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Fixed Income Report Cards Demonstration (On Demand)

Original Program Date: October 22, 2015

On this free, on-demand recording of a WebEx presentation, FINRA staff members discuss new and updated fixed income-related Report Cards. It provides an overview of these Trade Reporting and Compliance Engine (TRACE) and municipal report cards, presents the features and benefits of each, and includes suggestions for how firms can use them to support their compliance activities. FINRA also highlighted the implementation of a monthly member outreach program relating to report card statistics.

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Complete the online registration form. A confirmation email will be sent after your registration has been processed.

Register for the Free On-Demand Presentation