAD, SMITHTOWN, NY 11787

THE GMS GROUP, LLC
5N REGENT STREET STE 513, LIVINGSTON, NJ 07039-9850

THE HINA GROUP, INC.
ONE EMBARCADERO CENTER, SUITE 500, SAN FRANCISCO, CA 94111
Mailing Address: 27660 CENTRAL DRIVE, LOS ALTOS HILLS, CA 94022

THE HUNTINGTON INVESTMENT COMPANY
41 SOUTH HIGH STREET, 7TH FLOOR, COLUMBUS, OH 43287-6101

THE HUTCHISON COMPANY
1200 BROAD STREET SUITE 205, DURHAM, NC 27705-3573

THE INVESTMENT CENTER, INC.
1420 ROUTE 206 NORTH SUITE 210, BEDMINSTER, NJ 07921
Mailing Address: 1420 ROUTE 206 NORTH, BOX 770, BEDMINSTER, NJ 07921

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
30B VREELAND ROAD, STE 210, FLORHAM PARK, NJ 07932

THE KLEIN GROUP, LLC
640 5TH AVENUE, 12TH FLOOR, NEW YORK, NY 10019
Mailing Address: 640 5TH AVENUE, 12TH FLOOR, NEW YORK, NY 10019

THE LEADERS GROUP, INC.
26 W. DRY CREEK CIRCLE, SUITE 575, LITTLETON, CO 80120-4475

THE LOGAN GROUP SECURITIES
2150 DOUGLAS BLVD. SUITE 240, ROSEVILLE, CA 95661
Mailing Address: P.O. BOX 2059, GRANITE BAY, CA 95746

THE M & A GROUP LLC
900 IDS CENTER, 80 SOUTH 8TH STREET, MINNEAPOLIS, MN 55402

THE NEW PENFACS INC.
371 TURNPIKE RD, SUITE 130, SOUTHBOROUGH, MA 01772

THE O.N. EQUITY SALES COMPANY
10300 ALLIANCE RD., BLUE ASH, OH 45242
Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
701 XENIA AVE. SOUTH, SUITE 100, GOLDEN VALLEY, MN 55416-1089

THE OIL & GAS ASSET CLEARINGHOUSE II, LLC
1235 NORTH LOOP WEST, SUITE 500, HOUSTON, TX 77008
Mailing Address: P.O. BOX 671787, HOUSTON, TX 77267-1787

THE ORR GROUP, LLC
110 SOUTH STRATFORD ROAD, SUITE 402, WINSTON-SALEM, NC 27104

THE ROCKWELL FINANCIAL GROUP, INC.
240 W. OLD COUNTRY ROAD . SUITE 3, HICKSVILLE, NY 11801

THE SECURITIES CENTER, INC.
245 "E" STREET, CHULA VISTA, CA 91910-2942
Mailing Address: 245 E STREET, CHULA VISTA, CA 91910-2942

THE SECURITIES GROUP, LLC
6465 NORTH QUAIL HOLLOW ROAD, SUITE 400, MEMPHIS, TN 38120-1417

THE SILVERFERN GROUP, INC.
599 LEXINGTON AVENUE, 47TH FLOOR, NEW YORK, NY 10022

THE SPARTAN GROUP
16 N. MARENGO, SUITE #307, PASADENA, CA 91101

THE STRATEGIC ALLIANCE CORPORATION
132 NORTH 1ST STREET, ALBERMARLE, NC 28001
Mailing Address: POST OFFICE BOX 1517, ALBEMARLE, NC 28002

THE STRATEGIC FINANCIAL ALLIANCE, INC.
2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345
Mailing Address: 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345

THE STURGES COMPANY
8787 BAY COLONY DRIVE #1002, NAPLES, FL 34108

THE TAVENNER COMPANY
4910 MECHANICSBURG RD., SPRINGFIELD, OH 45502
Mailing Address: P.O. BOX 1368, SPRINGFIELD, OH 45501-1368

THE TIDAL GROUP, INC.
5501 MID CITIES PARKWAY, SUITE 100, SCHERTZ, TX 78154-2413

THE VALENCE GROUP, LLC
90 PARK AVENUE, 27TH FLOOR, NEW YORK, NY 10016

THE VERTICAL GROUP
417 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10016

THE WILLIAMS CAPITAL GROUP, L.P.
650 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10019

THE WINDMILL GROUP, INC.
253 ROUTE 202, SOMERS, NY 10589
Mailing Address: P.O. BOX 295, SOMERS, NY 10589

THE WINNING EDGE FINANCIAL GROUP
75 MADISON AVE., CLIFTON, NJ 07011-2716

THE YALE GROUP, INC.
725 NEWPORT STREET, DENVER, CO 80220

THEMIS TRADING LLC
10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928

THIRD PARTY TRADE LLC
2329 W. MAIN STREET, SUITE 206, LITTLETON, CO 80120

THIRD SEVEN CAPITAL LLC
444 MADISON AVE., SUITE 8500, NEW YORK, NY 10022
Mailing Address: 444 MADISON AVE, SUITE 8500, NEW YORK, NY 10022

THOMAS CAPITAL GROUP, INC.
4221 HARBORVIEW DRIVE, SUITE 200, GIG HARBOR, WA 98332

THOMAS P. REYNOLDS SECURITIES LTD.
25 NEWBRIDGE ROAD, SUITE 205, HICKSVILLE, NY 11801

THOMASLLOYD CAPITAL LLC
427 BEDFORD ROAD, PLEASANTVILLE, NY 10570

THOMPSON DAVIS & CO., INC.
15 SOUTH 5TH STREET, RICHMOND, VA 23219
Mailing Address: PO BOX 1854, RICHMOND, VA 23218

THORNBURG SECURITIES CORPORATION
2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506

THORNHILL SECURITIES, INC.
336 SOUTH CONGRESS AVE. STE. 200, AUSTIN, TX 78704

THORNTON FARISH INC.
3500 EASTERN BLVD, SUITE 210, MONTGOMERY, AL 36116-1781

THOROUGHBRED FINANCIAL SERVICES, LLC
5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027

THRASHER & CHAMBERS, INC.
1001 SE 28TH STREET, SUITE 1, BENTONVILLE, AR 72712-6706

THREADMARK LP
100 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10017

THREADSTONE ADVISORS, LLC
477 MADISON AVE., 24TH FLOOR, NEW YORK, NY 10022

THREE LAKES SECURITIES, LLC
828 JOHN NOLEN DRIVE, MADISON, WI 53713

THREE OCEAN SECURITIES LLC
551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY 10176
Mailing Address: 551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY 10176

THRIVENT DISTRIBUTORS, LLC
625 FOURTH AVENUE SOUTH, MINNEAPOLIS, MN 55415-1665

THRIVENT INVESTMENT MANAGEMENT INC.
625 FOURTH AVENUE SOUTH, MINNEAPOLIS, MN 55415-1665

THS LTD.
9 WEST 8TH STREET, #2, NEW YORK, NY 10011
Mailing Address: 9 WEST 8TH STREET, #2, NEW YORK, NY 10011

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
9000 KEYSTONE CROSSING, SUITE 740, INDIANAPOLIS, IN 46240-2142

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
730 THIRD AVENUE, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

TIER ONE PARTNERS, INC.
2227 DONATO DR., BELLEAIRE BEACH, FL 33786

TIGERRISK CAPITAL MARKETS & ADVISORY
1350 AVENUE OF THE AMERICAS, SUITE 3005, NEW YORK, NY 10019

TIGRESS FINANCIAL PARTNERS, LLC
40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

TIMBER HILL LLC
ONE PICKWICK PLAZA, SUITE 200, GREENWICH, CT 06830

TIME EQUITIES SECURITIES LLC
55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
Mailing Address: 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003

TIMECAPITAL SECURITIES CORPORATION
ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776-3336

TIMOTHY PARTNERS, LTD.
1055 MAITLAND CENTER COMMONS, MAITLAND, FL 32751

TITAN SECURITIES
14801 QUORUM DR, SUITE 260, DALLAS, TX 75254

TITLEIST ASSET MANAGEMENT, LTD.
777 E. SONTERRA BOULEVARD SUITE 330, SAN ANTONIO, TX 78258

TITUS ROCKEFELLER, LLC
181 POST ROAD WEST, WESTPORT, CT 06880

TJM INVESTMENTS, LLC
318 W. ADAMS STREET 9TH FLOOR, CHICAGO, IL 60606

TKG FINANCIAL, LLC
3757 STATE STREET, SUITE 3A, SANTA BARBARA, CA 93105

TLG LENOX, LLC
3384 PEACHTREE ROAD NE, SUITE 300, ATLANTA, GA 30326

TLS FINANCIAL SERVICES, INC.
920 PROVIDENCE RD, SUITE 203, TOWSON, MD 21286-2977

TM CAPITAL CORP.
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

TMC BONDS L.L.C.
850 3RD AVENUE 9TH FLOOR, NEW YORK, NY 10022

TMR BAYHEAD SECURITIES, LLC
75 VASSAR ROAD, POUGHKEEPSIE, NY 12603

TNCP, LLC
9 WEST BROAD STREET, SUITE 510, STAMFORD, CT 06902

TOBIN & COMPANY SECURITIES LLC
112 SOUTH TRYON STREET, SUITE 1760, CHARLOTTE, NC 28284

TOCQUEVILLE SECURITIES L.P.
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019

TOD'S POINT CAPITAL LLC
53 FOREST AVE., 3RD FLOOR, OLD GREENWICH, CT 06870

TONTINE INVESTMENT GROUP, LLC
14 SCOTT AVE., SELDEN, NY 11784

TOP CAPITAL ADVISORS, INC.
3620 KENSLEY DRIVE, INGLEWOOD, CA 90305-2232
Mailing Address: 3620 KENSLEY DRIVE, INGLEWOOD, CA 90305

TOPCAP PARTNERS, INC.
63 MAIN STREET, SUITE 202, SOUTHAMPTON, NY 11968

TOR BROKERAGE LLC
9019 OLD RIVER ROAD, 2ND FLOOR, NORTH BERGEN, NJ 07047

TORA TRADING SERVICES, LLC
1440 CHAPIN AVENUE, SUITE 205, BURLINGAME, CA 94010

TORCH PARTNERS CORPORATE FINANCE INC
33 CAVENDISH SQUARE, LONDON, W1G 0PW UK

TORCH SECURITIES, LLC
4006 AUSTIN MEADOW DRIVE, SUGAR LAND, TX 77479

TORINO CAPITAL LLC
777 THIRD AVENUE, SUITE 23B, NEW YORK, NY 10017

TOUCHSTONE SECURITIES, INC.
303 BROADWAY, SUITE 1100, CINCINNATI, OH 45202

TOURMALINE PARTNERS, LLC
680 WASHINGTON BLVD., 10TH FLOOR, STAMFORD, CT 06901

TOUSSAINT CAPITAL PARTNERS, LLC
13 BROADWAY, SUITE 2, FREEHOLD, NJ 07728

TOWERBROOK FINANCIAL, L.P.
PARK AVENUE TOWER, 65 EAST 55TH STREET, NEW YORK, NY 10022

TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
19001 SOUTH WESTERN AVENUE, NF10, TORRANCE, CA 90501

TPEG SECURITIES, LLC
925 S. KIMBALL AVE. STE. 100, SOUTHLAKE, TX 76092
Mailing Address: 925 S. KIMBALL AVE. STE. 100, SOUTHLAKE, TX 76092

TPG CAPITAL BD, LLC
301 COMMERCE STREET, STE 3300, FORT WORTH, TX 76102

TRADE INFORMATICS LLC
2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577

TRADE MANAGE CAPITAL, INC.
299 MARKET STREET, SADDLE BROOK, NJ 07663

TRADE-PMR INC.
2511 NW 41ST STREET, GAINESVILLE, FL 32606
Mailing Address: P.O. BOX 358230, GAINESVILLE, FL 32635-8230

TRADEKING
888 E. LAS OLAS BLVD, SUITE 300, FORT LAUDERDALE, FL 33301

TRADELINK SECURITIES, LLC
NEW WORLD TOWER, 100 N. BISCAYNE BLVD SUITE 3000, MIAMI, FL 33132

TRADERFIELD SECURITIES INC.
14 WALL STREET, SUITE 8A, NEW YORK, NY 10005

TRADESPOT MARKETS INC.
5400 S UNIVERSITY DRIVE, STE 206 A, DAVIE, FL 33328

TRADESTATION SECURITIES, INC.
8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324
Mailing Address: 8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324

TRADEWEB DIRECT LLC
1177 AVENUE OF THE AMERICAS, FLOOR 32, NEW YORK, NY 10036

TRADEWEB L.L.C
1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

TRADEWORX SECURITIES LLC
10 BROAD STREET, RED BANK, NJ 07701

TRADIER BROKERAGE, INC.
11016 RUSHMORE DR., SUITE 350, CHARLOTTE, NC 28277
Mailing Address: PO BOX 49056, CHARLOTTE, NC 28277

TRADINGBLOCK
311 S. WACKER DR., STE 650, CHICAGO, IL 60606

TRADINGSCREEN BROKERAGE SERVICES LLC
215 PARK AVENUE SOUTH, SUITE 1300, NEW YORK, NY 10003

TRADITION SECURITIES AND DERIVATIVES INC.
255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007
Mailing Address: 255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007

TRANSACT CAPITAL SECURITIES, LLC
7400 BEAUFONT SPRINGS DR., SUITE 105, RICHMOND, VA 23225

TRANSACTIONDRIVERS LLC
1000 MANNING AVENUE, LOS ANGELES, CA 90024

TRANSAM SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

TRANSAMERICA CAPITAL, INC.
1801 CALIFORNIA ST., SUITE 5200, DENVER, CO 80202

TRANSAMERICA FINANCIAL ADVISORS, INC
570 CARILLON PARKWAY, ST. PETERSBURG, FL 33716-1202
Mailing Address: P.O. BOX 9053, CLEARWATER, FL 33758-9053

TRANSAMERICA INVESTORS SECURITIES CORPORATION
440 MAMARONECK AVENUE, HARRISON, NY 10528

TRANSNATIONAL CAPITAL CORP.
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

TRANSPACIFIC GROUP LLC
485 MADISON AVENUE, SUITE 1500, NEW YORK, NY 10022

TRANSWESTERN CAPITAL MARKETS, LLC
155 S. MADISON STREET, SUITE 210, DENVER, CO 80209

TRAVERSI CAPITAL ADVISORS, LLC
1207 VINE STREET, SUITE D, HEALDSBURG, CA 95448
Mailing Address: PO BOX 967, HEALDSBURG, CA 95448

TRC MARKETS LLC
710 JOHNNIE DODDS BLVD., SUITE 300, MT. PLEASANT, SC 29464

TREASURE FINANCIAL CORP.
777 S. CENTRAL EXPRESSWAY, SUITE 101, RICHARDSON, TX 75080

TREASURY BROKERAGE
648 MENLO AVENUE, SUITE 2, MENLO PARK, CA 94025

TREECE FINANCIAL SERVICES CORP.
6800 W. CENTRAL AV. UNIT G., TOLEDO, OH 43617-1112
Mailing Address: 6800 W. CENTRAL AV. UNIT G, TOLEDO, OH 43617-1112

TRESTLE POINT, LLC
3791 SOUTH GALLOWAY, MEMPHIS, TN 38111

TREVOR, COLE, REID, & MONROE, INC.
641 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: 641 LEXIINGTON AVENUE, NEW YORK, NY 10022

TRG ADVISORS, INC.
6500 SHERIDAN DR., STE 110, AMHERST, NY 14221

TRIAD ADVISORS, INC.
5155 PEACHTREE PARKWAY, SUITE 3220, NORCROSS, GA 30092

TRIAD SECURITIES CORP
111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401

TRIAGO
499 PARK AVENUE, SUITE 2001, NEW YORK, NY 10022
Mailing Address: 499 PARK AVE, FL 20, NEW YORK, NY 10022-1231

TRIANGLE SECURITIES, LLC
1301 ANNAPOLIS DRIVE, RALEIGH, NC 27608

TRIBAL CAPITAL MARKETS, LLC
42 BROADWAY, 3RD FLOOR, NEW YORK, NY 10004

TRIDENT PARTNERS LTD.
181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797

TRILOMA SECURITIES, LLC
201 NORTH NEW YORK AVENUE, SUITE 250, WINTER PARK, FL 32789

TRINITY WEALTH SECURITIES, L.L.C.
132 W. WASHINGTON AVE - SUITE 200, ST. LOUIS, MO 63122

TRIPLE A PARTNERS LLC
2032 ARMACOST AVE., LOS ANGELES, CA 90025

TRIPLESHOT
1 CURVE STREET, BEDFORD, MA 01730

TRIPLETREE, LLC
3600 MINNESOTA DRIVE, SUITE 200, EDINA, MN 55435

TRIPOINT GLOBAL EQUITIES, LLC
1450 BROADWAY, 26TH FL, NEW YORK, NY 10018

TRITAURIAN CAPITAL, INCORPORATED
261 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

TRITON PACIFIC CAPITAL, LLC
11900 WEST OLYMPIC BLVD., SUITE 720, LOS ANGELES, CA 90064

TRITON PACIFIC SECURITIES, LLC
6701 CENTER DRIVE WEST, SUITE 1450, LOS ANGELES, CA 90045
Mailing Address: 10800 MIDLOTHIAN TURNPIKE, SUITE 128, RICHMOND, VA 23235

TRITOWER REAL ESTATE CAPITAL, LLC
60 STATE STREET, SUITE 2250, BOSTON, MA 02109

TRIUMPH GLOBAL SECURITIES, LTD.
45 ROCKEFELLER PLAZA, PMB 16, 20TH FLOOR, NEW YORK, NY 10111

TROUT CAPITAL LLC
740 BROADWAY, SUITE 903, NEW YORK, NY 10003

TRUBEE, COLLINS & CO., INC.
1350 ONE M&T PLAZA, FAX # 716-849-0144, BUFFALO, NY 14203-2396
Mailing Address: 1350 ONE M&T PLAZA, BUFFALO, NY 14203-2396

TRUENORTH, INC.
8200 E. 32ND STREET NORTH SUITE 100, WICHITA, KS 67226

TRUMID FINANCIAL LLC
120 BROADWAY, 9TH FL, NEW YORK, NY 10271

TRUMP SECURITIES, LLC
39 BROADWAY, SUITE 3300; RM 10, NEW YORK, NY 10006
Mailing Address: 39 BROADWAY, SUITE 3300; RM10, NEW YORK, NY 10006

TRUSTCORE INVESTMENTS, INC.
5314 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027

TRUSTFIRST
265 BROOKVIEW CENTRE WAY, SUITE 504, KNOXVILLE, TN 37919

TRUSTMONT FINANCIAL GROUP, INC.
SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601
Mailing Address: SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601

TRYCO SECURITIES, INC.
5900 BAYWATER DRIVE # 405, PLANO, TX 75093

TSC DISTRIBUTORS, LLC
10 HIGH STREET, SUITE 701, BOSTON, MA 02110

TSSP BD, LLC
301 COMMERCE STREET, SUITE 3300, FORT WORTH, TX 76102

TTBD, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606

TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC
1111 BAGBY SUITE 5100, HOUSTON, TX 77002

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.
1111 BAGBY, SUITE 4900, HOUSTON, TX 77002
Mailing Address: 1111 BAGBY, SUITE 5000, HOUSTON, TX 77002

TULLETT PREBON FINANCIAL SERVICES LLC
101 HUDSON STREET, JERSEY CITY, NJ 07302

TULLY & HOLLAND, INCORPORATED
20 WILLIAM STREET, SUITE 135, WELLESLEY, MA 02481

TUOHY BROTHERS INVESTMENT RESEARCH, INC.
575 MADISON AVENUE, NEW YORK, NY 10022

TUXEDO CAPITAL PARTNERS, LLC
3600 TUXEDO ROAD NW, ATLANTA, GA 30305

TWENTY-FIRST SECURITIES CORPORATION
780 THIRD AVENUE - 24TH FLOOR, NEW YORK, NY 10017

TWG SECURITIES, INC.
175 W. JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604
Mailing Address: 175 W JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604

TWO SIGMA SECURITIES, LLC
101 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10013
Mailing Address: 101 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10013

TYKHE SECURITIES, LLC
69 MOUNT VERNON STREET, BOSTON, MA 02108

Last updated: 9/12/16