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Trade Reporting and Compliance Engine (TRACE) Report Cards

These monthly reports cover trades of Treasuries, Securitized Products, Agency Bonds, and Corporate Debt that a member firm reported to the Trade Reporting and Compliance Engine (TRACE).  Firms are required to report trades in accordance with established FINRA rules and regulations.

TRACE Markup/Markdown Analysis Report
The report is a monthly compliance tool that provides member firms an analysis of the markup, markdown, and customer-to-customer pairs identified by FINRA during the month. This report and supporting transaction details are designed to support firms' fair pricing and disclosure compliance procedures and reviews.

TRACE Quality of Markets Report Card for Agency Debt
The TRACE Quality of Markets Report Card for Agency Debt is a monthly status report for trades that a member firm reported to TRACE. Firms are required to report trades in accordance with established FINRA rules and regulations.

TRACE Quality of Markets Report Cards for Corporate Bonds
The TRACE Quality of Markets Report Card for Corporate Bonds is a monthly status report for trades that a member firm reported to TRACE. Firms are required to report trades in accordance with established FINRA rules and regulations. 

TRACE Quality of Markets Report Cards for Securitized Products
The TRACE Quality of Markets Report Card for Securitized Products is a monthly status report for the reporting of transactions in securitized products to TRACE. Firms are required to report trades in accordance with established FINRA rules and regulations. 

TRACE Quality of Markets Report Cards for Treasuries
The TRACE Quality of Markets Report Card for Treasuries is a monthly status report for Treasuries trades that a member firm reported to TRACE. Firms are required to report trades in accordance with established FINRA rules and regulations.

TRACE Treasuries Execution Time Difference Report Card
The TRACE Treasuries Execution Time Difference report is a monthly summary of execution time comparisons for inter-dealer trades in U.S. Treasury Securities reported to TRACE. Firms are required to report trades in accordance with established FINRA rules and regulations.