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TRACE ATS Identifiers List

ATS NAME ATS ID FIRM NAME 6732 Exemption
AMERICAN LEDGER ATS CSTN AMERICAN LEDGER ATS  
BGC FINANCIAL, L.P. BGCX BGC FINANCIAL, L.P.  
BROKERTEC AMERICAS LLC IEBC BROKERTEC AMERICAS LLC  
BROKERTEC AMERICAS LLC IEBD BROKERTEC AMERICAS LLC  
CLARITY BIDRATE ALTERNATIVE TRADING SYSTEM  CLRT ARBOR RESEARCH & TRADING, LLC  
ClearList LLC CLER ClearList LLC  
CREDITMATCH LATG GFI SECURITIES LLC  
DEALERWEB DLWB DEALERWEB INC.  
Distributed Technology Markets ATS SMKT DTM ATS  
FENICS DELTA X (FNIX) FNIX GFI SECURITIES LLC  
FENICS UST FNCS BGC FINANCIAL, L.P.  
GFI SECURITIES LLC GFIG GFI SECURITIES LLC  
HTDonline HTDX HARTFIELD, TITUS & DONNELLY, LLC  
IBKR ATS IATS INTERACTIVE BROKERS LLC  
ICAP SECURITIES USA ICAP ICAP SECURITIES USA  
ICAP TRADING SYSTEM GARE ICAP CORPORATES LLC  
ICE BONDPOINT VABD ICE Bonds Securities Corporation Y
ICE Credit Trade CSCA ICE Bonds Securities Corporation  
ICE TMC TMCC ICE Bonds Securities Corporation Y
Kopen Tech Capital Markets KTCM KOPENTECH CAPITAL MARKETS LLC  
LIQUIDITYEDGE, LLC LQED LIQUIDITYEDGE, LLC  
LIQUIDNET FIXED INCOME ATS LQNF LIQUIDNET, INC.  
MARKETAXESS ATS MKAA Live Markets  
MTS BONDSPRO BNDS MTS MARKETS INTERNATIONAL, INC.  
NASDAQ FIXED INCOME NFIT EXECUTION ACCESS, LLC   
North Capital Private Securities Corporation PPEX Public Private Execution Network, PPEX or PPEX ATS  
OASIS PRO MARKETS LLC OPML OASIS PRO MARKETS LLC  
Opendoor Securities LLC ODST Opendoor Securities LLC  
OTC LINK ATS OTCR OTC LINK LLC  
TMC BONDS L.L.C. TMCC TMC BONDS L.L.C. Y
TPCREDITDEAL TPCD TULLETT PREBON FINANCIAL SERVICES LLC  
TRADEWEB DIRECT LLC TWDA TRADEWEB DIRECT LLC Y
TRUMID ATS TMID TRUMID FINANCIAL LLC Y

Last Updated: 4/13/21

* Please refer to Exemptive Letters.