Funding Portals We Regulate
A crowdfunding intermediary must register with the Securities and Exchange Commission (SEC) as a broker or as a funding portal and become a member of a national securities association (FINRA). The following crowdfunding intermediaries are registered with the SEC as funding portals and are funding portal members of FINRA.
Learn more about funding portals.
For broker-dealer firms, view the Broker Dealer Firms We Regulate list on our site.
SEC File No.: 7-27
3753 North Pine Grove Ave., # 2
Chicago, IL 60613
SEC File No.: 7-54
Other Name(s): SmartWise
611 39th Avenue
San Francisco, CA 94121
Last Updated: 5/26/17