Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

TRACE ATS Identifiers List

ATS NAME ATS ID FIRM NAME 6732 Exemption
BGC FINANCIAL, L.P. BGCX BGC FINANCIAL, L.P.
BROKERTEC AMERICAS LLC IEBC BROKERTEC AMERICAS LLC
BROKERTEC AMERICAS LLC IEBD BROKERTEC AMERICAS LLC
CLARITY BIDRATE ALTERNATIVE TRADING SYSTEM  CLRT ARBOR RESEARCH & TRADING, LLC
ClearList LLC CLER ClearList LLC
CREDITMATCH LATG GFI SECURITIES LLC
DEALERWEB DLWB DEALERWEB INC.
Distributed Technology Markets ATS SMKT DTM ATS
FENICS DELTA X (FNIX) FNIX GFI SECURITIES LLC
FENICS UST FNCS BGC FINANCIAL, L.P.
GFI SECURITIES LLC GFIG GFI SECURITIES LLC
HTDonline HTDX HARTFIELD, TITUS & DONNELLY, LLC
IBKR ATS IATS INTERACTIVE BROKERS LLC
ICAP SECURITIES USA ICAP ICAP SECURITIES USA
ICAP TRADING SYSTEM GARE ICAP CORPORATES LLC
ICE BONDPOINT VABD ICE Bonds Securities Corporation Y
ICE Credit Trade CSCA ICE Bonds Securities Corporation
ICE TMC TMCC ICE Bonds Securities Corporation Y
Kopen Tech Capital Markets KTCM KOPENTECH CAPITAL MARKETS LLC
LIQUIDITYEDGE, LLC LQED LIQUIDITYEDGE, LLC
LIQUIDNET FIXED INCOME ATS LQNF LIQUIDNET, INC.
MARKETAXESS ATS MKAA Live Markets
MTS BONDSPRO BNDS MTS MARKETS INTERNATIONAL, INC.
NASDAQ FIXED INCOME NFIT EXECUTION ACCESS, LLC 
North Capital Private Securities Corporation PPEX Public Private Execution Network, PPEX
or PPEX ATS
OASIS PRO MARKETS LLC OPML OASIS PRO MARKETS LLC
OTC LINK ATS OTCR OTC LINK LLC
SHARENETT ATS SHNT SHARENETT SECURITIES LLC
TEXTURE ATS TXTR TEXTURE CAPITAL INC.
TP Trading Systems.  TPCD TULLETT PREBON FINANCIAL SERVICES LLC
TRADEWEB DIRECT LLC TWDA TRADEWEB DIRECT LLC Y
TRUMID ATS TMID TRUMID FINANCIAL LLC Y
ZIV INVESTMENT COMPANY ZIVI ZIV INVESTMENT COMPANY

Last Updated: 9/14/21

* Please refer to Exemptive Letters.