Get Involved / FINRA Elections
Firm executives can get involved with FINRA’s process through committee service, comment letters and other methods. FINRA has many opportunities for firms to be involved with its committees. The District Committees, Small Firm Advisory Board, National Adjudicatory Council, and Board of Governors all hold annual elections. Many firm executives looking to get involved in the FINRA process have found that serving on a District Committee is a good place to start. On this page you will find descriptions on the different committees, how the election process works, how to indicate interest in being considered for committee or board service and communications to firms about the upcoming elections.
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Notice of Special Meeting of Large Firms and Proxy
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Upcoming FINRA Board of Governors ElectionPetitions for Candidacy Due: July 9, 2018
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Special Election to Fill a FINRA Large Firm Governor VacancyPetitions for Candidacy Due: Monday, June 4, 2018
May 17, 2018
Read FINRA President and CEO Robert Cook’s email to firms and watch the video report with highlights from the Board of Governors meeting.
May 7, 2018
The FINRA Board of Governors meets this week for the first time in 2018. Read President and CEO Robert Cook’s email to firms previewing the agenda.
April 17, 2018
Diversity and inclusion are good for business. The financial services industry may not be known for its diverse workforce or inclusive culture, but FINRA is aiming to change that perception. Hear FINRA leaders share strategies and actions you can take to drive a more diverse and inclusive workplace.
March 14, 2018
FINRA’s Board of Governors met last week for the first time in 2018, and I am writing to share with you some updates from our discussions.
March 5, 2018
The FINRA Board of Governors meets this week for the first time in 2018. As is customary for each year’s first meeting, the Board’s will review FINRA’s corporate goals.
The comment period has been extended to June 22, 2018.