Options Report Cards
Large Options Positions Report (LOPR) – Listed
FINRA is providing Listed LOPR exceptions from FINRA’s Listed LOPR Audit Exception Report. The LOPR Listed report contains three types of exceptions for exchange-traded options: The Effective Date, LOPR Reporting Exceptions and In-Concert Exceptions.
Large Options Positions Report (LOPR) – Over-the-Counter
FINRA is providing OTC LOPR exceptions from FINRA’s OTC LOPR Report. These exceptions represent OTC exceptions generated based on the following: Long/Short exception, In-Concert exception, Address exceptions, and Tax ID exceptions.