Fixed Income Distributions
The Fixed Income Distributions file is a cumulative list of distributions that have been announced during the calendar year. These include cash, stock and in kind distributions as a result of a bankruptcy reorganization plan, default interest payments, or other distributions in fixed income securities. FINRA’s Operations Department reviews and processes these company-related actions pursuant to SEA Rule 10b-17 and FINRA Uniform Practice Code (FINRA Rule 11000 Series) to facilitate the orderly trading and settlement of OTC securities.
The fields provided in the Fixed Income Distribution announcements are defined below.
Please note Fixed Income Distributions data is available from 1/1/2017 forward via this site. Any questions about fixed income distributions announced before this date can be addressed to Market Operations at (866) 776-0800.
|SYMBOL||The trading symbol of the security for which the distribution is being announced|
|DAILY_LIST_DATE||The date and time the item was published|
|ISSUE_NAME||A name of the security for which the distribution is being announced|
|EFF_DATE||The effective date of the distribution|
|MATURITY_DATE||The maturity date of the security|
|RECORD_DATE||The record date of the distribution|
|PAYMENT_DATE||The payment date of the distribution|
|DAILY_LIST_REASON||BCSHD = Bankruptcy Cash Distribution
BSTKD = Bankruptcy Stock Distribution
DCSHD = Default Interest (Cash) Distribution
DSTKD = Default Stock Distribution
|ACCRD_INTRST_PMNT_PER_PRNCL_AMNT||The accrued interest payment per principal amount|
|INTRST_PMNT_PER_PRNCL_AMNT||The interest payment per principal amount|
|COMMENTS||Displays the comments (if available) provided on the announcement|
|DVDND_MSTR_ID||Identifies the distribution announcement, and allows it to be tied to any changes to the original announcement if necessary|
The information contained on this website is compiled for the convenience of site visitors and is furnished by FINRA without any responsibility to the visitor or any third party receiving the information from the visitor or as a result of visitor’s actions; or guaranty of accuracy or completeness and is accepted as such by the site visitor and on the condition that transmission, failure of transmission, inaccuracy or omissions, if any, contained on this website, shall not be made the basis for any claim, demand or cause for action. Your use of this website is also subject to the terms and conditions of the FINRA website. If you do not agree to these conditions, please do not access the information contained on this website.