Large Options Positions Report (LOPR) – Listed
|Date of all listed options position, as reported.
Total Number of Exceptions
|Total number of issues reported during the period.
Large Options Positions Reported (LOPR) - Listed Detail Data
|The position date.
|A FINRA generated exception identifier.
|Count of Accounts (in-concert)
|The count of accounts identified that potentially are in-concert (please note this does not indicate bullish positions).
The account type of the position:
|Aggregate Long Position (in-concert)
|The Aggregate Long Contract Quantity for Account Acting In-Concert (please note this does not indicate bullish positions).
|Aggregate Short Position (in-concert)
|The Aggregate Short Contract Quantity for Account Acting In-Concert (please note this does not indicate bullish positions).
The Reporting types are:
In-Concert Alerts identify accounts reported to the LOPR system with the same Tax Number, different account numbers, and not as in-concert.
|The exchange that the firm is allocated to per the 17d-2 agreement on the position date.
|Change in LOPR
|The firm's Current day LOPR minus its Previous day LOPR.
|Change in OCC Position
|The firm's Current day OCC minus its Previous day OCC.
|The firm’s OCC clearing member number.
|The Firm's current day LOPR position.
|LOPR as % of OCC Position
|Ratio of values in Current LOPR and OCC Position fields.
|Difference as % of OCC Position
|Ratio of values in difference as % of OCC change and change in OCC Position fields.
|Difference as % of OCC Change
|Difference between values in change in OCC Positions and change in LOPR
*Please note this is currently not expressed as a percent
|The option's expiration date.
|The firm name.
|The current day OCC position.
|The option symbol.
|Position Type (Long/Short)
|Long or Short please note that this does not indicate bullish/bearish positions)
|Prior Day LOPR
|The previous day LOPR position.
|Prior Day OCC Position
|The previous day OCC position.
|Prior LOPR/OCC Position Date
|The business date immediately preceding the position date.
|Put / Call Code
|The Put / Call Indicator.
|The number of LOPR/ records contained in this exception
|A FINRA score applied to the alert.
|The option's strike price.
|Tax ID (in-concert)
|The tax number.
note: the number will truncated
|The option's underlying symbol.