Get Involved / FINRA Elections

Firm executives can get involved with FINRA’s process through committee service, comment letters and other methods. FINRA has many opportunities for firms to be involved with its committees. The Regional Committees, Small Firm Advisory Committee, National Adjudicatory Council, and Board of Governors all hold annual elections. Many firm executives looking to get involved in the FINRA process have found that serving on a Regional Committee is a good place to start. On this page you will find descriptions on the different committees, how the election process works, how to indicate interest in being considered for committee or board service and communications to firms about the upcoming elections.

May 3, 2019
The FINRA Board of Governors will meet in New York for its second meeting of the year. Read President and CEO Robert Cook’s email to firms previewing the agenda.
March 13, 2019
FINRA CEO Robert Cook, Board members and FINRA staff provide updates from the February/March 2019 FINRA Board of Governors meeting.
February 26, 2019
The FINRA Board of Governors meets this week in Boca Raton, FL. Read President and CEO Robert Cook’s email to firms previewing the agenda.
December 21, 2018
Read President and CEO Robert Cook’s post-meeting email to firms highlighting the December 2018 FINRA Board of Governors meeting.
December 10, 2018
The FINRA Board of Governors meets this week in New York for the final time in 2018. Read President and CEO Robert Cook’s email to firms previewing the agenda.