Trade Reporting and Compliance Engine (TRACE)
The Trade Reporting and Compliance Engine is the FINRA-developed vehicle that facilitates the mandatory reporting of over-the-counter secondary market transactions in eligible fixed income securities.
All broker-dealers who are FINRA member firms have an obligation to report transactions in corporate bonds to TRACE under an SEC-approved set of rules.
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FINRA Operations: (866) 776-0800
Technical Support: (212) 231-5180
June 8, 2017
1:30 p.m. – 2:30 p.m. ET