Trade Reporting and Compliance Engine (TRACE)
The Trade Reporting and Compliance Engine is the FINRA-developed vehicle that facilitates the mandatory reporting of over-the-counter secondary market transactions in eligible fixed income securities.
All broker-dealers who are FINRA member firms have an obligation to report transactions in corporate bonds to TRACE under an SEC-approved set of rules.
Sign up to receive periodic emails regarding:
- system status
- system updates
- planned outages
- other important events
FINRA Operations: (866) 776-0800
Technical Support: (212) 231-5180
These monthly reports cover trades of Treasuries, Securitized Products, Agency Bonds, and Corporate Debt that a member firm reported to the Trade Reporting and Compliance Engine (TRACE).