Fixed Income Distributions
The Fixed Income Distributions file is a cumulative list of distributions that have been announced during the calendar year. These include cash, stock and in kind distributions as a result of a bankruptcy reorganization plan, default interest payments, or other distributions in fixed income securities. FINRA’s Operations Department reviews and processes these company-related actions pursuant to SEA Rule 10b-17 and FINRA Uniform Practice Code (FINRA Rule 11000 Series) to facilitate the orderly trading and settlement of OTC securities.
The fields provided in the Fixed Income Distribution announcements are defined below.
Please note Fixed Income Distributions data is available from 1/1/2017 forward via this site. Any questions about fixed income distributions announced before this date can be addressed to Market Operations at (866) 776-0800.
| Field Header | Definition |
|---|---|
| SYMBOL | The trading symbol of the security for which the distribution is being announced |
| DAILY_LIST_DATE | The date and time the item was published |
| ISSUE_NAME | A name of the security for which the distribution is being announced |
| EFF_DATE | The effective date of the distribution |
| MATURITY_DATE | The maturity date of the security |
| RECORD_DATE | The record date of the distribution |
| PAYMENT_DATE | The payment date of the distribution |
| DAILY_LIST_REASON | BCSHD = Bankruptcy Cash Distribution BSTKD = Bankruptcy Stock Distribution DCSHD = Default Interest (Cash) Distribution DSTKD = Default Stock Distribution |
| ACCRD_INTRST_PMNT_PER_PRNCL_AMNT | The accrued interest payment per principal amount |
| INTRST_PMNT_PER_PRNCL_AMNT | The interest payment per principal amount |
| COMMENTS | Displays the comments (if available) provided on the announcement |
| DVDND_MSTR_ID | Identifies the distribution announcement, and allows it to be tied to any changes to the original announcement if necessary |
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