Firms We Regulate - T

T CAPITAL FUNDING, LLC
610 N. WYMORE ROAD, SUITE 120, MAITLAND, FL 32751

T. E. LAIRD SECURITIES, LLC
79 OTIS AVENUE, ST. PAUL, MN 55104

T. ROWE PRICE INVESTMENT SERVICES, INC.
100 E PRATT ST, BALTIMORE, MD 21202

T.R. WINSTON & COMPANY, LLC
376 MAIN STREET, BEDMINSTER, NJ 07921-2613
Mailing Address: P.O. BOX 74, 376 MAIN STREET, BEDMINSTER, NJ 07921

T.S. PHILLIPS INVESTMENTS, INC.
3401 NW 63RD ST. ,STE 500, OKLAHOMA CITY, OK 73116
Mailing Address: 3401 NW 63RD ST. ,STE 500, OKLAHOMA CITY, OK 73116

TAG WEALTH MANAGEMENT, LLC
20815 N CAVE CREEK ROAD, PHOENIX, AZ 85024

TAGLICH BROTHERS, INC.
790 NEW YORK AVENUE, SUITE 209, HUNTINGTON, NY 11743

TALENTED TENTH INVESTMENTS INC.
676 RIVERSIDE DR, NEW YORK, NY 10031-0606
Mailing Address: P.O. BOX 606, HAMILTON GRANGE STATION, NEW YORK, NY 10031-0606

TANDEM SECURITIES, INC.
3706 SW TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609
Mailing Address: 3706 W TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609

TANGENT CAPITAL PARTNERS, LLC
135 E 57TH STREET, 23RD FLOOR, NEW YORK, NY 10022

TAP SECURITIES LLC
152 WEST 57TH STREET, 34TH FLOOR, NEW YORK, NY 10019

TAVIRA SECURITIES US LLC
1111 BRICKELL AVENUE, 11TH FLOOR, MIAMI, FL 33131

TAYLOR CAPITAL MANAGEMENT INC.
2230 TOWNE LAKE PKWY, BLDG 800-STE 130, WOODSTOCK, GA 30189

TAYLOR FINANCIAL SERVICES, LLC
1667 K STREET, NW, SUITE 200, WASHINGTON, DC 20006

TAYLOR SECURITIES, INC.
100 WINNERS CIRCLE N, SUITE 400, BRENTWOOD, TN 37027

TCADVISORS NETWORK INC.
7103 SOUTH REVERE PARKWAY, CENTENNIAL, CO 80112-3992

TCC SECURITIES, LLC
135 S. LASALLE STREET, SUITE 2130, CHICAGO, IL 60603

TCFG WEALTH MANAGEMENT, LLC
28202 CABOT ROAD, SUITE 300, LAGUNA NIGUEL, CA 92677

TCG SECURITIES, L.L.C.
1001 PENNSYLVANIA AVE., NW, SUITE 220 SOUTH, WASHINGTON, DC 20004-2505

TCT SECURITIES & DERIVATIVES, LLC
1111 BRICKELL AVENUE, SUITE 2100, MIAMI, FL 33131

TCW FUNDS DISTRIBUTORS
865 S. FIGUEROA ST., SUITE 1800, LOS ANGELES, CA 90017

TD AMERITRADE CLEARING, INC.
200 SOUTH 108TH AVENUE, OMAHA, NE 68154

TD AMERITRADE, INC.
200 SOUTH 108TH AVENUE, OMAHA, NE 68154
Mailing Address: 200 SOUTH 108TH AVENUE, OMAHA, NE 68154

TD PRIVATE CLIENT WEALTH LLC
444 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

TD SECURITIES (USA) LLC
31 WEST 52ND STREET, NEW YORK, NY 10019-6101

TEACHERS FINANCIAL INVESTMENT CORPORATION
23441 SOUTH POINTE DRIVE, STE 150, LAGUNA HILLS, CA 92653

TEACHERS PERSONAL INVESTORS SERVICES, INC.
730 THIRD AVENUE, 7TH FLOOR, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BLVD, 2ND FLOOR, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262

TECKMEYER FINANCIAL SERVICES, L.L.C.
11104 JOHN GALT BLVD., OMAHA, NE 68137-2307

TELSEY ADVISORY GROUP LLC
535 FIFTH AVE., 12TH FLOOR, NEW YORK, NY 10017

TEMPER OF THE TIMES INVESTOR SERVICES, INC.
111 PLEASANT RIDGE ROAD, HARRISON, NY 10528

TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906
Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777

TENECA, LLC
5200 WILLSON ROAD, SUITE 203, EDINA, MN 55424

TENEO SECURITIES LLC
601 LEXINGTON AVENUE, 45TH FLOOR, NEW YORK, NY 10022

TERRA CAPITAL MARKETS LLC
805 THIRD AVENUE, NEW YORK, NY 10022

TERRANOVA CAPITAL EQUITIES, INC
708 THIRD AVENUE, #210, NEW YORK, NY 10017
Mailing Address: 708 THIRD AVENUE, #210, NEW YORK, NY 10017

TESSERA CAPITAL PARTNERS, LLC
125 SULLY'S TRAIL, SUITE 4B, PITTSFORD, NY 14534
Mailing Address: 125 SULLY'S TRAIL, SUITE 4B, PITTSFORD, NY 14534

TEXAKOMA FINANCIAL, INC.
5601 GRANITE PARKWAY, SUITE 600, PLANO, TX 75024

TEXAS CORPORATE CAPITAL ADVISORS
100 CRESCENT COURT, SUITE 700, DALLAS, TX 75201

TEXAS SECURITIES, INC.
4024 NAZARENE, SUITE B, CARROLLTON, TX 75010

TFA SECURITIES, INC.
400 CONTINENTAL BLVD., SUITE 320, EL SEGUNDO, CA 90245

TFG EQUITIES, INC.
6111 BROKEN SOUND PARKWAY, NW, SUITE 150, BOCA RATON, FL 33487
Mailing Address: 6111 BROKEN SOUND PARKWAY, SUITE 150, BOCA RATON, FL 33487

TFS DERIVATIVES CORPORATION
32 OLD SLIP 34TH FLOOR, NEW YORK, NY 10005

TFS SECURITIES, INC.
437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738

TGP SECURITIES, INC.
6 GLENDALE ROAD, SUMMIT, NJ 07901

THALES CAPITAL PARTNERS LLC
410 PARK AVENUE - SUITE 420, NEW YORK, NY 10022

THE BAKER GROUP, LP
1601 NW EXPRESSWAY, SUITE 2000, OKLAHOMA CITY, OK 73118-1426

THE BANK STREET GROUP L.L.C.
4 LANDMARK SQUARE, 3RD FL., STAMFORD, CT 06901

THE BENCHMARK COMPANY, LLC
40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038
Mailing Address: 40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038

THE BOND HOUSE
6219 NW PINE RIDGE ROAD, PARKVILLE, MO 64152

THE BUCKINGHAM RESEARCH GROUP INCORPORATED
750 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVENUE, NEW YORK, NY 10017

THE CAPITAL GROUP SECURITIES, INC.
1220 PONTIAC AVENUE, STE 301, CRANSTON, RI 02920
Mailing Address: 1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI 02920

THE CARNEY GROUP, INCORPORATED
135 S.E. 5TH AVENUE, SUITE 202, DELRAY BEACH, FL 33483

THE CHAMPION GROUP, INC.
401 E. SONTERRA BLVD, SUITE 215, SAN ANTONIO, TX 78258
Mailing Address: 401 E. SONTERRA BLVD, SUITE #215, SAN ANTONIO, TX 78258

THE COURTNEY GROUP, LLC
500 NEWPORT CENTER DRIVE, SUITE 580, NEWPORT BEACH, CA 92660

THE DARCY GROUP LLC
443 NORTH FRANKLIN ST. STE 230, SYRACUSE, NY 13204

THE ENTERPRISE SECURITIES COMPANY
30301 NORTHWESTERN HIGHWAY, SUITE 200, FARMINGTON HILLS, MI 48334

THE FIG GROUP, LLC
3710 RAWLINS, SUITE 975, DALLAS, TX 75219

THE FINANCIAL ADVANTAGE COMPANY
423 LAZY BLUFF, SAN ANTONIO, TX 78216-1617
Mailing Address: P.O. BOX 160546, SAN ANTONIO, TX 78280-2746

THE FRAZER LANIER COMPANY, INCORPORATED
300 WATER STREET, MONTGOMERY, AL 36103
Mailing Address: P.O. BOX 5190, MONTGOMERY, AL 36103

THE GARBACZ GROUP INC
655 CRAIG ROAD, SUITE 104, ST. LOUIS, MO 63141

THE GMS GROUP, LLC
5N REGENT STREET STE 513, LIVINGSTON, NJ 07039-9850

THE GROWTH GROUP
31 FLINTLOCK LANE, BELL CANYON, CA 91307

THE HINA GROUP, INC.
TWO EMBARCADERO CENTER, SUITE 2310, SAN FRANCISCO, CA 94111

THE HUNTINGTON INVESTMENT COMPANY
41 SOUTH HIGH STREET, 7TH FLOOR, COLUMBUS, OH 43287-6101

THE HUTCHISON COMPANY
1200 BROAD STREET SUITE 205, DURHAM, NC 27705-3573

THE INVESTMENT CENTER, INC.
1420 ROUTE 206 NORTH SUITE 210, BEDMINSTER, NJ 07921
Mailing Address: 1420 ROUTE 206 NORTH, BOX 770, BEDMINSTER, NJ 07921

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
30B VREELAND ROAD, STE 210, FLORHAM PARK, NJ 07932

THE KELT GROUP, LLC
3757 STATE STREET, SUITE 3A, SANTA BARBARA, CA 93105

THE KLEIN GROUP, LLC
640 5TH AVENUE, 12TH FLOOR, NEW YORK, NY 10019
Mailing Address: 640 5TH AVENUE, 12TH FLOOR, NEW YORK, NY 10019

THE LEADERS GROUP, INC.
26 W. DRY CREEK CIRCLE, SUITE 575, LITTLETON, CO 80120-4475

THE LOGAN GROUP SECURITIES
2150 DOUGLAS BLVD. SUITE 240, ROSEVILLE, CA 95661
Mailing Address: P.O. BOX 2059, GRANITE BAY, CA 95746

THE LUGANO GROUP INCORPORATED
650 POYDRAS STREET, SUITE 1400, NEW ORLEANS, LA 70130-6116
Mailing Address: 650 POYDRAS STREET, SUITE 1400, NEW ORLEANS, LA 70130-6116

THE M & A GROUP - SORENSEN FREELAND PARTNERS, LLC
3565 IDS CENTER, 80 SOUTH 8TH STREET, MINNEAPOLIS, MN 55402

THE NEW PENFACS INC.
24 STILES ROAD, SUITE 201B, SALEM, NH 03079

THE O.N. EQUITY SALES COMPANY
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
701 XENIA AVE. SOUTH, SUITE 100, GOLDEN VALLEY, MN 55416-1089

THE OIL & GAS ASSET CLEARINGHOUSE II, LLC
500 N SAM HOUSTON PKWY W, STE 150, HOUSTON, TX 77067
Mailing Address: P.O. BOX 671787, HOUSTON, TX 77267-1787

THE ORR GROUP, LLC
110 SOUTH STRATFORD ROAD, SUITE 402, WINSTON-SALEM, NC 27104

THE ROCKWELL FINANCIAL GROUP, INC.
2 WILLIAM STREET, SUITE # 403, WHITE PLAINS, NY 10601

THE SECURITIES CENTER, INC.
245 "E" STREET, CHULA VISTA, CA 91910-2942
Mailing Address: 245 E STREET, CHULA VISTA, CA 91910-2942

THE SECURITIES GROUP, LLC
6465 NORTH QUAIL HOLLOW ROAD, SUITE 400, MEMPHIS, TN 38120-1417

THE SILVERFERN GROUP, INC.
599 LEXINGTON AVENUE, 47TH FLOOR, NEW YORK, NY 10022

THE SPARTAN GROUP
39 E. UNION STREET, PASADENA, CA 91103

THE STRATEGIC ALLIANCE CORPORATION
132 NORTH 1ST STREET, ALBERMARLE, NC 28001
Mailing Address: POST OFFICE BOX 1517, ALBEMARLE, NC 28002

THE STRATEGIC FINANCIAL ALLIANCE, INC.
2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345
Mailing Address: 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345

THE STURGES COMPANY
5784 ROYAL LYTHAM COURT, DUBLIN, OH 43017-1130

THE TAVENNER COMPANY
4910 MECHANICSBURG RD., SPRINGFIELD, OH 45502
Mailing Address: P.O. BOX 1368, SPRINGFIELD, OH 45501-1368

THE TIDAL GROUP, INC.
5501 MID CITIES PARKWAY, SUITE 100, SCHERTZ, TX 78154-2413

THE VALENCE GROUP, LLC
489 5TH AVENUE, 30TH FLOOR, NEW YORK, NY 10017

THE VERTICAL GROUP
417 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10016

THE WILLIAMS CAPITAL GROUP, L.P.
650 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10019

THE WINDMILL GROUP, INC.
253 ROUTE 202, SOMERS, NY 10589
Mailing Address: P.O. BOX 295, SOMERS, NY 10589

THE WINNING EDGE FINANCIAL GROUP
75 MADISON AVE., CLIFTON, NJ 07011-2716

THE YALE GROUP, INC.
725 NEWPORT STREET, DENVER, CO 80220

THEMIS TRADING LLC
10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928

THIRD SEVEN CAPITAL LLC
30 IRVING PLACE, 10TH FLOOR, NEW YORK, NY 10003

THOMAS CAPITAL GROUP, INC.
4221 HARBORVIEW DRIVE, SUITE 200, GIG HARBOR, WA 98332

THOMAS P. REYNOLDS SECURITIES LTD.
25 NEWBRIDGE ROAD, SUITE 205, HICKSVILLE, NY 11801

THOMASLLOYD CAPITAL LLC
427 BEDFORD ROAD, PLEASANTVILLE, NY 10570

THOMPSON DAVIS & CO., INC.
15 SOUTH 5TH STREET, RICHMOND, VA 23219
Mailing Address: PO BOX 1854, RICHMOND, VA 23218

THORNBURG SECURITIES CORPORATION
2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506

THORNHILL SECURITIES, INC.
336 SOUTH CONGRESS AVE. STE. 200, AUSTIN, TX 78704

THORNTON FARISH INC.
3500 EASTERN BLVD, SUITE 210, MONTGOMERY, AL 36116-1781

THOROUGHBRED FINANCIAL SERVICES, LLC
5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027

THRASHER & CHAMBERS, INC.
1001 SE 28TH STREET, SUITE 1, BENTONVILLE, AR 72712-6706

THREADSTONE ADVISORS, LLC
477 MADISON AVE., 24TH FLOOR, NEW YORK, NY 10022

THREE LAKES SECURITIES, LLC
3113 WEST BELTLINE HWY., MADISON, WI 53713-2830
Mailing Address: PO BOX 8950, MADISON, WI 53708-8950

THREE OCEAN SECURITIES LLC
551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY 10176
Mailing Address: 551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY 10176

THREE RIVERS BROKERAGE, LLC
650 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10019

THRIVENT INVESTMENT MANAGEMENT INC.
625 FOURTH AVENUE SOUTH, MINNEAPOLIS, MN 55415-1665

THS LTD.
9 WEST 8TH STREET, #2, NEW YORK, NY 10011
Mailing Address: 9 WEST 8TH STREET, #2, NEW YORK, NY 10011

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
9000 KEYSTONE CROSSING, SUITE 740, INDIANAPOLIS, IN 46240-2142

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
730 THIRD AVENUE, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

TIER ONE PARTNERS, INC.
2227 DONATO DR., BELLEAIRE BEACH, FL 33786

TIGRESS FINANCIAL PARTNERS, LLC
500 FIFTH AVENUE, SUITE 1520, NEW YORK, NY 10110

TIMBER HILL LLC
ONE PICKWICK PLAZA, SUITE 200, GREENWICH, CT 06830

TIME EQUITIES SECURITIES LLC
55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
Mailing Address: 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003

TIMECAPITAL SECURITIES CORPORATION
ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776-3336

TIMOTHY PARTNERS, LTD.
1055 MAITLAND CENTER COMMONS, MAITLAND, FL 32751

TITAN SECURITIES
14801 QUORUM DR, SUITE 260, DALLAS, TX 75254

TITLEIST ASSET MANAGEMENT, LTD.
777 SONTERRA BOULEVARD SUITE 330, SAN ANTONIO, TX 78258
Mailing Address: 777 SONTERRA BOULEVARD SUITE 330, SAN ANTONIO, TX 78258

TITUS ROCKEFELLER, LLC
181 POST ROAD WEST, WESTPORT, CT 06880

TJM INVESTMENTS, LLC
318 W. ADAMS STREET 9TH FLOOR, CHICAGO, IL 60606

TLG LENOX, LLC
3384 PEACHTREE ROAD NE, SUITE 300, ATLANTA, GA 30326

TLS FINANCIAL SERVICES, INC.
920 PROVIDENCE RD, SUITE 203, TOWSON, MD 21286-2977

TM CAPITAL CORP.
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

TMC BONDS L.L.C.
825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022
Mailing Address: 825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022

TMR BAYHEAD SECURITIES, LLC
29 HULSE LANDING, BRICK, NJ 08723

TNCP, LLC
60 LONG RIDGE ROAD, SUITE 307, STAMFORD, CT 06902

TOBIN & COMPANY SECURITIES LLC
112 SOUTH TRYON STREET, SUITE 1760, CHARLOTTE, NC 28284

TOCQUEVILLE SECURITIES L.P.
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019

TOD'S POINT CAPITAL LLC
53 FOREST AVE., 3RD FLOOR, OLD GREENWICH, CT 06870

TONTINE INVESTMENT GROUP, LLC
521 JAEGER DRIVE, DELRAY BEACH, FL 33444

TOP CAPITAL ADVISORS, INC.
3620 KENSLEY DRIVE, INGLEWOOD, CA 90305-2232
Mailing Address: 3620 KENSLEY DRIVE, INGLEWOOD, CA 90305

TOPEKA CAPITAL MARKETS INC.
40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10006

TOR BROKERAGE LLC
9019 OLD RIVER ROAD, 2ND FLOOR, NORTH BERGEN, NJ 07047

TORA TRADING SERVICES, LLC
1440 CHAPIN AVENUE, SUITE 205, BURLINGAME, CA 94010

TORCH PARTNERS CORPORATE FINANCE INC
33 CAVENDISH SQUARE, LONDON, W1G 0PW UK

TORCH SECURITIES, LLC
4006 AUSTIN MEADOW DRIVE, SUGAR LAND, TX 77479

TORINO CAPITAL LLC
777 THIRD AVENUE, SUITE 23B, NEW YORK, NY 10017

TOUCHSTONE SECURITIES, INC.
303 BROADWAY, SUITE 1100, CINCINNATI, OH 45202

TOURMALINE PARTNERS, LLC
680 WASHINGTON BLVD., 10TH FLOOR, STAMFORD, CT 06901

TOUSSAINT CAPITAL PARTNERS, LLC
13 BROADWAY, SUITE 2, FREEHOLD, NJ 07728

TOV CAPITAL MARKETS, INC.
1000 BRICKELL AVENUE, SUITE 1112, MIAMI, FL 33131

TOWERBROOK FINANCIAL, L.P.
PARK AVENUE TOWER, 65 EAST 55TH STREET, NEW YORK, NY 10022

TOWN HALL
301 W BARBEE CHAPEL ROAD, SUITE 200, CHAPEL HILL, NC 27517

TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
19001 SOUTH WESTERN AVENUE, NF10, TORRANCE, CA 90501

TPEG SECURITIES, LLC
700 N. CARROLL AVE., SUITE 110, SOUTHLAKE, TX 76092
Mailing Address: 700 N. CARROLL AVE. SUITE 110, SOUTHLAKE, TX 76092

TPG CAPITAL BD, LLC
301 COMMERCE STREET, STE 3300, FORT WORTH, TX 76102

TRACK DATA SECURITIES CORPORATION
1122 CONEY ISLAND AVENUE, BROOKLYN, NY 11230

TRADE INFORMATICS LLC
2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 107, PURCHASE, NY 10577

TRADE MANAGE CAPITAL, INC.
299 MARKET STREET, SADDLE BROOK, NJ 07663

TRADE-PMR INC.
2511 NW 41ST STREET, GAINESVILLE, FL 32606
Mailing Address: P.O. BOX 358230, GAINESVILLE, FL 32635-8230

TRADEFIRE, INC.
6315 BOATHOUSE RD., STE. 200, WILMINGTON, NC 28043

TRADEKING
888 E. LAS OLAS BLVD, SUITE 300, FORT LAUDERDALE, FL 33301

TRADELINK SECURITIES, LLC
71 S. WACKER DR. SUITE 1900, CHICAGO, IL 60606

TRADERFIELD SECURITIES INC.
70 BROAD ST, NEW YORK, NY 10004-2313

TRADESPOT MARKETS INC.
5400 S UNIVERSITY DRIVE, STE 206 A, DAVIE, FL 33328

TRADESTATION SECURITIES, INC.
8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324
Mailing Address: 8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324

TRADEWEB DIRECT LLC
1177 AVENUE OF THE AMERICAS, FLOOR 32, NEW YORK, NY 10036

TRADEWEB L.L.C
1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

TRADEWORX SECURITIES LLC
10 BROAD STREET, RED BANK, NJ 07701

TRADIER BROKERAGE, INC.
11016 RUSHMORE DR., SUITE 350, CHARLOTTE, NC 28277
Mailing Address: PO BOX 49056, CHARLOTTE, NC 28277

TRADINGBLOCK
311 S. WACKER DR., STE 650, CHICAGO, IL 60606

TRADINGSCREEN BROKERAGE SERVICES LLC
215 PARK AVENUE SOUTH, SUITE 1300, NEW YORK, NY 10003

TRADITION ASIEL SECURITIES INC.
255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007
Mailing Address: 255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007

TRANSACT CAPITAL SECURITIES, LLC
7400 BEAUFONT SPRINGS DR., SUITE 105, RICHMOND, VA 23225

TRANSACTIONDRIVERS LLC
1000 MANNING AVENUE, LOS ANGELES, CA 90024

TRANSAM SECURITIES, INC.
1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714

TRANSAMERICA CAPITAL, INC.
4600 S. SYRACUSE STREET, SUITE 1100, DENVER, CO 80237

TRANSAMERICA FINANCIAL ADVISORS, INC
570 CARILLON PARKWAY, ST. PETERSBURG, FL 33716-1202
Mailing Address: P.O. BOX 9053, CLEARWATER, FL 33758-9053

TRANSAMERICA INVESTORS SECURITIES CORPORATION
440 MAMARONECK AVENUE, HARRISON, NY 10528

TRANSCEND CAPITAL
6500 RIVER PLACE BLVD., BLDG 1, SUITE 200, AUSTIN, TX 78730

TRANSNATIONAL CAPITAL CORP.
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

TRANSPACIFIC GROUP LLC
485 MADISON AVENUE, SUITE 1500, NEW YORK, NY 10022

TRANSWESTERN CAPITAL MARKETS, LLC
155 S. MADISON STREET, SUITE 210, DENVER, CO 80209

TRAVERSI CAPITAL ADVISORS, LLC
71 STEVENSON STREET, SUITE 400, SAN FRANCISCO, CA 94105

TRC MARKETS LLC
710 JOHNNIE DODDS BLVD., SUITE 300, MT. PLEASANT, SC 29464

TREASURE FINANCIAL CORP.
777 S. CENTRAL EXPRESSWAY, SUITE 101, RICHARDSON, TX 75080

TREASURY BROKERAGE
648 MENLO AVENUE, SUITE 2, MENLO PARK, CA 94025

TREECE FINANCIAL SERVICES CORP.
6800 W. CENTRAL AV. UNIT G., TOLEDO, OH 43617-1112
Mailing Address: 6800 W. CENTRAL AV. UNIT G, TOLEDO, OH 43617-1112

TRESTLE POINT, LLC
3791 SOUTH GALLOWAY, MEMPHIS, TN 38111

TREVOR, COLE, REID, & MONROE, INC.
641 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: 641 LEXIINGTON AVENUE, NEW YORK, NY 10022

TRG ADVISORS, INC.
6500 SHERIDAN DR., STE 110, AMHERST, NY 14221

TRIAD ADVISORS, INC.
5155 PEACHTREE PARKWAY, SUITE 3220, NORCROSS, GA 30092

TRIAD SECURITIES CORP
111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401

TRIAGO
499 PARK AVENUE, SUITE 2001, NEW YORK, NY 10022
Mailing Address: 499 PARK AVE, FL 20, NEW YORK, NY 10022-1231

TRIANGLE SECURITIES, LLC
1301 ANNAPOLIS DRIVE, RALEIGH, NC 27608

TRICOR FINANCIAL, LLC
10501 W GOWAN ROAD, SUITE 260, LAS VEGAS, NV 89129

TRIDENT PARTNERS LTD.
181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797

TRILOMA SECURITIES, LLC
228 NORTH PARK AVENUE, SUITE A, WINTER PARK, FL 32789

TRINITY WEALTH SECURITIES, L.L.C.
132 W. WASHINGTON AVE - SUITE 200, ST. LOUIS, MO 63122

TRIPLE A PARTNERS LLC
1714 16TH STREET, SANTA MONICA, CA 90404
Mailing Address: 1714 16TH STREET, SUITE 1750, SANTA MONICA, CA 90404

TRIPLESHOT
1 CURVE STREET, BEDFORD, MA 01730

TRIPLETREE, LLC
3600 MINNESOTA DRIVE, SUITE 200, EDINA, MN 55435

TRIPOINT GLOBAL EQUITIES, LLC
130 WEST 42ND STREET, 10TH FL, NEW YORK, NY 10036

TRITAURIAN CAPITAL, INCORPORATED
261 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

TRITON PACIFIC CAPITAL, LLC
11900 WEST OLYMPIC BLVD., SUITE 720, LOS ANGELES, CA 90064

TRITON PACIFIC SECURITIES, LLC
10877 WILSHIRE BLVD, 12TH FLOOR, LOS ANGELES, CA 90024

TRIUMPH GLOBAL SECURITIES, LTD.
630 NINTH AVENUE, SUITE 402, NEW YORK, NY 10036
Mailing Address: 45 ROCKEFELLER PLAZA, PMB 16, 20TH FLOOR, NEW YORK, NY 10111

TRIUMPH SECURITIES CORPORATION
555 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

TROUT CAPITAL LLC
740 BROADWAY, SUITE 903, NEW YORK, NY 10003

TRUBEE, COLLINS & CO., INC.
1350 ONE M&T PLAZA, FAX # 716-849-0144, BUFFALO, NY 14203-2396
Mailing Address: 1350 ONE M&T PLAZA, BUFFALO, NY 14203-2396

TRUENORTH, INC.
8200 E. 32ND STREET NORTH SUITE 100, WICHITA, KS 67226

TRUMID FINANCIAL LLC
120 BROADWAY, 9TH FL, NEW YORK, NY 10271

TRUMP SECURITIES, LLC
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

TRUSTCORE INVESTMENTS, INC.
5314 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027

TRUSTFIRST
265 BROOKVIEW CENTRE WAY, SUITE 504, KNOXVILLE, TN 37919

TRUSTMONT FINANCIAL GROUP, INC.
SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601
Mailing Address: SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601

TRYCO SECURITIES, INC.
3504 WATERCREST DRIVE, PLANO, TX 75093

TSC DISTRIBUTORS, LLC
10 HIGH STREET, SUITE 701, BOSTON, MA 02110

TTBD, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606

TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC
1111 BAGBY SUITE 5100, HOUSTON, TX 77002

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.
1111 BAGBY, SUITE 4900, HOUSTON, TX 77002
Mailing Address: 1111 BAGBY, SUITE 5000, HOUSTON, TX 77002

TULLETT PREBON FINANCIAL SERVICES LLC
101 HUDSON STREET, JERSEY CITY, NJ 07302

TULLY & HOLLAND, INCORPORATED
20 WILLIAM STREET, SUITE 135, WELLESLEY, MA 02481

TUOHY BROTHERS INVESTMENT RESEARCH, INC.
575 MADISON AVENUE, NEW YORK, NY 10022

TUXEDO CAPITAL PARTNERS, LLC
3600 TUXEDO ROAD NW, ATLANTA, GA 30305

TWENTY-FIRST SECURITIES CORPORATION
780 THIRD AVENUE - 24TH FLOOR, NEW YORK, NY 10017

TWG SECURITIES, INC.
175 W. JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604
Mailing Address: 175 W JACKSON BLVD., 11TH FLOOR, CHICAGO, IL 60604

TWO SIGMA SECURITIES, LLC
101 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10013
Mailing Address: 101 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10013

TYKHE SECURITIES, LLC
69 MOUNT VERNON STREET, BOSTON, MA 02108

Last updated: 5/5/15