Customer Margin Balance Form Due Dates

FINRA member firms are required to submit—via the Customer Margin Balance Form—the total of all debit balances in securities margin accounts, and all free credit balances in all cash accounts and all securities margin accounts on a settlement date basis as of the last business day of the month.

2016 Filing Due Dates

Period Ending Due Date
January 29, 2016 February 8, 2016
February 29, 2016 March 8, 2016
March 31, 2016 April 8, 2016
April 29, 2016 May 9, 2016
May 31, 2016 June 8, 2016
June 30, 2016 July 11, 2016
July 29, 2016 August 8, 2016
August 31, 2016 September 9, 2016
September 30, 2016 October 10, 2016
October 31, 2016 November 8, 2016
November 30, 2016 December 8, 2016
December 30, 2016 January 10, 2017